Purchases and Sales Made in Q4 2021 in First Tr Mid Cap Core Alphadex (FNX)
This table provides information about the institutional ownership of First Tr Mid Cap Core Alphadex (FNX) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR MID CAP CORE ALPHADEX.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
552+ 12.98% |
$53.8K - $59.1K
|
4.8K
$551K
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
552+ 12.98% |
$53.8K - $59.1K
|
4.8K
$551K
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
522+ 7.04% |
$50.9K - $55.9K
|
7.94K
$911K
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
522+ 3.31% |
$50.9K - $55.9K
|
16.3K
$1.87M
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
500New |
$48.8K - $53.6K
|
500
$57.4K
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
466+ 2.34% |
$45.4K - $49.9K
|
20.4K
$2.34M
|
|
Jan 27, 2022
Q4 2021
|
Dorsey Wright & Associates
|
BUY
|
- |
410+ 1.44% |
$40K - $43.9K
|
28.9K
$3.32M
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
334+ 0.77% |
$32.6K - $35.8K
|
43.5K
$4.99M
|
|
Feb 10, 2022
Q4 2021
|
Stone X Group Inc.
|
BUY
|
- |
310+ 8.25% |
$30.2K - $33.2K
|
4.07K
$467K
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
293+ 2.01% |
$28.6K - $31.4K
|
14.9K
$1.7M
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
275New |
$26.8K - $29.5K
|
275
$31.5K
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
BUY
|
- |
249+ 2.74% |
$24.3K - $26.7K
|
9.34K
$1.07M
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
212+ 15.81% |
$20.7K - $22.7K
|
1.55K
$178K
|
|
Feb 11, 2022
Q4 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
207+ 1.26% |
$20.2K - $22.2K
|
16.6K
$1.9M
|
|
Feb 09, 2022
Q4 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
202New |
$19.7K - $21.6K
|
202
$23.2K
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
179+ 0.91% |
$17.5K - $19.2K
|
19.8K
$2.27M
|
|
Feb 15, 2022
Q4 2021
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
173+ 4.98% |
$16.9K - $18.5K
|
3.65K
$418K
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
156+ 32.77% |
$15.2K - $16.7K
|
632
$72.5K
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
134New |
$13.1K - $14.4K
|
134
$15.4K
|
|
Feb 01, 2022
Q4 2021
|
True Link Financial Advisors, LLC
|
BUY
|
- |
131New |
$12.8K - $14K
|
131
$15K
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
118+ 5.34% |
$11.5K - $12.6K
|
2.33K
$267K
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
114+ 5.59% |
$11.1K - $12.2K
|
2.16K
$247K
|
|
Feb 10, 2022
Q4 2021
|
Independent Wealth Network Inc.
|
BUY
|
- |
85+ 1.57% |
$8.29K - $9.1K
|
5.52K
$633K
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
81+ 1.06% |
$7.9K - $8.68K
|
7.75K
$889K
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
75+ 0.36% |
$7.31K - $8.03K
|
20.8K
$2.38M
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
32+ 0.5% |
$3.12K - $3.43K
|
6.39K
$733K
|
|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
27New |
$2.63K - $2.89K
|
27
$3.1K
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
20+ 0.64% |
$1.95K - $2.14K
|
3.15K
$362K
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
3+ 0.17% |
$293 - $321
|
1.73K
$199K
|
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
2+ 0.08% |
$195 - $214
|
2.39K
$275K
|
|
Feb 14, 2022
Q4 2021
|
Intrua Financial, LLC
Houston, TX |
BUY
|
- |
1+ 0.02% |
$97.5 - $107
|
4.57K
$524K
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-1- 1.23% |
$97.5 - $107
|
80
$9.18K
|
|
Jan 26, 2022
Q4 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-3- 4.35% |
$293 - $321
|
66
$7.57K
|
|
Feb 07, 2022
Q4 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-3- 0.27% |
$293 - $321
|
1.09K
$125K
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-4- 0.03% |
$390 - $428
|
13.6K
$1.56M
|
|
Feb 03, 2022
Q4 2021
|
Element Wealth, LLC
|
SELL
|
- |
-9- 0.2% |
$878 - $964
|
4.51K
$518K
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-25- 0.53% |
$2.44K - $2.68K
|
4.7K
$539K
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-28- 36.84% |
$2.73K - $3K
|
48
$5.51K
|
|
May 11, 2023
Q4 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-36- 72.0% |
$3.51K - $3.86K
|
14
$1.61K
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
SELL
|
- |
-47- 31.54% |
$4.58K - $5.03K
|
102
$11.7K
|
|
Sep 21, 2023
Q4 2021
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-50- 25.0% |
$4.88K - $5.36K
|
150
$17.2K
|
|
Feb 09, 2022
Q4 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-55- 3.87% |
$5.36K - $5.89K
|
1.37K
$157K
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-87- 1.75% |
$8.48K - $9.32K
|
4.87K
$559K
|
|
Feb 10, 2022
Q4 2021
|
Pacific Sun Financial Corp
|
SELL
|
- |
-90- 0.74% |
$8.78K - $9.64K
|
12.1K
$1.38M
|
|
Feb 10, 2022
Q4 2021
|
Comerica Securities,Inc.
|
SELL
|
- |
-106- 2.4% |
$10.3K - $11.4K
|
4.3K
$494K
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-109Closed |
$10.6K - $11.7K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-148- 7.81% |
$14.4K - $15.9K
|
1.75K
$201K
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-149- 21.94% |
$14.5K - $16K
|
530
$60.8K
|
|
Jan 21, 2022
Q4 2021
|
Alliance Wealth Advisors, LLC
|
SELL
|
- |
-180- 5.6% |
$17.6K - $19.3K
|
3.04K
$348K
|
|
Mar 11, 2022
Q4 2021
|
City Holding CO
|
SELL
|
- |
-200- 19.51% |
$19.5K - $21.4K
|
825
$94.6K
|