Cetera Investment Advisers Flaherty & Crumrine Total Return Fund Inc Transaction History

Cetera Investment Advisers

$42.2 Billion
Q2 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 13, 2022	SELL	$19.38 - $22.87 $395,914 - $467,211	-20,429 Closed	0 $0
Q4 2021 Feb 14, 2022	BUY	$22.38 - $24.45 $12,555 - $13,716	561 Added 2.82%	20,429 $466,000
Q3 2021 Nov 16, 2021	BUY	$23.48 - $24.38 $231,184 - $240,045	9,846 Added 98.24%	19,868 $476,000
Q2 2021 Aug 13, 2021	SELL	$23.49 - $25.29 $33,191 - $35,734	-1,413 Reduced 12.36%	10,022 $245,000
Q1 2021 May 17, 2021	BUY	$22.25 - $24.39 $254,428 - $278,899	11,435 New	11,435 $279,000

Others Institutions Holding FLC

# of Institutions

41

Shares Held

1.7M

Call Options Held

0

Put Options Held

0

Bank Of America Corp Charlotte, NC

284K
Shares

$4.92 Million
0.0% of portfolio
Sowell Financial Services LLC North Little Rock, AR

208K
Shares

$3.61 Million
0.16% of portfolio
Sit Investment Associates Inc Minneapolis, MN

154K
Shares

$2.68 Million
0.06% of portfolio
Aqr Arbitrage LLC Greenwich, CT

152K
Shares

$2.64 Million
0.12% of portfolio
Saba Capital Management, L.P. New York, NY

149K
Shares

$2.59 Million
0.04% of portfolio

About FLAHERTY & CRUMRINE TOTAL RETURN FUND INC

Ticker FLC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Flaherty & Crumrine Total Return Fund Inc. is a closed-ended balanced mutual fund launched and managed by Flaherty & Crumrine Incorporated. The fund invests in the public equity and fixed income markets of the United States. It seeks to invest in stocks of companies operating across utilities and banking sectors. The fund primarily inves...

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