Purchases and Sales Made in Q3 2021 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
8.4K+ 21.29% |
$172K - $174K
|
47.9K
$853K
|
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
8.15K+ 7.71% |
$167K - $169K
|
114K
$2.03M
|
|
|
Oct 18, 2021
Q3 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
7.67K+ 33.67% |
$157K - $159K
|
30.5K
$543K
|
|
|
Nov 08, 2021
Q3 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
7.51K+ 6.68% |
$154K - $156K
|
120K
$2.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
7.16K+ 13.02% |
$147K - $149K
|
62.2K
$1.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
6.78K+ 78.03% |
$139K - $141K
|
15.5K
$275K
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
6.7K+ 209.21% |
$137K - $139K
|
9.91K
$176K
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
6.66KNew |
$136K - $138K
|
6.66K
$119K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
6.53K+ 52.6% |
$134K - $135K
|
18.9K
$337K
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
6.17K+ 16.59% |
$126K - $128K
|
43.4K
$772K
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
BUY
|
- |
6.09K+ 3.34% |
$125K - $126K
|
188K
$3.35M
|
|
|
Oct 12, 2021
Q3 2021
|
First Premier Bank
|
BUY
|
- |
5.98KNew |
$123K - $124K
|
5.98K
$107K
|
|
|
Oct 21, 2021
Q3 2021
|
Cornell Pochily Investment Advisors, Inc.
|
BUY
|
- |
5.98K+ 6.52% |
$123K - $124K
|
97.6K
$1.74M
|
|
|
Nov 09, 2021
Q3 2021
|
Valmark Advisers, Inc.
|
BUY
|
- |
5.74K+ 4.67% |
$118K - $119K
|
129K
$2.29M
|
|
|
Nov 08, 2021
Q3 2021
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
5.35K+ 7.6% |
$110K - $111K
|
75.7K
$1.35M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
5.31K+ 8.25% |
$109K - $110K
|
69.7K
$1.24M
|
|
|
Nov 09, 2021
Q3 2021
|
Mendel Money Management
Northbrook, IL |
BUY
|
- |
5.24K+ 48.75% |
$107K - $109K
|
16K
$285K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
BUY
|
- |
5KNew |
$103K - $104K
|
5K
$89.1K
|
|
|
Nov 16, 2021
Q3 2021
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
5K+ 21.11% |
$103K - $104K
|
28.7K
$511K
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
4.83K+ 4.54% |
$99K - $100K
|
111K
$1.98M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
4.75K+ 10.36% |
$97.4K - $98.5K
|
50.6K
$901K
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
4.69K+ 9.3% |
$96.1K - $97.3K
|
55.1K
$981K
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
4.54K+ 26.58% |
$93K - $94.2K
|
21.6K
$385K
|
|
|
Nov 15, 2021
Q3 2021
|
Patten Group, Inc.
|
BUY
|
- |
4.47K+ 6.98% |
$91.7K - $92.8K
|
68.6K
$1.22M
|
|
|
Nov 05, 2021
Q3 2021
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
4.44K+ 8.36% |
$90.9K - $92K
|
57.5K
$1.02M
|
|
|
Oct 25, 2021
Q3 2021
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
4.36K+ 43.34% |
$89.4K - $90.5K
|
14.4K
$257K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
4.06K+ 2.25% |
$83.3K - $84.3K
|
185K
$3.29M
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
4.01K+ 101.21% |
$82.2K - $83.2K
|
7.97K
$142K
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
4K+ 6.44% |
$82.1K - $83.1K
|
66.1K
$1.18M
|
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
3.93K+ 3.58% |
$80.5K - $81.5K
|
114K
$2.02M
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
3.9K+ 3.53% |
$79.9K - $80.9K
|
114K
$2.03M
|
|
|
Oct 20, 2021
Q3 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
3.83K+ 21.01% |
$78.6K - $79.5K
|
22.1K
$393K
|
|
|
Oct 13, 2021
Q3 2021
|
Chatham Capital Group, Inc.
|
BUY
|
- |
3.8K+ 33.48% |
$77.9K - $78.9K
|
15.2K
$270K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
3.8K+ 39.09% |
$77.9K - $78.8K
|
13.5K
$241K
|
|
|
Oct 07, 2021
Q3 2021
|
Lake Street Financial LLC
|
BUY
|
- |
3.76K+ 3.39% |
$77.1K - $78.1K
|
115K
$2.05M
|
|
|
Oct 18, 2021
Q3 2021
|
Moser Wealth Advisors, LLC
|
BUY
|
- |
3.75K+ 4.55% |
$76.8K - $77.8K
|
86.1K
$1.53M
|
|
|
Oct 12, 2021
Q3 2021
|
Cra Financial Services, LLC
|
BUY
|
- |
3.27K+ 11.21% |
$67K - $67.8K
|
32.4K
$578K
|
|
|
Nov 16, 2021
Q3 2021
|
Retirement Group, LLC
|
BUY
|
- |
3.22K+ 1.45% |
$65.9K - $66.8K
|
225K
$4.02M
|
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
3.13K+ 4748.48% |
$64.2K - $65K
|
3.2K
$57K
|
|
|
Nov 15, 2021
Q3 2021
|
Antonetti Capital Management LLC
|
BUY
|
- |
3.1KNew |
$63.6K - $64.3K
|
3.1K
$55.2K
|
|
|
Oct 25, 2021
Q3 2021
|
Atlas Private Wealth Management
|
BUY
|
- |
3.08K+ 1.5% |
$63.1K - $63.9K
|
209K
$3.71M
|
|
|
Oct 27, 2021
Q3 2021
|
Lvz, Inc.
|
BUY
|
- |
3.04K+ 4.16% |
$62.4K - $63.2K
|
76.2K
$1.36M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
2.95K+ 22.6% |
$60.4K - $61.1K
|
16K
$285K
|
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
2.75KNew |
$56.3K - $57K
|
2.75K
$48.9K
|
|
|
Nov 16, 2021
Q3 2021
|
Principle Wealth Partners LLC
|
BUY
|
- |
2.43K+ 6.72% |
$49.8K - $50.4K
|
38.6K
$687K
|
|
|
Oct 14, 2021
Q3 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
2.3K+ 2.72% |
$47.1K - $47.6K
|
86.6K
$1.54M
|
|
|
Oct 20, 2021
Q3 2021
|
Toth Financial Advisory Corp
|
BUY
|
- |
2.26KNew |
$46.2K - $46.8K
|
2.26K
$40.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Icon Wealth Partners, LLC
|
BUY
|
- |
2.25K+ 0.53% |
$46.1K - $46.7K
|
426K
$7.59M
|
|
|
Oct 25, 2021
Q3 2021
|
True Wealth Advisors, LLC
|
BUY
|
- |
2.24K+ 0.76% |
$45.9K - $46.5K
|
297K
$5.29M
|
|
|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
2.18K+ 2.57% |
$44.7K - $45.3K
|
87.1K
$1.55M
|