Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2023
Q3 2023
|
Prw Wealth Management LLC
|
SELL
|
- |
-5.67K- 18.55% |
$90K - $92.3K
|
24.9K
$443K
|
|
|
Oct 31, 2023
Q3 2023
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-2.52K- 11.97% |
$40K - $41K
|
18.5K
$330K
|
|
|
Oct 30, 2023
Q3 2023
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-456- 3.97% |
$7.24K - $7.42K
|
11K
$196K
|
|
|
Oct 23, 2023
Q3 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-650- 5.62% |
$10.3K - $10.6K
|
10.9K
$195K
|
|
|
Oct 20, 2023
Q3 2023
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-2.7K- 17.78% |
$42.9K - $44K
|
12.5K
$223K
|
|
|
Oct 18, 2023
Q3 2023
|
Dominguez Wealth Management Solutions, Inc.
Williamsburg, VA |
BUY
|
- |
26+ 0.23% |
$413 - $423
|
11.4K
$204K
|
|
|
Oct 17, 2023
Q3 2023
|
Summit Financial Group, Inc.
|
SELL
|
- |
-500- 1.99% |
$7.94K - $8.14K
|
24.7K
$440K
|
|
|
Oct 17, 2023
Q3 2023
|
Piscataqua Savings Bank
|
BUY
|
- |
1.2KNew |
$19.1K - $19.5K
|
1.2K
$21.4K
|
|
|
Oct 05, 2023
Q3 2023
|
Qp Wealth Management, LLC
|
SELL
|
- |
-1.9K- 2.72% |
$30.1K - $30.9K
|
67.7K
$1.21M
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-21.8K- 54.63% |
$347K - $355K
|
18.1K
$323K
|
|
| Q2 2023 | |||||||
|
Feb 14, 2024
Q2 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-250Closed |
$3.89K - $4.04K
|
0
$0
|
|
|
Sep 12, 2023
Q2 2023
|
Prosperity Financial Group, Inc.
San Ramon, CA |
BUY
|
- |
20+ 0.19% |
$311 - $323
|
10.8K
$192K
|
|
|
Aug 24, 2023
Q2 2023
|
Invictus Private Wealth, LLC
Denver, CO |
SELL
|
- |
-197K- 82.98% |
$3.06M - $3.17M
|
40.3K
$718K
|
|
|
Aug 15, 2023
Q2 2023
|
Objective Capital Management, LLC
|
SELL
|
- |
-2K- 16.67% |
$31.1K - $32.3K
|
10K
$178K
|
|
|
Aug 15, 2023
Q2 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
78.9KNew |
$1.23M - $1.27M
|
78.9K
$1.41M
|
|
|
Aug 14, 2023
Q2 2023
|
First Trust Capital Management L.P.
Chicago, IL |
SELL
|
- |
-1.18K- 5.02% |
$18.3K - $19K
|
22.2K
$396K
|
|
|
Aug 14, 2023
Q2 2023
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
960K+ 2574.9% |
$14.9M - $15.5M
|
997K
$17.8M
|
|
|
Aug 11, 2023
Q2 2023
|
Lansing Street Advisors
|
BUY
|
- |
97+ 1.05% |
$1.51K - $1.57K
|
9.37K
$167K
|
|
|
Aug 11, 2023
Q2 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
11.6KNew |
$180K - $187K
|
11.6K
$207K
|
|
|
Aug 11, 2023
Q2 2023
|
Stableford Capital Ii LLC
Scottsdale, AZ |
BUY
|
- |
15.3KNew |
$238K - $247K
|
15.3K
$272K
|
|
|
Aug 08, 2023
Q2 2023
|
Clearwater Capital Advisors, LLC
|
BUY
|
- |
33.2K+ 4.85% |
$515K - $535K
|
717K
$12.8M
|
|
|
Aug 07, 2023
Q2 2023
|
Ascension Capital Advisors, Inc.
Houston, TX |
BUY
|
- |
19K+ 21.17% |
$295K - $307K
|
109K
$1.94M
|
|
|
Aug 07, 2023
Q2 2023
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
4.96K+ 19.02% |
$77.1K - $80.1K
|
31K
$553K
|
|
|
Aug 02, 2023
Q2 2023
|
1776 Wealth LLC
|
SELL
|
- |
-1.78K- 8.57% |
$27.6K - $28.7K
|
19K
$338K
|
|
|
Aug 01, 2023
Q2 2023
|
Spinnaker Trust
|
SELL
|
- |
-1.68K- 12.78% |
$26.1K - $27.1K
|
11.5K
$204K
|
|
|
Aug 01, 2023
Q2 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
100New |
$1.55K - $1.61K
|
100
$1.78K
|
|
|
Jul 31, 2023
Q2 2023
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
16.1KNew |
$250K - $260K
|
16.1K
$287K
|
|
|
Jul 27, 2023
Q2 2023
|
Bank Ozk
|
SELL
|
- |
-6.52K- 38.57% |
$101K - $105K
|
10.4K
$185K
|
|
|
Jul 26, 2023
Q2 2023
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-533- 4.44% |
$8.28K - $8.6K
|
11.5K
$204K
|
|
|
Jul 26, 2023
Q2 2023
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-6.89K- 69.96% |
$107K - $111K
|
2.96K
$52.7K
|
|
|
Jul 21, 2023
Q2 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
10.6KNew |
$164K - $170K
|
10.6K
$188K
|
|
|
Jul 19, 2023
Q2 2023
|
Leavell Investment Management, Inc.
|
BUY
|
- |
717+ 6.67% |
$11.1K - $11.6K
|
11.5K
$204K
|
|
|
Jul 17, 2023
Q2 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
535New |
$8.31K - $8.63K
|
535
$9.53K
|
|
|
Jul 17, 2023
Q2 2023
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
28KNew |
$435K - $451K
|
28K
$498K
|
|
|
Jul 17, 2023
Q2 2023
|
J2 Capital Management Inc
|
BUY
|
- |
36.1KNew |
$561K - $583K
|
36.1K
$643K
|
|
|
Jul 10, 2023
Q2 2023
|
Delta Financial Group, Inc.
Basking Ridge, NJ |
BUY
|
- |
17.5KNew |
$272K - $282K
|
17.5K
$312K
|
|
|
Jul 06, 2023
Q2 2023
|
First Hawaiian Bank
|
SELL
|
- |
-67.9K- 70.0% |
$1.06M - $1.1M
|
29.1K
$518K
|
|
| Q1 2023 | |||||||
|
Apr 26, 2024
Q1 2023
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
200New |
$3.07K - $3.65K
|
200
$3.56K
|
|
|
Aug 14, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
4.53K+ 43.52% |
$69.5K - $82.6K
|
14.9K
$266K
|
|
|
May 15, 2023
Q1 2023
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-72K- 28.28% |
$1.1M - $1.31M
|
183K
$3.25M
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-176K- 71.78% |
$2.71M - $3.21M
|
69.3K
$1.23M
|
|
|
May 15, 2023
Q1 2023
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
SELL
|
- |
-285- 2.63% |
$4.37K - $5.2K
|
10.6K
$188K
|
|
|
May 12, 2023
Q1 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-46.2K- 67.21% |
$708K - $842K
|
22.5K
$401K
|
|
|
May 12, 2023
Q1 2023
|
Quantitative Advantage, LLC
Minnetonka, MN |
BUY
|
- |
21K+ 53.06% |
$322K - $383K
|
60.6K
$1.08M
|
|
|
May 12, 2023
Q1 2023
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
26+ 0.22% |
$399 - $474
|
12K
$214K
|
|
|
May 12, 2023
Q1 2023
|
Southern Wealth Management, LLP
Dallas, TX |
BUY
|
- |
26.8K+ 19.55% |
$411K - $489K
|
164K
$2.92M
|
|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
300New |
$4.6K - $5.47K
|
300
$5.34K
|
|
|
May 10, 2023
Q1 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
261New |
$4K - $4.76K
|
261
$4.65K
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
511New |
$7.84K - $9.32K
|
511
$9.1K
|
|
|
May 09, 2023
Q1 2023
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-375- 11.97% |
$5.75K - $6.84K
|
2.76K
$49.1K
|
|