Latest Institutional Transactions on Schwab Fundamental U S Broad M (FNDB)
This table provides information on the latest institutional transactions involving Schwab Fundamental U S Broad M (FNDB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 29, 2025
Q3 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
340New |
$8.1K - $8.76K
|
340
$8.81K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
SELL
|
- |
-249- 8.48% |
$5.93K - $6.42K
|
2.69K
$69.6K
|
|
|
Nov 24, 2025
Q3 2025
|
Opes Wealth Management LLC
Menlo Park, CA |
BUY
|
- |
21.4K+ 3.05% |
$509K - $551K
|
723K
$18.7M
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-5.08K- 8.36% |
$121K - $131K
|
55.7K
$1.44M
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1KNew |
$23.8K - $25.8K
|
1K
$25.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
5.41K+ 2.06% |
$129K - $139K
|
268K
$6.93M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
72.6KNew |
$1.73M - $1.87M
|
72.6K
$1.88M
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
27.8K+ 56.59% |
$662K - $716K
|
76.8K
$1.99M
|
|
|
Nov 14, 2025
Q3 2025
|
Milestone Investment Advisors LLC
Middleton, WI |
SELL
|
- |
-2.52K- 6.75% |
$60.1K - $65K
|
34.9K
$903K
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
35+ 0.29% |
$834 - $902
|
12.3K
$318K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.65KNew |
$111K - $120K
|
4.65K
$120K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
443+ 0.3% |
$10.6K - $11.4K
|
146K
$3.78M
|
|
|
Nov 14, 2025
Q3 2025
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-250- 1.85% |
$5.96K - $6.44K
|
13.3K
$343K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
42.9K+ 78.55% |
$1.02M - $1.11M
|
97.6K
$2.53M
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
203K+ 74.45% |
$4.84M - $5.24M
|
476K
$12.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
4.9K+ 1.13% |
$117K - $126K
|
440K
$11.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.2K+ 4.5% |
$409K - $442K
|
398K
$10.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
750+ 0.27% |
$17.9K - $19.3K
|
280K
$7.26M
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-66- 0.15% |
$1.57K - $1.7K
|
43.2K
$1.12M
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
16.4KNew |
$390K - $422K
|
16.4K
$424K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
4.58K+ 7.96% |
$109K - $118K
|
62.2K
$1.61M
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.95K+ 19.9% |
$46.4K - $50.2K
|
11.7K
$304K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
15.4K+ 58.79% |
$366K - $396K
|
41.5K
$1.07M
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
640+ 7.21% |
$15.3K - $16.5K
|
9.52K
$246K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
588+ 23.52% |
$14K - $15.2K
|
3.09K
$80K
|
|
|
Nov 13, 2025
Q3 2025
|
Total Investment Management Inc
Scottsdale, AZ |
SELL
|
- |
-4.17K- 20.71% |
$99.3K - $107K
|
15.9K
$413K
|
|
|
Nov 13, 2025
Q3 2025
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
2.02KNew |
$48.2K - $52.1K
|
2.02K
$52.4K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-1.84K- 1.59% |
$43.8K - $47.4K
|
114K
$2.95M
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
722+ 1.69% |
$17.2K - $18.6K
|
43.5K
$1.13M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
26+ 0.22% |
$620 - $670
|
11.6K
$300K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
130+ 76.47% |
$3.1K - $3.35K
|
300
$7.77K
|
|
|
Nov 12, 2025
Q3 2025
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
BUY
|
- |
7.74K+ 15.76% |
$184K - $199K
|
56.8K
$1.47M
|
|
|
Nov 12, 2025
Q3 2025
|
49 Wealth Management, LLC
Austin, TX |
SELL
|
- |
-267- 3.03% |
$6.36K - $6.88K
|
8.56K
$222K
|
|
|
Nov 12, 2025
Q3 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-2.08K- 8.71% |
$49.4K - $53.5K
|
21.7K
$563K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.9K+ 2.02% |
$330K - $357K
|
700K
$18.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Bcgm Wealth Management, LLC
|
SELL
|
- |
-168- 1.5% |
$4K - $4.33K
|
11K
$285K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.4K+ 47.76% |
$81.1K - $87.7K
|
10.5K
$273K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
31+ 0.42% |
$739 - $799
|
7.44K
$193K
|
|
|
Nov 12, 2025
Q3 2025
|
Cornerstone Financial Group, LLC /Ne/
Omaha, NE |
BUY
|
- |
1.39K+ 2.89% |
$33.2K - $35.9K
|
49.7K
$1.29M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.24K+ 7.8% |
$29.5K - $31.9K
|
17.1K
$443K
|
|
|
Nov 12, 2025
Q3 2025
|
Parallel Advisors, LLC
|
BUY
|
- |
6+ 0.2% |
$143 - $155
|
3.01K
$77.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
456+ 0.43% |
$10.9K - $11.8K
|
106K
$2.75M
|
|
|
Nov 10, 2025
Q3 2025
|
Avant Capital LLC
Lafayette, LA |
BUY
|
- |
2.07K+ 9.28% |
$49.4K - $53.4K
|
24.4K
$631K
|
|
|
Nov 10, 2025
Q3 2025
|
Cowa, LLC
Tulsa, OK |
BUY
|
- |
98.5KNew |
$2.35M - $2.54M
|
98.5K
$2.55M
|
|
|
Nov 10, 2025
Q3 2025
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
245+ 0.85% |
$5.84K - $6.31K
|
29.2K
$757K
|
|
|
Nov 10, 2025
Q3 2025
|
Kaizen Financial Strategies
|
SELL
|
- |
-32.4K- 27.5% |
$771K - $834K
|
85.3K
$2.21M
|
|
|
Nov 10, 2025
Q3 2025
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
16K+ 1.24% |
$382K - $414K
|
1.31M
$33.9M
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
56+ 0.1% |
$1.33K - $1.44K
|
56.9K
$1.47M
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-227- 2.61% |
$5.41K - $5.85K
|
8.47K
$219K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-15.9K- 28.7% |
$379K - $409K
|
39.5K
$1.02M
|
|