Purchases and Sales Made in Q4 2021 in Schwab Fundamental U S Broad M (FNDB)
This table provides information about the institutional ownership of Schwab Fundamental U S Broad M (FNDB) during Q4 2021. The information is specifically focused on institutions that hold shares of SCHWAB FUNDAMENTAL U S BROAD M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 19, 2022
Q4 2021
|
Guardian Financial Partners, LLC
|
BUY
|
- |
96.6KNew |
$5.22M - $5.62M
|
96.6K
$2.32M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
88.7K+ 29.8% |
$4.79M - $5.16M
|
386K
$9.26M
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
52.5K+ 76149.28% |
$2.84M - $3.06M
|
52.6K
$1.26M
|
|
|
Feb 10, 2022
Q4 2021
|
Red Tortoise LLC
Atlanta, GA |
BUY
|
- |
15.2KNew |
$820K - $884K
|
15.2K
$364K
|
|
|
Feb 11, 2022
Q4 2021
|
Mai Capital Management
|
BUY
|
- |
13.3KNew |
$721K - $777K
|
13.3K
$320K
|
|
|
Jan 25, 2022
Q4 2021
|
Cva Family Office, LLC
|
BUY
|
- |
13K+ 194.14% |
$704K - $758K
|
19.7K
$473K
|
|
|
Feb 15, 2022
Q4 2021
|
Hb Wealth Management, LLC
|
BUY
|
- |
12.6KNew |
$682K - $735K
|
12.6K
$303K
|
|
|
Feb 08, 2022
Q4 2021
|
Sage Financial Management Group, Inc.
|
BUY
|
- |
11.3KNew |
$613K - $660K
|
11.3K
$272K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.27K+ 53.98% |
$447K - $481K
|
23.6K
$566K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
7.81K+ 15.36% |
$422K - $455K
|
58.7K
$1.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
7.68K+ 80.41% |
$415K - $447K
|
17.2K
$413K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
7.46KNew |
$403K - $434K
|
7.46K
$179K
|
|
|
Feb 04, 2022
Q4 2021
|
St. James Investment Advisors, LLC
Port Jefferson, NY |
BUY
|
- |
6.78KNew |
$367K - $395K
|
6.78K
$163K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
5.99K+ 9209.23% |
$324K - $348K
|
6.05K
$145K
|
|
|
Aug 05, 2022
Q4 2021
|
Tevis Investment Management
|
BUY
|
- |
5.6KNew |
$303K - $326K
|
5.6K
$134K
|
|
|
Feb 01, 2022
Q4 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
5.58KNew |
$301K - $325K
|
5.58K
$134K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.17K+ 4.47% |
$279K - $301K
|
121K
$2.89M
|
|
|
Feb 15, 2022
Q4 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
4.65KNew |
$251K - $271K
|
4.65K
$111K
|
|
|
May 16, 2022
Q4 2021
|
Avant Capital LLC
Lafayette, LA |
BUY
|
- |
4.12KNew |
$223K - $240K
|
4.12K
$98.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.71KNew |
$200K - $216K
|
3.71K
$88.9K
|
|
|
Feb 18, 2022
Q4 2021
|
Rather & Kittrell, Inc.
Knoxville, TN |
BUY
|
- |
3.53KNew |
$191K - $205K
|
3.53K
$84.6K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.39K+ 4.46% |
$129K - $139K
|
55.8K
$1.34M
|
|
|
Feb 11, 2022
Q4 2021
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
1.76KNew |
$95.3K - $103K
|
1.76K
$42.3K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.64K+ 31.27% |
$88.4K - $95.2K
|
6.86K
$165K
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.62K+ 12.49% |
$87.7K - $94.5K
|
14.6K
$350K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.24K+ 0.74% |
$67K - $72.1K
|
170K
$4.07M
|
|
|
Feb 01, 2022
Q4 2021
|
Leonard Rickey Investment Advisors P.L.L.C.
|
BUY
|
- |
603+ 0.95% |
$32.6K - $35.1K
|
63.8K
$1.53M
|
|
|
Feb 15, 2022
Q4 2021
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
325New |
$17.6K - $18.9K
|
325
$7.79K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
150+ 3.3% |
$8.11K - $8.73K
|
4.7K
$113K
|
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
78+ 0.51% |
$4.22K - $4.54K
|
15.5K
$371K
|
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
50New |
$2.7K - $2.91K
|
50
$1.2K
|
|
|
Jan 31, 2022
Q4 2021
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
29+ 0.39% |
$1.57K - $1.69K
|
7.41K
$178K
|
|
|
Feb 09, 2022
Q4 2021
|
Massmutual Trust CO Fsb
|
BUY
|
- |
26+ 6.03% |
$1.41K - $1.51K
|
457
$11K
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
4+ 0.48% |
$216 - $233
|
837
$20.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
4+ 0.07% |
$216 - $233
|
5.89K
$141K
|
|
|
Mar 11, 2022
Q4 2021
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
3+ 0.56% |
$162 - $175
|
542
$13K
|
|
|
Feb 14, 2022
Q4 2021
|
Resolute Advisors LLC
|
BUY
|
- |
2+ 0.36% |
$108 - $116
|
552
$13.2K
|
|
|
Feb 14, 2022
Q4 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
2+ 0.26% |
$108 - $116
|
777
$18.6K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1+ 2.38% |
$54.1 - $58.2
|
43
$1.03K
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1+ 0.14% |
$54.1 - $58.2
|
739
$17.7K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Valley National Advisers Inc
|
SELL
|
- |
-22- 0.27% |
$1.19K - $1.28K
|
8.28K
$198K
|
|
|
Jan 21, 2022
Q4 2021
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-35- 0.5% |
$1.89K - $2.04K
|
6.91K
$166K
|
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-47- 0.46% |
$2.54K - $2.74K
|
10.3K
$246K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-115- 0.91% |
$6.22K - $6.69K
|
12.5K
$301K
|
|
|
Feb 08, 2022
Q4 2021
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-152- 1.83% |
$8.22K - $8.85K
|
8.17K
$196K
|
|
|
Feb 04, 2022
Q4 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-160Closed |
$8.65K - $9.31K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Townsend Asset Management Corp
|
SELL
|
- |
-231- 0.34% |
$12.5K - $13.4K
|
68.4K
$1.64M
|
|
|
Jan 21, 2022
Q4 2021
|
Callan Capital, LLC
La Jolla, CA |
SELL
|
- |
-300- 0.53% |
$16.2K - $17.5K
|
55.9K
$1.34M
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-334Closed |
$18.1K - $19.4K
|
0
$0
|