Latest Institutional Transactions on Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Total Return Fund Inc (FLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 13, 2023
Q2 2023
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
81+ 0.64% |
$1.1K - $1.22K
|
12.8K
$214K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
140New |
$1.95K - $2.52K
|
140
$2.33K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-6.46K- 58.41% |
$89.8K - $116K
|
4.6K
$76.7K
|
|
|
May 10, 2023
Q1 2023
|
Cascade Investment Advisors, Inc.
Oregon City, OR |
BUY
|
- |
2.7KNew |
$37.5K - $48.7K
|
2.7K
$45K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-900- 6.0% |
$12.5K - $16.2K
|
14.1K
$235K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-4.5K- 39.24% |
$62.6K - $81.2K
|
6.97K
$116K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
14.8KNew |
$220K - $243K
|
14.8K
$247K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1K- 21.74% |
$14.8K - $16.4K
|
3.6K
$60K
|
|
|
Feb 08, 2023
Q4 2022
|
Ceera Investments, LLC
Bellaire, TX |
SELL
|
- |
-4.33K- 23.5% |
$64.2K - $70.9K
|
14.1K
$235K
|
|
|
Jan 30, 2023
Q4 2022
|
Prairie View Partners, LLC
|
BUY
|
- |
200New |
$2.97K - $3.28K
|
200
$3.33K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Tcwp LLC
Tampa, FL |
SELL
|
- |
-300Closed |
$5.21K - $6.06K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-550Closed |
$9.55K - $11.1K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-615- 4.12% |
$10.7K - $12.4K
|
14.3K
$239K
|
|
|
Aug 04, 2022
Q2 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-400Closed |
$6.95K - $8.08K
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Cx Institutional
|
BUY
|
- |
2.15KNew |
$37.4K - $43.5K
|
2.15K
$35.9K
|
|
|
Jul 25, 2022
Q2 2022
|
Walker Asset Management, LLC
|
BUY
|
- |
208KNew |
$3.62M - $4.21M
|
208K
$3.47M
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
33.9KNew |
$658K - $776K
|
33.9K
$566K
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-20.4KClosed |
$396K - $467K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-18.2KClosed |
$353K - $417K
|
0
$0
|
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-9.2KClosed |
$178K - $210K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.66KClosed |
$37.2K - $40.7K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-10.8KClosed |
$242K - $264K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-399Closed |
$8.93K - $9.76K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-40Closed |
$895 - $978
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-1.9KClosed |
$42.5K - $46.5K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.3KClosed |
$29.1K - $31.8K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-2.41KClosed |
$56.5K - $58.6K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Rocky Mountain Advisers, LLC
|
SELL
|
- |
-334- 25.04% |
$7.84K - $8.14K
|
1K
$16.7K
|
|
|
Oct 05, 2021
Q3 2021
|
Lowe Wealth Advisors, LLC
|
BUY
|
- |
1KNew |
$23.5K - $24.4K
|
1K
$16.7K
|
|
| Q2 2021 | |||||||
|
Aug 12, 2021
Q2 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-27.3KClosed |
$641K - $690K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-10.4KClosed |
$244K - $263K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-10.6KClosed |
$236K - $258K
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-11.8KClosed |
$264K - $289K
|
0
$0
|
|
|
Apr 06, 2021
Q1 2021
|
Spence Asset Management
|
SELL
|
- |
-305Closed |
$6.79K - $7.44K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-110Closed |
$2.33K - $2.69K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-720Closed |
$14.5K - $16.3K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 10, 2020
Q2 2020
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-4.42KClosed |
$65.5K - $93.4K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
12+ 1.5% |
$128 - $288
|
812
$13.5K
|
|
|
Apr 30, 2020
Q1 2020
|
Element Pointe Advisors, LLC
Miami, FL |
SELL
|
- |
-14KClosed |
$150K - $336K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-20.8KClosed |
$458K - $485K
|
0
$0
|
|
|
Feb 06, 2020
Q4 2019
|
Robinson Capital Management, LLC
|
SELL
|
- |
-37.9KClosed |
$834K - $883K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 08, 2019
Q3 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-4.36KClosed |
$88.9K - $97.8K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-16.2KClosed |
$313K - $332K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-1.45KClosed |
$28K - $29.7K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 10, 2019
Q1 2019
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-24.2KClosed |
$415K - $474K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-234Closed |
$4.02K - $4.59K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Nalls Sherbakoff Group, LLC
Knoxville, TN |
BUY
|
- |
445+ 890.0% |
$7.28K - $8.34K
|
495
$8.25K
|
|
|
Feb 14, 2019
Q4 2018
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.68KClosed |
$27.5K - $31.5K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.7KClosed |
$27.8K - $31.9K
|
0
$0
|
|