Latest Institutional Transactions on Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Total Return Fund Inc (FLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.15K+ 4.88% |
$63.7K - $70.6K
|
89.2K
$1.53M
|
|
|
Aug 14, 2025
Q2 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
133K+ 24.71% |
$2.04M - $2.25M
|
669K
$11.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
722+ 9.25% |
$11.1K - $12.3K
|
8.53K
$146K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-91- 0.88% |
$1.4K - $1.55K
|
10.2K
$176K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.48K+ 15.2% |
$38.1K - $42.2K
|
18.8K
$323K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.1KNew |
$171K - $189K
|
11.1K
$191K
|
|
|
Aug 14, 2025
Q2 2025
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
11.5KNew |
$176K - $195K
|
11.5K
$196K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-22.2K- 7.39% |
$341K - $378K
|
278K
$4.77M
|
|
|
Aug 14, 2025
Q2 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-2.79K- 5.4% |
$42.9K - $47.5K
|
48.9K
$839K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-1.59K- 8.22% |
$24.4K - $27K
|
17.7K
$304K
|
|
|
Aug 14, 2025
Q2 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-11.1K- 12.83% |
$171K - $189K
|
75.7K
$1.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-4.04K- 7.67% |
$62.1K - $68.7K
|
48.7K
$834K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.63K- 12.32% |
$24.9K - $27.6K
|
11.6K
$198K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.2K- 7.26% |
$18.5K - $20.5K
|
15.4K
$263K
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
3.39K+ 2.38% |
$52K - $57.6K
|
146K
$2.5M
|
|
|
Aug 13, 2025
Q2 2025
|
Luminist Capital LLC
Grand Rapids, MI |
SELL
|
- |
-12- 2.82% |
$184 - $204
|
414
$7.1K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
21.2K+ 105.59% |
$326K - $361K
|
41.3K
$709K
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-377- 0.87% |
$5.79K - $6.41K
|
42.8K
$734K
|
|
|
Aug 12, 2025
Q2 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-18.4K- 14.3% |
$283K - $313K
|
110K
$1.89M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-7.76K- 5.9% |
$119K - $132K
|
124K
$2.12M
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
82.3K+ 81.39% |
$1.26M - $1.4M
|
183K
$3.14M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.92K+ 17.35% |
$44.8K - $49.6K
|
19.7K
$338K
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
804+ 628.13% |
$12.3K - $13.7K
|
932
$16K
|
|
|
Aug 11, 2025
Q2 2025
|
Traub Capital Management LLC
Needham, MA |
BUY
|
- |
683New |
$10.5K - $11.6K
|
683
$11.7K
|
|
|
Aug 08, 2025
Q2 2025
|
Tortoise Investment Management, LLC
|
BUY
|
- |
3+ 1.76% |
$46.1 - $51
|
173
$2.97K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.7KNew |
$180K - $199K
|
11.7K
$201K
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
10.6KNew |
$163K - $180K
|
10.6K
$182K
|
|
|
Aug 07, 2025
Q2 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
43.9K+ 130.98% |
$674K - $746K
|
77.4K
$1.33M
|
|
|
Aug 05, 2025
Q2 2025
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
23.2KNew |
$356K - $394K
|
23.2K
$397K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.72K+ 185.43% |
$41.8K - $46.3K
|
4.19K
$71.9K
|
|
|
Aug 04, 2025
Q2 2025
|
Kovack Advisors, Inc.
|
BUY
|
- |
21.2KNew |
$325K - $360K
|
21.2K
$363K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.14K+ 5.06% |
$17.5K - $19.4K
|
23.7K
$407K
|
|
|
Jul 25, 2025
Q2 2025
|
Cwm, LLC
|
BUY
|
- |
6+ 0.18% |
$92.1 - $102
|
3.42K
$58.6K
|
|
|
Jul 22, 2025
Q2 2025
|
Chung Wu Investment Group, LLC
Sugar Land, TX |
BUY
|
- |
400New |
$6.14K - $6.8K
|
400
$6.86K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
482New |
$7.4K - $8.19K
|
482
$8.26K
|
|
|
Jul 11, 2025
Q2 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
6+ 0.0% |
$92.1 - $102
|
208K
$3.57M
|
|
|
Jul 11, 2025
Q2 2025
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
BUY
|
- |
888+ 5.17% |
$13.6K - $15.1K
|
18.1K
$310K
|
|
|
Jul 08, 2025
Q2 2025
|
Strategic Advocates LLC
Logan, UT |
BUY
|
- |
4.91K+ 9.86% |
$75.4K - $83.5K
|
54.7K
$937K
|
|
| Q1 2025 | |||||||
|
May 08, 2025
Q1 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-5.01K- 22.82% |
$82.9K - $86.3K
|
17K
$291K
|
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1KNew |
$16.5K - $17.2K
|
1K
$17.1K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-328- 24.42% |
$5.43K - $5.65K
|
1.02K
$17.4K
|
|
|
Apr 24, 2025
Q1 2025
|
Matisse Capital
|
SELL
|
- |
-19K- 19.93% |
$314K - $327K
|
76.3K
$1.31M
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
262+ 51.98% |
$4.33K - $4.51K
|
766
$13.1K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
13.5K+ 9.12% |
$223K - $232K
|
161K
$2.76M
|
|
|
Apr 10, 2025
Q1 2025
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
35+ 0.34% |
$579 - $603
|
10.4K
$178K
|
|
| Q4 2024 | |||||||
|
Jul 16, 2025
Q4 2024
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
858+ 0.62% |
$14.2K - $14.9K
|
140K
$2.4M
|
|
|
Feb 14, 2025
Q4 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-25- 0.2% |
$413 - $435
|
12.3K
$210K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1+ 0.29% |
$16.5 - $17.4
|
351
$6.02K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
10KNew |
$165K - $174K
|
10K
$171K
|
|