Purchases and Sales Made in Q1 2025 in Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information about the institutional ownership of Flaherty & Crumrine Total Return Fund Inc (FLC) during Q1 2025. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 19, 2025
Q1 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
139KNew |
$2.31M - $2.4M
|
139K
$2.38M
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
101KNew |
$1.67M - $1.74M
|
101K
$1.72M
|
|
|
May 08, 2025
Q1 2025
|
Strategic Advocates LLC
Logan, UT |
BUY
|
- |
49.8KNew |
$823K - $857K
|
49.8K
$849K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
22.6KNew |
$374K - $389K
|
22.6K
$385K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
20.1KNew |
$333K - $346K
|
20.1K
$343K
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
16.9K+ 101.39% |
$279K - $290K
|
33.5K
$571K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
13.5K+ 9.12% |
$223K - $232K
|
161K
$2.75M
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
10.6K+ 32.47% |
$175K - $182K
|
43.2K
$737K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.86K+ 147.05% |
$163K - $170K
|
16.6K
$282K
|
|
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
9.02K+ 7.52% |
$149K - $155K
|
129K
$2.2M
|
|
|
May 15, 2025
Q1 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
2.41K+ 4.79% |
$39.9K - $41.5K
|
52.7K
$899K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
1.47KNew |
$24.3K - $25.3K
|
1.47K
$25K
|
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1KNew |
$16.5K - $17.2K
|
1K
$17.1K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
388+ 2.43% |
$6.42K - $6.68K
|
16.3K
$278K
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
262+ 51.98% |
$4.33K - $4.51K
|
766
$13.1K
|
|
|
Apr 10, 2025
Q1 2025
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
35+ 0.34% |
$579 - $603
|
10.4K
$177K
|
|
|
Apr 17, 2025
Q1 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
6+ 0.0% |
$99.2 - $103
|
208K
$3.55M
|
|
|
May 14, 2025
Q1 2025
|
Tortoise Investment Management, LLC
|
BUY
|
- |
2+ 1.19% |
$33.1 - $34.4
|
170
$2.9K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-40- 0.03% |
$662 - $689
|
131K
$2.24M
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
SELL
|
- |
-76- 2.18% |
$1.26K - $1.31K
|
3.42K
$58.2K
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-163- 56.01% |
$2.7K - $2.81K
|
128
$2.18K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-328- 24.42% |
$5.43K - $5.65K
|
1.02K
$17.3K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-491- 4.53% |
$8.12K - $8.46K
|
10.3K
$176K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-621- 3.11% |
$10.3K - $10.7K
|
19.3K
$329K
|
|
|
Apr 24, 2025
Q1 2025
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
SELL
|
- |
-876- 4.85% |
$14.5K - $15.1K
|
17.2K
$293K
|
|
|
May 13, 2025
Q1 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-1.24K- 2.33% |
$20.4K - $21.3K
|
51.7K
$882K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.61K- 1.12% |
$26.6K - $27.7K
|
142K
$2.43M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.29K- 14.81% |
$37.9K - $39.5K
|
13.2K
$225K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.61K- 13.42% |
$43.1K - $44.9K
|
16.8K
$287K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.49K- 3.94% |
$57.7K - $60.1K
|
85.1K
$1.45M
|
|
|
May 08, 2025
Q1 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-5.01K- 22.82% |
$82.9K - $86.3K
|
17K
$289K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.9K- 3.5% |
$181K - $188K
|
301K
$5.13M
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-16.3K- 15.76% |
$269K - $280K
|
86.8K
$1.48M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-16.6K- 67.98% |
$274K - $285K
|
7.81K
$133K
|
|
|
Apr 24, 2025
Q1 2025
|
Matisse Capital
|
SELL
|
- |
-19K- 19.93% |
$314K - $327K
|
76.3K
$1.3M
|
|
|
May 13, 2025
Q1 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-23.1K- 4.12% |
$382K - $397K
|
537K
$9.15M
|