Latest Institutional Transactions on Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Total Return Fund Inc (FLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
SELL
|
- |
-14.6K- 37.44% |
$241K - $254K
|
24.4K
$418K
|
|
|
Feb 14, 2025
Q4 2024
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
426New |
$7.03K - $7.42K
|
426
$7.31K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.88K- 2.16% |
$113K - $120K
|
312K
$5.35M
|
|
|
Feb 14, 2025
Q4 2024
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-3.69K- 6.51% |
$60.8K - $64.2K
|
53K
$909K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.06K+ 7.37% |
$17.5K - $18.5K
|
15.5K
$266K
|
|
|
Feb 14, 2025
Q4 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-25- 0.2% |
$413 - $435
|
12.3K
$211K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
41.6K+ 88.53% |
$686K - $724K
|
88.6K
$1.52M
|
|
|
Feb 14, 2025
Q4 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
50.3KNew |
$830K - $876K
|
50.3K
$863K
|
|
|
Feb 14, 2025
Q4 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-27.6K- 21.13% |
$456K - $481K
|
103K
$1.77M
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
31.4K+ 35.44% |
$518K - $546K
|
120K
$2.06M
|
|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
310K+ 123.84% |
$5.11M - $5.39M
|
560K
$9.6M
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-890- 7.59% |
$14.7K - $15.5K
|
10.8K
$186K
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.47K+ 3.96% |
$90.3K - $95.3K
|
144K
$2.47M
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
13.2K+ 67.9% |
$218K - $230K
|
32.6K
$560K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1+ 0.29% |
$16.5 - $17.4
|
351
$6.02K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
10KNew |
$165K - $174K
|
10K
$172K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-98- 0.61% |
$1.62K - $1.71K
|
15.9K
$274K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.93K- 4.32% |
$97.8K - $103K
|
131K
$2.26M
|
|
|
Feb 10, 2025
Q4 2024
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
BUY
|
- |
18.1KNew |
$298K - $314K
|
18.1K
$310K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-796- 10.61% |
$13.1K - $13.9K
|
6.71K
$115K
|
|
|
Feb 07, 2025
Q4 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
11.7K+ 5.92% |
$192K - $203K
|
208K
$3.58M
|
|
|
Feb 07, 2025
Q4 2024
|
Tortoise Investment Management, LLC
|
BUY
|
- |
4+ 2.44% |
$66 - $69.6
|
168
$2.88K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
83.2KNew |
$1.37M - $1.45M
|
83.2K
$1.43M
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.62K- 7.69% |
$26.7K - $28.2K
|
19.4K
$333K
|
|
|
Feb 06, 2025
Q4 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-709- 70.9% |
$11.7K - $12.3K
|
291
$4.99K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
19.9KNew |
$329K - $347K
|
19.9K
$342K
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
148KNew |
$2.44M - $2.57M
|
148K
$2.54M
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
SELL
|
- |
-509- 12.73% |
$8.4K - $8.86K
|
3.49K
$59.9K
|
|
|
Jan 29, 2025
Q4 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-481- 2.14% |
$7.94K - $8.37K
|
22K
$377K
|
|
|
Jan 29, 2025
Q4 2024
|
Meadow Brook Investment Advisors LLC
Livonia, MI |
BUY
|
- |
1.1K+ 67.9% |
$18.2K - $19.2K
|
2.72K
$46.7K
|
|
|
Jan 28, 2025
Q4 2024
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-1.89K- 8.33% |
$31.2K - $32.9K
|
20.8K
$357K
|
|
|
Jan 24, 2025
Q4 2024
|
Catalina Capital Group, LLC
Torrance, CA |
SELL
|
- |
-100- 0.97% |
$1.65K - $1.74K
|
10.2K
$175K
|
|
|
Jan 21, 2025
Q4 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
328+ 32.32% |
$5.41K - $5.71K
|
1.34K
$23K
|
|
|
Jan 21, 2025
Q4 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
504New |
$8.32K - $8.77K
|
504
$8.65K
|
|
|
Jan 14, 2025
Q4 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
16.6KNew |
$274K - $290K
|
16.6K
$285K
|
|
|
Jan 13, 2025
Q4 2024
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
122+ 1.19% |
$2.01K - $2.12K
|
10.4K
$178K
|
|
|
Jan 13, 2025
Q4 2024
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-555- 4.94% |
$9.16K - $9.66K
|
10.7K
$183K
|
|
| Q3 2024 | |||||||
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-9.94K- 93.42% |
$152K - $174K
|
700
$12K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12+ 0.1% |
$184 - $210
|
11.5K
$197K
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.8KNew |
$216K - $231K
|
14.8K
$255K
|
|
|
Aug 14, 2024
Q2 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
48.1K+ 47.63% |
$700K - $747K
|
149K
$2.56M
|
|
|
Aug 12, 2024
Q2 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-4.41K- 28.44% |
$64.3K - $68.6K
|
11.1K
$191K
|
|
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-28.1K- 26.78% |
$410K - $437K
|
76.9K
$1.32M
|
|
|
Jul 30, 2024
Q2 2024
|
Matisse Capital
|
BUY
|
- |
17.8K+ 22.96% |
$259K - $277K
|
95.3K
$1.64M
|
|
| Q1 2024 | |||||||
|
Aug 08, 2024
Q1 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
281New |
$4.1K - $4.34K
|
281
$4.82K
|
|
|
May 15, 2024
Q1 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-12.4K- 26.85% |
$180K - $191K
|
33.7K
$577K
|
|
|
May 15, 2024
Q1 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.7KNew |
$215K - $228K
|
14.7K
$253K
|
|
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-2.23K- 3.67% |
$32.5K - $34.5K
|
58.6K
$1.01M
|
|
|
May 08, 2024
Q1 2024
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-12.6K- 50.0% |
$183K - $194K
|
12.6K
$216K
|
|