Latest Institutional Transactions on Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information on the latest institutional transactions involving Flaherty & Crumrine Total Return Fund Inc (FLC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2018
Q3 2018
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-106KClosed |
$1.98M - $2.12M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Rmb Capital Management, LLC
|
SELL
|
- |
-13.3KClosed |
$248K - $265K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-311Closed |
$5.79K - $6.2K
|
0
$0
|
|
|
Oct 25, 2018
Q3 2018
|
Ifp Advisors, Inc
|
SELL
|
- |
-812Closed |
$15.1K - $16.2K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-12.1KClosed |
$231K - $238K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Avestar Capital, LLC
|
SELL
|
- |
-700Closed |
$13.4K - $13.8K
|
0
$0
|
|
|
Jul 27, 2018
Q2 2018
|
Whittier Trust CO
|
BUY
|
- |
3KNew |
$57.4K - $59K
|
3K
$50K
|
|
| Q1 2018 | |||||||
|
May 17, 2018
Q1 2018
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-627Closed |
$12.2K - $13.5K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-2.05KClosed |
$39.7K - $44.2K
|
0
$0
|
|
|
Apr 25, 2018
Q1 2018
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-14.2KClosed |
$276K - $306K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-1.07KClosed |
$20.8K - $23.1K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 13, 2018
Q4 2017
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-21.2KClosed |
$450K - $461K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 08, 2017
Q3 2017
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.47KClosed |
$31.1K - $31.9K
|
0
$0
|
|
|
Oct 26, 2017
Q3 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-154Closed |
$3.26K - $3.34K
|
0
$0
|
|