Purchases and Sales Made in Q4 2023 in Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information about the institutional ownership of Flaherty & Crumrine Total Return Fund Inc (FLC) during Q4 2023. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
144K+ 320.92% |
$1.83M - $2.12M
|
189K
$3.15M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
60.8KNew |
$770K - $896K
|
60.8K
$1.01M
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
41.3KNew |
$523K - $608K
|
41.3K
$688K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
36K+ 52.51% |
$455K - $530K
|
104K
$1.74M
|
|
|
Feb 13, 2024
Q4 2023
|
Seamount Financial Group Inc
Colorado Springs, CO |
BUY
|
- |
22.7KNew |
$287K - $334K
|
22.7K
$378K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
17.5K+ 61.16% |
$221K - $257K
|
46K
$767K
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
14KNew |
$177K - $206K
|
14K
$233K
|
|
|
Jan 29, 2024
Q4 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
12.6K+ 100.0% |
$159K - $185K
|
25.1K
$419K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
4.12K+ 3.28% |
$52.2K - $60.7K
|
130K
$2.17M
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
3.53KNew |
$44.6K - $51.9K
|
3.53K
$58.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.32K+ 1.15% |
$42.1K - $49K
|
292K
$4.87M
|
|
|
Feb 06, 2024
Q4 2023
|
Meadow Brook Investment Advisors LLC
Livonia, MI |
BUY
|
- |
2.14KNew |
$27.1K - $31.5K
|
2.14K
$35.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.9K+ 1.61% |
$24.1K - $28K
|
120K
$2M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.17KNew |
$14.9K - $17.3K
|
1.17K
$19.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Nbt Bank N A
|
BUY
|
- |
30New |
$380 - $442
|
30
$500
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
3+ 1.3% |
$38 - $44.2
|
233
$3.88K
|
|
|
Feb 08, 2024
Q4 2023
|
Tortoise Investment Management, LLC
|
BUY
|
- |
3+ 1.95% |
$38 - $44.2
|
157
$2.62K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 29, 2024
Q4 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-1- 0.64% |
$12.7 - $14.7
|
156
$2.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-245- 0.99% |
$3.1K - $3.61K
|
24.4K
$407K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-267- 1.3% |
$3.38K - $3.93K
|
20.3K
$339K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-496- 13.13% |
$6.28K - $7.31K
|
3.28K
$54.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-520- 2.87% |
$6.58K - $7.66K
|
17.6K
$294K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.18K- 4.02% |
$14.9K - $17.4K
|
28.2K
$470K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.34K- 1.42% |
$17K - $19.8K
|
93.3K
$1.55M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.4K- 8.29% |
$17.7K - $20.6K
|
15.4K
$257K
|
|
|
Jul 19, 2024
Q4 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-3.25K- 10.23% |
$41.1K - $47.8K
|
28.5K
$475K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-9.58K- 39.39% |
$121K - $141K
|
14.7K
$246K
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-12K- 5.68% |
$152K - $177K
|
199K
$3.32M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-54.2K- 65.81% |
$687K - $799K
|
28.2K
$470K
|