Purchases and Sales Made in Q1 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-23.8K- 95.28% |
$366K - $434K
|
1.18K
$21K
|
|
|
May 12, 2023
Q1 2023
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-25K- 3.05% |
$383K - $455K
|
794K
$14.1M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-26K- 5.25% |
$399K - $474K
|
470K
$8.37M
|
|
|
Apr 25, 2023
Q1 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-26.8K- 22.5% |
$411K - $489K
|
92.3K
$1.64M
|
|
|
Jun 05, 2023
Q1 2023
|
Invictus Private Wealth, LLC
Denver, CO |
SELL
|
- |
-27.6K- 10.43% |
$423K - $503K
|
237K
$4.22M
|
|
|
May 11, 2023
Q1 2023
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-28K- 98.77% |
$429K - $510K
|
350
$6.23K
|
|
|
Apr 18, 2023
Q1 2023
|
First Hawaiian Bank
|
SELL
|
- |
-30.7K- 24.02% |
$470K - $559K
|
97K
$1.73M
|
|
|
May 15, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-32.7K- 68.62% |
$501K - $596K
|
14.9K
$266K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-36.7K- 9.07% |
$563K - $669K
|
368K
$6.56M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-37.7K- 19.26% |
$578K - $687K
|
158K
$2.81M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-37.8K- 1.91% |
$580K - $689K
|
1.94M
$34.6M
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-41.4K- 16.94% |
$636K - $756K
|
203K
$3.62M
|
|
|
May 15, 2023
Q1 2023
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-41.5K- 29.82% |
$636K - $756K
|
97.6K
$1.74M
|
|
|
May 10, 2023
Q1 2023
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-43.4K- 73.9% |
$665K - $791K
|
15.3K
$273K
|
|
|
May 12, 2023
Q1 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-46.2K- 67.21% |
$708K - $842K
|
22.5K
$401K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-53.4K- 8.4% |
$819K - $974K
|
583K
$10.4M
|
|
|
May 09, 2023
Q1 2023
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-56.6K- 18.01% |
$868K - $1.03M
|
258K
$4.59M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-59.1K- 24.45% |
$907K - $1.08M
|
183K
$3.25M
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
SELL
|
- |
-62.5K- 41.91% |
$958K - $1.14M
|
86.6K
$1.54M
|
|
|
May 15, 2023
Q1 2023
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-72K- 28.28% |
$1.1M - $1.31M
|
183K
$3.25M
|
|
|
May 09, 2023
Q1 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-74K- 73.95% |
$1.14M - $1.35M
|
26.1K
$465K
|
|
|
May 04, 2023
Q1 2023
|
Cypress Capital Group
|
SELL
|
- |
-87.5K- 49.68% |
$1.34M - $1.6M
|
88.6K
$1.58M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-88.6K- 99.86% |
$1.36M - $1.61M
|
123
$2.19K
|
|
|
Sep 11, 2024
Q1 2023
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-94.9K- 29.41% |
$1.46M - $1.73M
|
228K
$4.06M
|
|
|
Apr 03, 2023
Q1 2023
|
Park National Corp
|
SELL
|
- |
-102K- 2.53% |
$1.57M - $1.87M
|
3.94M
$70.3M
|
|
|
May 09, 2023
Q1 2023
|
Archer Investment Corp
|
SELL
|
- |
-107K- 20.49% |
$1.64M - $1.95M
|
415K
$7.38M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-121K- 89.72% |
$1.85M - $2.2M
|
13.8K
$246K
|
|
|
May 12, 2023
Q1 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-131K- 54.11% |
$2.02M - $2.4M
|
112K
$1.99M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-158K- 6.23% |
$2.42M - $2.88M
|
2.38M
$42.3M
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-176K- 71.78% |
$2.71M - $3.21M
|
69.3K
$1.23M
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-190K- 13.87% |
$2.92M - $3.47M
|
1.18M
$21M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-234K- 15.47% |
$3.59M - $4.27M
|
1.28M
$22.8M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-237K- 15.48% |
$3.64M - $4.32M
|
1.29M
$23M
|
|
|
Apr 13, 2023
Q1 2023
|
Country Trust Bank
|
SELL
|
- |
-290K- 13.91% |
$4.45M - $5.29M
|
1.8M
$32M
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-296K- 66.48% |
$4.54M - $5.4M
|
149K
$2.66M
|
|
|
Apr 20, 2023
Q1 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-320K- 15.06% |
$4.9M - $5.83M
|
1.8M
$32.1M
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-349K- 20.65% |
$5.36M - $6.36M
|
1.34M
$23.9M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-378K- 5.32% |
$5.79M - $6.88M
|
6.72M
$120M
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
SELL
|
- |
-457K- 93.72% |
$7.01M - $8.33M
|
30.6K
$545K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-497K- 4.86% |
$7.62M - $9.06M
|
9.72M
$173M
|
|
|
May 10, 2023
Q1 2023
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-500K- 42.25% |
$7.67M - $9.12M
|
683K
$12.2M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.18M- 5.79% |
$18.2M - $21.6M
|
19.3M
$343M
|
|
|
Apr 25, 2023
Q1 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-4.61M- 87.74% |
$70.8M - $84.1M
|
645K
$11.5M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-6.27M- 79.48% |
$96.1M - $114M
|
1.62M
$28.8M
|