Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-33.9KClosed |
$625K - $661K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-350Closed |
$6.46K - $6.83K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Spectrum Management Group, LLC
|
SELL
|
- |
-2.72KClosed |
$50.3K - $53.1K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Moseley Investment Management Inc
|
SELL
|
- |
-10.6KClosed |
$196K - $207K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-86.4KClosed |
$1.59M - $1.69M
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Eukles Asset Management
|
SELL
|
- |
-4.58KClosed |
$84.5K - $89.3K
|
0
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Field & Main Bank
|
SELL
|
- |
-209Closed |
$3.86K - $4.08K
|
0
$0
|
|
|
Oct 15, 2020
Q3 2020
|
Arden Trust CO
|
SELL
|
- |
-68.3KClosed |
$1.26M - $1.33M
|
0
$0
|
|
|
Oct 14, 2020
Q3 2020
|
Tfo Tdc, LLC
|
SELL
|
- |
-500Closed |
$9.23K - $9.75K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-833- 2.65% |
$13.4K - $15.8K
|
30.5K
$550K
|
|
|
Dec 01, 2022
Q2 2020
|
Mufg Americas Holdings Corp
|
BUY
|
- |
1.1KNew |
$17.7K - $20.8K
|
1.1K
$19.8K
|
|
|
Jan 19, 2021
Q2 2020
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-5.5K- 42.78% |
$88.8K - $104K
|
7.36K
$132K
|
|
|
Oct 07, 2020
Q2 2020
|
Acg Wealth
|
SELL
|
- |
-16.2KClosed |
$262K - $307K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-495Closed |
$7.99K - $9.37K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-30.8KClosed |
$496K - $582K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-1.01KClosed |
$16.2K - $19K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-19.8KClosed |
$319K - $374K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Hudock, Inc.
|
SELL
|
- |
-4K- 50.0% |
$64.6K - $75.7K
|
4K
$72K
|
|
|
Aug 11, 2020
Q2 2020
|
Scotia Capital Inc.
|
SELL
|
- |
-34.1KClosed |
$551K - $646K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Argent Advisors, Inc.
Monroe, LA |
SELL
|
- |
-80KClosed |
$1.29M - $1.51M
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-12.4KClosed |
$200K - $235K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Mengis Capital Management, Inc.
|
SELL
|
- |
-10.1KClosed |
$163K - $191K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Iowa State Bank
|
SELL
|
- |
-19.3KClosed |
$312K - $366K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-89Closed |
$1.44K - $1.68K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-105Closed |
$1.69K - $1.99K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Brio Consultants, LLC
|
SELL
|
- |
-63.3KClosed |
$1.02M - $1.2M
|
0
$0
|
|
|
Jul 13, 2020
Q2 2020
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-12.4KClosed |
$200K - $234K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-17.3KClosed |
$235K - $354K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
5K+ 24.22% |
$68K - $102K
|
25.6K
$462K
|
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-16.6KClosed |
$226K - $341K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-286Closed |
$3.89K - $5.86K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-94.5KClosed |
$1.29M - $1.94M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-398KClosed |
$5.41M - $8.14M
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Woodley Farra Manion Portfolio Management Inc
|
SELL
|
- |
-118Closed |
$1.6K - $2.42K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-23.5KClosed |
$319K - $481K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-146KClosed |
$1.99M - $3M
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Everett Harris & CO
|
SELL
|
- |
-12.6KClosed |
$172K - $259K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
SELL
|
- |
-33.1KClosed |
$450K - $677K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Segment Wealth Management, LLC
|
SELL
|
- |
-27.4KClosed |
$373K - $561K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Altium Wealth Management LLC
|
SELL
|
- |
-49.3KClosed |
$671K - $1.01M
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Wespac Advisors, LLC
|
SELL
|
- |
-205KClosed |
$2.79M - $4.2M
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Ballast Advisors LLC
|
BUY
|
- |
124New |
$1.69K - $2.54K
|
124
$2.23K
|
|
| Q4 2019 | |||||||
|
Feb 12, 2020
Q4 2019
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
141New |
$2.78K - $2.83K
|
141
$2.54K
|
|
|
Feb 07, 2020
Q4 2019
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-15.2KClosed |
$299K - $304K
|
0
$0
|
|
|
Jan 30, 2020
Q4 2019
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-15.4KClosed |
$304K - $310K
|
0
$0
|
|
|
Jan 17, 2020
Q4 2019
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-2.92KClosed |
$57.6K - $58.6K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-10.7KClosed |
$211K - $214K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-44.3KClosed |
$858K - $878K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-21KClosed |
$406K - $416K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-1.5KClosed |
$29.1K - $29.8K
|
0
$0
|
|