Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2020
Q4 2019
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-15.2KClosed |
$299K - $304K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-15.4KClosed |
$304K - $310K
|
0
$0
|
|
|
Jan 17, 2020
Q4 2019
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-2.92KClosed |
$57.6K - $58.6K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-10.7KClosed |
$211K - $214K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-1.5KClosed |
$29.1K - $29.8K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-21KClosed |
$406K - $416K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-44.3KClosed |
$858K - $878K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-18.7KClosed |
$363K - $371K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-669Closed |
$13K - $13.3K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Bell Rock Capital LLC
|
SELL
|
- |
-1KClosed |
$19.4K - $19.8K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-11KClosed |
$213K - $218K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
First Command Financial Services, Inc.
|
SELL
|
- |
-1.25KClosed |
$24.2K - $24.8K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
First Command Bank
|
SELL
|
- |
-1.25KClosed |
$24.2K - $24.8K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Mar 11, 2024
Q2 2019
|
Hobart Private Capital, LLC
Charlotte, NC |
SELL
|
- |
-11.9KClosed |
$227K - $231K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-15KClosed |
$286K - $291K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
E Rn Financial, LLC
|
SELL
|
- |
-36.7KClosed |
$700K - $712K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Essex Savings Bank
|
SELL
|
- |
-1.59KClosed |
$30.3K - $30.8K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-475Closed |
$9.05K - $9.21K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Omnia Family Wealth, LLC
|
SELL
|
- |
-170Closed |
$3.24K - $3.3K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-2.01KClosed |
$38.3K - $39K
|
0
$0
|
|
|
Aug 02, 2019
Q2 2019
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-6.96KClosed |
$133K - $135K
|
0
$0
|
|
|
Aug 01, 2019
Q2 2019
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1.62KClosed |
$30.8K - $31.3K
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-1.91KClosed |
$36.4K - $37.1K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
Old National Bancorp
|
SELL
|
- |
-13KClosed |
$247K - $252K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Jun 03, 2019
Q1 2019
|
Lake Point Wealth Management
|
SELL
|
- |
-54- 26.09% |
$971 - $1.03K
|
153
$2.72K
|
|
|
May 15, 2019
Q1 2019
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-6.96KClosed |
$125K - $133K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-11.8KClosed |
$212K - $225K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-562Closed |
$10.1K - $10.7K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-150Closed |
$2.7K - $2.86K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-500Closed |
$8.99K - $9.55K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-25.2KClosed |
$454K - $482K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Hartford Financial Management Inc.
|
SELL
|
- |
-290Closed |
$5.21K - $5.54K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Wbi Investments, Inc.
|
SELL
|
- |
-923KClosed |
$16.6M - $17.6M
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Sandy Spring Bank
|
SELL
|
- |
-401Closed |
$7.21K - $7.66K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-156Closed |
$2.78K - $2.97K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-16.7KClosed |
$298K - $319K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-175Closed |
$3.12K - $3.34K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-1.15KClosed |
$20.5K - $21.9K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-500Closed |
$8.91K - $9.54K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Canton Hathaway, LLC
|
SELL
|
- |
-1.32KClosed |
$23.5K - $25.1K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-5.2KClosed |
$92.7K - $99.2K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Lvw Advisors, LLC
|
SELL
|
- |
-65KClosed |
$1.16M - $1.24M
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Regions Financial Corp
|
SELL
|
- |
-282Closed |
$5.03K - $5.38K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
75KNew |
$1.43M - $1.45M
|
75K
$1.34M
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
387KNew |
$7.37M - $7.46M
|
387K
$6.89M
|
|
|
Nov 14, 2018
Q3 2018
|
Nvwm, LLC
|
SELL
|
- |
-500Closed |
$9.54K - $9.65K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-23.7KClosed |
$452K - $457K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-3.67KClosed |
$69.9K - $70.7K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-1.37KClosed |
$26K - $26.3K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|