Purchases and Sales Made in Q4 2021 in Angel Oak Financial Strategies Income Term Trust (FINS)
This table provides information about the institutional ownership of Angel Oak Financial Strategies Income Term Trust (FINS) during Q4 2021. The information is specifically focused on institutions that hold shares of Angel Oak Financial Strategies Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
808K+ 67.04% |
$13.1M - $14M
|
2.01M
$25.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
500K+ 793.09% |
$8.07M - $8.64M
|
563K
$7.21M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
312K+ 75.09% |
$5.04M - $5.39M
|
727K
$9.32M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
229K+ 14695.76% |
$3.7M - $3.96M
|
230K
$2.95M
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
193K+ 82.09% |
$3.11M - $3.33M
|
427K
$5.48M
|
|
|
Feb 08, 2022
Q4 2021
|
Granite Shares Advisors LLC
|
BUY
|
- |
155KNew |
$2.51M - $2.69M
|
155K
$1.99M
|
|
|
Mar 18, 2022
Q4 2021
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
129KNew |
$2.08M - $2.23M
|
129K
$1.65M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
105K+ 12.52% |
$1.7M - $1.82M
|
947K
$12.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
79.2K+ 354.88% |
$1.28M - $1.37M
|
102K
$1.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
72KNew |
$1.16M - $1.25M
|
72K
$923K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
50.2KNew |
$811K - $869K
|
50.2K
$644K
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
34K+ 36.41% |
$549K - $588K
|
127K
$1.63M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
26.6K+ 44.76% |
$430K - $461K
|
86.1K
$1.1M
|
|
|
Feb 08, 2022
Q4 2021
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
21.8KNew |
$352K - $377K
|
21.8K
$279K
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
BUY
|
- |
21.4K+ 64.64% |
$345K - $370K
|
54.4K
$698K
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
17.6KNew |
$285K - $305K
|
17.6K
$226K
|
|
|
Feb 15, 2022
Q4 2021
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
14.3KNew |
$231K - $248K
|
14.3K
$184K
|
|
|
Feb 02, 2022
Q4 2021
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
14.3KNew |
$231K - $247K
|
14.3K
$183K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
13.2K+ 7.48% |
$214K - $229K
|
190K
$2.44M
|
|
|
Jan 31, 2022
Q4 2021
|
Equitec Proprietary Markets, LLC
|
BUY
|
- |
5.99K+ 97.27% |
$96.8K - $104K
|
12.2K
$156K
|
|
|
Feb 04, 2022
Q4 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
5.58K+ 20.9% |
$90.2K - $96.6K
|
32.3K
$414K
|
|
|
Feb 07, 2022
Q4 2021
|
Column Capital Advisors, LLC
|
BUY
|
- |
1.5KNew |
$24.2K - $26K
|
1.5K
$19.2K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-390- 1.33% |
$6.3K - $6.75K
|
28.8K
$370K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-437- 0.39% |
$7.06K - $7.56K
|
110K
$1.42M
|
|
|
Jan 18, 2022
Q4 2021
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-1.15K- 7.83% |
$18.6K - $19.9K
|
13.5K
$173K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-6.86K- 8.38% |
$111K - $119K
|
75K
$962K
|
|
|
Feb 14, 2022
Q4 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-12.5KClosed |
$202K - $216K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-16.9K- 3.9% |
$272K - $292K
|
416K
$5.33M
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-36.7KClosed |
$593K - $635K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-45.2K- 58.76% |
$731K - $783K
|
31.8K
$407K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-57.1K- 20.92% |
$922K - $987K
|
216K
$2.77M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-102K- 24.88% |
$1.65M - $1.77M
|
309K
$3.96M
|
|
|
Feb 14, 2022
Q4 2021
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-322KClosed |
$5.21M - $5.58M
|
0
$0
|