Latest Institutional Transactions on Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Total Return Fund Inc (FLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 26, 2025
Q3 2025
|
Strategic Advocates LLC
Logan, UT |
SELL
|
- |
-22.8K- 41.73% |
$387K - $409K
|
31.9K
$559K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.11K- 1.48% |
$69.7K - $73.7K
|
274K
$4.82M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
866+ 5.04% |
$14.7K - $15.5K
|
18.1K
$317K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
13+ 0.07% |
$220 - $233
|
17.7K
$311K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-23.1K- 30.55% |
$392K - $414K
|
52.6K
$923K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.67K+ 31.39% |
$62.2K - $65.8K
|
15.4K
$270K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
245+ 0.27% |
$4.15K - $4.39K
|
89.5K
$1.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.22KNew |
$54.5K - $57.6K
|
3.22K
$56.4K
|
|
|
Nov 13, 2025
Q3 2025
|
Tortoise Investment Management, LLC
|
BUY
|
- |
3+ 1.73% |
$50.8 - $53.7
|
176
$3.09K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.05K- 2.46% |
$17.9K - $18.9K
|
41.8K
$733K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
303K+ 45.33% |
$5.14M - $5.43M
|
972K
$17.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
283+ 0.68% |
$4.79K - $5.07K
|
41.6K
$730K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.74K+ 9.22% |
$29.4K - $31.1K
|
20.6K
$361K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-1.39K- 16.31% |
$23.6K - $24.9K
|
7.14K
$125K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
980+ 0.67% |
$16.6K - $17.6K
|
147K
$2.57M
|
|
|
Nov 13, 2025
Q3 2025
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
12.9KNew |
$219K - $231K
|
12.9K
$227K
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
9.1K+ 8.24% |
$154K - $163K
|
120K
$2.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.02K+ 4.87% |
$102K - $108K
|
130K
$2.28M
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-3.71K- 7.59% |
$62.9K - $66.5K
|
45.2K
$794K
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
32.8KNew |
$556K - $588K
|
32.8K
$576K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.3K- 50.0% |
$89.8K - $94.9K
|
5.3K
$93K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
53.1K+ 28.95% |
$899K - $951K
|
236K
$4.15M
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
5.05K+ 50.5% |
$85.5K - $90.4K
|
15.1K
$264K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
4+ 0.83% |
$67.8 - $71.6
|
486
$8.53K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-578- 2.93% |
$9.79K - $10.4K
|
19.2K
$336K
|
|
|
Nov 05, 2025
Q3 2025
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
6.56K+ 28.31% |
$111K - $117K
|
29.7K
$522K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.05K- 17.08% |
$68.7K - $72.6K
|
19.7K
$345K
|
|
|
Nov 03, 2025
Q3 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
SELL
|
- |
-2.21K- 1.66% |
$37.4K - $39.5K
|
131K
$2.29M
|
|
|
Oct 23, 2025
Q3 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
10.2KNew |
$172K - $182K
|
10.2K
$178K
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
23.8K+ 30.73% |
$403K - $426K
|
101K
$1.78M
|
|
|
Oct 20, 2025
Q3 2025
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
BUY
|
- |
162+ 0.9% |
$2.74K - $2.9K
|
18.2K
$320K
|
|
|
Oct 17, 2025
Q3 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
1.23K+ 0.59% |
$20.8K - $22K
|
210K
$3.68M
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-514- 15.02% |
$8.71K - $9.21K
|
2.91K
$51K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.63K- 12.32% |
$24.9K - $27.6K
|
11.6K
$203K
|
|
|
Aug 21, 2025
Q2 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-169- 1.0% |
$2.59K - $2.87K
|
16.8K
$295K
|
|
|
Aug 14, 2025
Q2 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-4.04K- 7.67% |
$62.1K - $68.7K
|
48.7K
$854K
|
|
|
Aug 14, 2025
Q2 2025
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
11.5KNew |
$176K - $195K
|
11.5K
$201K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.1KNew |
$171K - $189K
|
11.1K
$196K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-91- 0.88% |
$1.4K - $1.55K
|
10.2K
$180K
|
|
|
Aug 13, 2025
Q2 2025
|
Luminist Capital LLC
Grand Rapids, MI |
SELL
|
- |
-12- 2.82% |
$184 - $204
|
414
$7.27K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Traub Capital Management LLC
Needham, MA |
BUY
|
- |
683New |
$10.5K - $11.6K
|
683
$12K
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
804+ 628.13% |
$12.3K - $13.7K
|
932
$16.4K
|
|
|
Aug 04, 2025
Q2 2025
|
Kovack Advisors, Inc.
|
BUY
|
- |
21.2KNew |
$325K - $360K
|
21.2K
$372K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.72K+ 185.43% |
$41.8K - $46.3K
|
4.19K
$73.6K
|
|
|
Jul 22, 2025
Q2 2025
|
Chung Wu Investment Group, LLC
Sugar Land, TX |
BUY
|
- |
400New |
$6.14K - $6.8K
|
400
$7.02K
|
|
| Q1 2025 | |||||||
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1KNew |
$16.5K - $17.2K
|
1K
$17.6K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-328- 24.42% |
$5.43K - $5.65K
|
1.02K
$17.8K
|
|
|
Apr 24, 2025
Q1 2025
|
Matisse Capital
|
SELL
|
- |
-19K- 19.93% |
$314K - $327K
|
76.3K
$1.34M
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
262+ 51.98% |
$4.33K - $4.51K
|
766
$13.4K
|
|