Purchases and Sales Made in Q3 2021 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-19KClosed |
$390K - $395K
|
0
$0
|
|
|
Jul 17, 2024
Q3 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-19.2K- 92.79% |
$394K - $399K
|
1.49K
$26.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Os, LLC
|
SELL
|
- |
-19.3K- 5.26% |
$396K - $400K
|
348K
$6.19M
|
|
|
Oct 12, 2021
Q3 2021
|
Kmg Fiduciary Partners, LLC
|
SELL
|
- |
-21.4K- 9.13% |
$438K - $443K
|
213K
$3.79M
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-22.1KClosed |
$452K - $458K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Hardy Reed LLC
|
SELL
|
- |
-24.5K- 23.87% |
$502K - $508K
|
78.1K
$1.39M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-25.6K- 26.11% |
$526K - $532K
|
72.6K
$1.29M
|
|
|
Nov 08, 2021
Q3 2021
|
Summit Financial, LLC
Parsippany, NJ |
SELL
|
- |
-30.9KClosed |
$634K - $641K
|
0
$0
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-32.2K- 38.09% |
$660K - $668K
|
52.3K
$932K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-33.5K- 62.33% |
$686K - $695K
|
20.2K
$360K
|
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-36.1KClosed |
$741K - $750K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Ritholtz Wealth Management
|
SELL
|
- |
-43.5KClosed |
$891K - $902K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-44.3K- 13.91% |
$908K - $919K
|
274K
$4.88M
|
|
|
Nov 01, 2021
Q3 2021
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-47.7K- 11.67% |
$978K - $990K
|
361K
$6.43M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-47.8KClosed |
$980K - $992K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-48.3KClosed |
$991K - $1M
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Country Trust Bank
|
SELL
|
- |
-49.8K- 2.18% |
$1.02M - $1.03M
|
2.23M
$39.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-54KClosed |
$1.11M - $1.12M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-58.2K- 69.69% |
$1.19M - $1.21M
|
25.3K
$451K
|
|
|
Oct 18, 2021
Q3 2021
|
Umb Bank, N.A.
|
SELL
|
- |
-61.8K- 12.75% |
$1.27M - $1.28M
|
423K
$7.53M
|
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-64.1KClosed |
$1.31M - $1.33M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-70.8KClosed |
$1.45M - $1.47M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-79.5K- 6.99% |
$1.63M - $1.65M
|
1.06M
$18.8M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-88.6K- 17.88% |
$1.82M - $1.84M
|
407K
$7.25M
|
|
|
Oct 13, 2021
Q3 2021
|
Andesa Financial Management Inc.
|
SELL
|
- |
-98.4K- 54.33% |
$2.02M - $2.04M
|
82.7K
$1.47M
|
|
|
Nov 10, 2021
Q3 2021
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-119KClosed |
$2.45M - $2.48M
|
0
$0
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-127K- 59.14% |
$2.61M - $2.64M
|
87.8K
$1.56M
|
|
|
Nov 08, 2021
Q3 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-149K- 90.61% |
$3.04M - $3.08M
|
15.4K
$274K
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-157K- 26.6% |
$3.22M - $3.26M
|
434K
$7.73M
|
|
|
Oct 08, 2021
Q3 2021
|
F Dx Advisors, Inc.
|
SELL
|
- |
-158KClosed |
$3.24M - $3.28M
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Brendel Financial Advisors LLC
|
SELL
|
- |
-226KClosed |
$4.63M - $4.69M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-272K- 26.36% |
$5.57M - $5.64M
|
759K
$13.5M
|
|
|
Nov 10, 2021
Q3 2021
|
Synergy Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-277K- 62.17% |
$5.67M - $5.74M
|
168K
$3M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-277K- 26.84% |
$5.67M - $5.74M
|
754K
$13.4M
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-396KClosed |
$8.12M - $8.21M
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Mattern Wealth Management LLC
|
SELL
|
- |
-455KClosed |
$9.34M - $9.45M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-686K- 57.33% |
$14.1M - $14.2M
|
511K
$9.1M
|
|
|
Nov 09, 2021
Q3 2021
|
Milestone Advisory Partners
|
SELL
|
- |
-809KClosed |
$16.6M - $16.8M
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.35M- 97.82% |
$48.1M - $48.7M
|
52.3K
$932K
|