Purchases and Sales Made in Q2 2023 in First Trust Mid Cap Value Alph (FNK)
This table provides information about the institutional ownership of First Trust Mid Cap Value Alph (FNK) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST MID CAP VALUE ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
50.3K+ 192.53% |
$2.06M - $2.3M
|
76.4K
$4.39M
|
|
|
Jul 06, 2023
Q2 2023
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
47.2K+ 4.11% |
$1.94M - $2.16M
|
1.2M
$68.7M
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
30.3K+ 261.75% |
$1.24M - $1.39M
|
41.9K
$2.4M
|
|
|
Aug 14, 2023
Q2 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
16.4K+ 165.45% |
$672K - $749K
|
26.3K
$1.51M
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
13.6K+ 23.22% |
$558K - $622K
|
72.2K
$4.14M
|
|
|
Jul 10, 2023
Q2 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
5.56KNew |
$228K - $254K
|
5.56K
$319K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.42K+ 16.16% |
$222K - $248K
|
38.9K
$2.23M
|
|
|
Aug 08, 2023
Q2 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
4.54K+ 88.01% |
$186K - $208K
|
9.7K
$557K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.55K+ 16.88% |
$104K - $116K
|
17.6K
$1.01M
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.76K+ 16.5% |
$72.2K - $80.5K
|
12.4K
$714K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.25K+ 1.59% |
$51.2K - $57.1K
|
79.9K
$4.59M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.18K+ 4.32% |
$48.3K - $53.9K
|
28.5K
$1.63M
|
|
|
Jul 12, 2023
Q2 2023
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
499+ 4.33% |
$20.5K - $22.8K
|
12K
$690K
|
|
|
Jul 20, 2023
Q2 2023
|
Tkg Advisors, LLC
|
BUY
|
- |
486+ 9.48% |
$19.9K - $22.2K
|
5.61K
$322K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
376+ 18.94% |
$15.4K - $17.2K
|
2.36K
$135K
|
|
|
Jul 26, 2023
Q2 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
20+ 0.4% |
$820 - $914
|
5.08K
$291K
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2+ 0.47% |
$82 - $91.4
|
428
$24.6K
|
|
|
Aug 11, 2023
Q2 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1+ 0.41% |
$41 - $45.7
|
245
$14.1K
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-72- 7.75% |
$2.95K - $3.29K
|
857
$49.2K
|
|
|
Jul 18, 2023
Q2 2023
|
Allworth Financial LP
|
SELL
|
- |
-216Closed |
$8.85K - $9.87K
|
0
$0
|
|
|
Jul 26, 2023
Q2 2023
|
G&S Capital LLC
|
SELL
|
- |
-263- 1.11% |
$10.8K - $12K
|
23.4K
$1.34M
|
|
|
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-284Closed |
$11.6K - $13K
|
0
$0
|
|
|
Jul 18, 2023
Q2 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-380- 1.41% |
$15.6K - $17.4K
|
26.6K
$1.53M
|
|
|
Aug 10, 2023
Q2 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-518- 0.58% |
$21.2K - $23.7K
|
89K
$5.11M
|
|
|
Aug 15, 2023
Q2 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-655- 3.45% |
$26.8K - $29.9K
|
18.3K
$1.05M
|
|
|
Aug 03, 2023
Q2 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.6K- 6.74% |
$65.4K - $72.9K
|
22.1K
$1.27M
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-4.22K- 3.48% |
$173K - $193K
|
117K
$6.7M
|
|
|
Aug 10, 2023
Q2 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-4.74K- 7.04% |
$194K - $217K
|
62.6K
$3.59M
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.78K- 8.0% |
$196K - $218K
|
55K
$3.15M
|
|
|
Jul 18, 2023
Q2 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-6.45K- 32.05% |
$264K - $295K
|
13.7K
$785K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.16K- 12.08% |
$334K - $373K
|
59.4K
$3.41M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-13.8K- 18.54% |
$566K - $631K
|
60.6K
$3.48M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-17K- 10.5% |
$699K - $779K
|
145K
$8.34M
|
|
|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-17.6K- 63.24% |
$721K - $804K
|
10.2K
$587K
|
|
|
Aug 09, 2023
Q2 2023
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-29K- 65.77% |
$1.19M - $1.32M
|
15.1K
$865K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-35.3K- 55.86% |
$1.45M - $1.61M
|
27.9K
$1.6M
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-48.3K- 89.72% |
$1.98M - $2.21M
|
5.53K
$317K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-54.6K- 13.16% |
$2.24M - $2.5M
|
361K
$20.7M
|
|
|
Aug 26, 2024
Q2 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-58.4KClosed |
$2.39M - $2.67M
|
0
$0
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-59.8K- 15.27% |
$2.45M - $2.73M
|
332K
$19M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-82.1K- 36.6% |
$3.36M - $3.75M
|
142K
$8.16M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-99.9K- 29.62% |
$4.09M - $4.56M
|
237K
$13.6M
|