Latest Institutional Transactions on Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Total Return Fund Inc (FLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 08, 2025
Q2 2025
|
Strategic Advocates LLC
Logan, UT |
BUY
|
- |
4.91K+ 9.86% |
$75.4K - $83.5K
|
54.7K
$932K
|
|
| Q1 2025 | |||||||
|
May 19, 2025
Q1 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
139KNew |
$2.31M - $2.4M
|
139K
$2.38M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.49K- 3.94% |
$57.7K - $60.1K
|
85.1K
$1.45M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
20.1KNew |
$333K - $346K
|
20.1K
$343K
|
|
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
9.02K+ 7.52% |
$149K - $155K
|
129K
$2.2M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-491- 4.53% |
$8.12K - $8.46K
|
10.3K
$176K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.9K- 3.5% |
$181K - $188K
|
301K
$5.13M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.29K- 14.81% |
$37.9K - $39.5K
|
13.2K
$225K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
101KNew |
$1.67M - $1.74M
|
101K
$1.72M
|
|
|
May 15, 2025
Q1 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
2.41K+ 4.79% |
$39.9K - $41.5K
|
52.7K
$899K
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-16.3K- 15.76% |
$269K - $280K
|
86.8K
$1.48M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
10.6K+ 32.47% |
$175K - $182K
|
43.2K
$737K
|
|
|
May 14, 2025
Q1 2025
|
Tortoise Investment Management, LLC
|
BUY
|
- |
2+ 1.19% |
$33.1 - $34.4
|
170
$2.9K
|
|
|
May 13, 2025
Q1 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-23.1K- 4.12% |
$382K - $397K
|
537K
$9.15M
|
|
|
May 13, 2025
Q1 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-1.24K- 2.33% |
$20.4K - $21.3K
|
51.7K
$882K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
388+ 2.43% |
$6.42K - $6.68K
|
16.3K
$278K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-621- 3.11% |
$10.3K - $10.7K
|
19.3K
$329K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-16.6K- 67.98% |
$274K - $285K
|
7.81K
$133K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.61K- 13.42% |
$43.1K - $44.9K
|
16.8K
$287K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.61K- 1.12% |
$26.6K - $27.7K
|
142K
$2.43M
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
1.47KNew |
$24.3K - $25.3K
|
1.47K
$25K
|
|
|
May 08, 2025
Q1 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-5.01K- 22.82% |
$82.9K - $86.3K
|
17K
$289K
|
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1KNew |
$16.5K - $17.2K
|
1K
$17.1K
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-328- 24.42% |
$5.43K - $5.65K
|
1.02K
$17.3K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-40- 0.03% |
$662 - $689
|
131K
$2.24M
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-163- 56.01% |
$2.7K - $2.81K
|
128
$2.18K
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
SELL
|
- |
-76- 2.18% |
$1.26K - $1.31K
|
3.42K
$58.2K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
22.6KNew |
$374K - $389K
|
22.6K
$385K
|
|
|
Apr 24, 2025
Q1 2025
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
SELL
|
- |
-876- 4.85% |
$14.5K - $15.1K
|
17.2K
$293K
|
|
|
Apr 24, 2025
Q1 2025
|
Matisse Capital
|
SELL
|
- |
-19K- 19.93% |
$314K - $327K
|
76.3K
$1.3M
|
|
|
Apr 17, 2025
Q1 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
6+ 0.0% |
$99.2 - $103
|
208K
$3.55M
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
262+ 51.98% |
$4.33K - $4.51K
|
766
$13.1K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
13.5K+ 9.12% |
$223K - $232K
|
161K
$2.75M
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
16.9K+ 101.39% |
$279K - $290K
|
33.5K
$571K
|
|
|
Apr 10, 2025
Q1 2025
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
35+ 0.34% |
$579 - $603
|
10.4K
$177K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-531- 3.21% |
$8.76K - $9.24K
|
16K
$273K
|
|
|
Feb 14, 2025
Q4 2024
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
426New |
$7.03K - $7.42K
|
426
$7.26K
|
|
|
Feb 14, 2025
Q4 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-25- 0.2% |
$413 - $435
|
12.3K
$209K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1+ 0.29% |
$16.5 - $17.4
|
351
$5.98K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
10KNew |
$165K - $174K
|
10K
$171K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
83.2KNew |
$1.37M - $1.45M
|
83.2K
$1.42M
|
|
|
Jan 29, 2025
Q4 2024
|
Meadow Brook Investment Advisors LLC
Livonia, MI |
BUY
|
- |
1.1K+ 67.9% |
$18.2K - $19.2K
|
2.72K
$46.4K
|
|
|
Jan 28, 2025
Q4 2024
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-1.89K- 8.33% |
$31.2K - $32.9K
|
20.8K
$354K
|
|
|
Jan 24, 2025
Q4 2024
|
Catalina Capital Group, LLC
Torrance, CA |
SELL
|
- |
-100- 0.97% |
$1.65K - $1.74K
|
10.2K
$174K
|
|
|
Jan 13, 2025
Q4 2024
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-555- 4.94% |
$9.16K - $9.66K
|
10.7K
$182K
|
|
| Q3 2024 | |||||||
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-9.94K- 93.42% |
$152K - $174K
|
700
$11.9K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12+ 0.1% |
$184 - $210
|
11.5K
$196K
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.8KNew |
$216K - $231K
|
14.8K
$253K
|
|
|
Aug 14, 2024
Q2 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
48.1K+ 47.63% |
$700K - $747K
|
149K
$2.54M
|
|