Purchases and Sales Made in Q1 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2023
Q1 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
BUY
|
- |
1.45K+ 0.66% |
$22.3K - $26.5K
|
222K
$3.96M
|
|
|
May 02, 2023
Q1 2023
|
Aft, Forsyth & Company, Inc.
|
BUY
|
- |
1.27K+ 7.37% |
$19.5K - $23.2K
|
18.5K
$330K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.18K+ 0.06% |
$18.1K - $21.5K
|
2.06M
$36.6M
|
|
|
May 04, 2023
Q1 2023
|
Founders Financial Securities LLC
|
BUY
|
- |
1.04K+ 4.22% |
$16K - $19K
|
25.7K
$457K
|
|
|
Apr 26, 2023
Q1 2023
|
Red Cedar Investment Management, LLC
|
BUY
|
- |
1.01K+ 0.14% |
$15.4K - $18.3K
|
697K
$12.4M
|
|
|
May 04, 2023
Q1 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
991+ 8.58% |
$15.2K - $18.1K
|
12.5K
$223K
|
|
|
May 11, 2023
Q1 2023
|
Coastwise Capital Group, LLC
La Jolla, CA |
BUY
|
- |
757+ 2.41% |
$11.6K - $13.8K
|
32.2K
$573K
|
|
|
May 11, 2023
Q1 2023
|
Bank Ozk
|
BUY
|
- |
715+ 4.42% |
$11K - $13K
|
16.9K
$301K
|
|
|
May 09, 2023
Q1 2023
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
711+ 3.54% |
$10.9K - $13K
|
20.8K
$371K
|
|
|
May 08, 2023
Q1 2023
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
696+ 5.12% |
$10.7K - $12.7K
|
14.3K
$255K
|
|
|
Apr 21, 2023
Q1 2023
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
693+ 66.76% |
$10.6K - $12.6K
|
1.73K
$30.8K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
599New |
$9.19K - $10.9K
|
599
$10.7K
|
|
|
May 03, 2023
Q1 2023
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
567+ 0.83% |
$8.7K - $10.3K
|
69.2K
$1.23M
|
|
|
Apr 12, 2023
Q1 2023
|
Kraematon Investment Advisors, Inc
|
BUY
|
- |
517+ 1.53% |
$7.93K - $9.42K
|
34.2K
$610K
|
|
|
Apr 05, 2023
Q1 2023
|
Howard Financial Services, Ltd.
|
BUY
|
- |
515+ 0.46% |
$7.9K - $9.39K
|
112K
$1.99M
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
511New |
$7.84K - $9.32K
|
511
$9.1K
|
|
|
May 12, 2023
Q1 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
488+ 3.28% |
$7.49K - $8.9K
|
15.3K
$273K
|
|
|
May 04, 2023
Q1 2023
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
487New |
$7.47K - $8.88K
|
487
$8.67K
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
359+ 0.71% |
$5.51K - $6.54K
|
51K
$909K
|
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
340New |
$5.22K - $6.2K
|
340
$6.06K
|
|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
300New |
$4.6K - $5.47K
|
300
$5.34K
|
|
|
May 12, 2023
Q1 2023
|
Sound View Wealth Advisors Group, LLC
|
BUY
|
- |
286+ 1.73% |
$4.39K - $5.21K
|
16.9K
$300K
|
|
|
Apr 26, 2023
Q1 2023
|
Cva Family Office, LLC
|
BUY
|
- |
266New |
$4.08K - $4.85K
|
266
$4.74K
|
|
|
May 10, 2023
Q1 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
261New |
$4K - $4.76K
|
261
$4.65K
|
|
|
Apr 06, 2023
Q1 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
250New |
$3.84K - $4.56K
|
250
$4.45K
|
|
|
Feb 14, 2024
Q1 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
250New |
$3.84K - $4.56K
|
250
$4.45K
|
|
|
May 15, 2023
Q1 2023
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
247+ 1.56% |
$3.79K - $4.5K
|
16.1K
$286K
|
|
|
Apr 26, 2024
Q1 2023
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
200New |
$3.07K - $3.65K
|
200
$3.56K
|
|
|
May 05, 2023
Q1 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
189+ 0.78% |
$2.9K - $3.45K
|
24.3K
$433K
|
|
|
May 01, 2023
Q1 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
159+ 0.08% |
$2.44K - $2.9K
|
207K
$3.68M
|
|
|
Apr 28, 2023
Q1 2023
|
Lansing Street Advisors
|
BUY
|
- |
134+ 1.47% |
$2.06K - $2.44K
|
9.28K
$165K
|
|
|
May 04, 2023
Q1 2023
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
69+ 0.25% |
$1.06K - $1.26K
|
27.2K
$484K
|
|
|
May 01, 2023
Q1 2023
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
66New |
$1.01K - $1.2K
|
66
$1.18K
|
|
|
Apr 20, 2023
Q1 2023
|
Accel Wealth Management
|
BUY
|
- |
64+ 0.11% |
$982 - $1.17K
|
58.4K
$1.04M
|
|
|
May 02, 2023
Q1 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
38+ 0.36% |
$583 - $693
|
10.6K
$189K
|
|
|
Apr 24, 2023
Q1 2023
|
Dominguez Wealth Management Solutions, Inc.
Williamsburg, VA |
BUY
|
- |
36+ 0.32% |
$552 - $656
|
11.4K
$203K
|
|
|
May 01, 2023
Q1 2023
|
Meridian Wealth Advisors, LLC
|
BUY
|
- |
35+ 0.23% |
$537 - $638
|
15.3K
$273K
|
|
|
May 12, 2023
Q1 2023
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
26+ 0.22% |
$399 - $474
|
12K
$214K
|
|
|
Apr 12, 2023
Q1 2023
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
18+ 0.12% |
$276 - $328
|
15.6K
$279K
|
|
|
May 12, 2023
Q1 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
16New |
$245 - $292
|
16
$285
|
|
|
Apr 03, 2023
Q1 2023
|
M&R Capital Management Inc
|
BUY
|
- |
12+ 0.07% |
$184 - $219
|
18.3K
$327K
|
|
|
May 08, 2023
Q1 2023
|
L.M. Kohn & Company
|
BUY
|
- |
3+ 0.01% |
$46 - $54.7
|
21.9K
$389K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 03, 2023
Q1 2023
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-2- 0.02% |
$30.7 - $36.5
|
9.85K
$175K
|
|
|
Apr 20, 2023
Q1 2023
|
Beacon Capital Management, LLC
|
SELL
|
- |
-3- 0.32% |
$46 - $54.7
|
946
$16.8K
|
|
|
May 01, 2023
Q1 2023
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-91- 0.04% |
$1.4K - $1.66K
|
217K
$3.86M
|
|
|
Apr 17, 2023
Q1 2023
|
Burns J W & CO Inc
|
SELL
|
- |
-100- 0.3% |
$1.53K - $1.82K
|
32.8K
$584K
|
|
|
May 22, 2023
Q1 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-111- 7.53% |
$1.7K - $2.02K
|
1.36K
$24.3K
|
|
|
Apr 24, 2023
Q1 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-125- 3.34% |
$1.92K - $2.28K
|
3.62K
$64.5K
|
|
|
Aug 30, 2023
Q1 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-147- 0.35% |
$2.25K - $2.68K
|
42.2K
$752K
|