Purchases and Sales Made in Q3 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-867- 0.76% |
$13.8K - $14.1K
|
114K
$2.03M
|
|
|
Oct 13, 2023
Q3 2023
|
City Holding CO
|
SELL
|
- |
-970- 0.55% |
$15.4K - $15.8K
|
176K
$3.14M
|
|
|
Nov 15, 2023
Q3 2023
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-1K- 20.0% |
$15.9K - $16.3K
|
4K
$71.3K
|
|
|
Nov 08, 2023
Q3 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-1.03K- 3.36% |
$16.3K - $16.7K
|
29.5K
$526K
|
|
|
Oct 12, 2023
Q3 2023
|
Toth Financial Advisory Corp
|
SELL
|
- |
-1.19K- 0.78% |
$18.9K - $19.4K
|
151K
$2.69M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-1.27K- 3.0% |
$20.2K - $20.7K
|
41.1K
$733K
|
|
|
Oct 18, 2023
Q3 2023
|
Tanglewood Legacy Advisors, LLC
Houston, TX |
SELL
|
- |
-1.32K- 6.2% |
$21K - $21.5K
|
20K
$356K
|
|
|
Nov 13, 2023
Q3 2023
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-1.35K- 4.96% |
$21.5K - $22K
|
25.9K
$462K
|
|
|
Nov 03, 2023
Q3 2023
|
Larson Financial Group LLC
|
SELL
|
- |
-1.36K- 47.68% |
$21.6K - $22.1K
|
1.49K
$26.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-1.41K- 2.1% |
$22.4K - $22.9K
|
65.7K
$1.17M
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-1.45K- 1.79% |
$23K - $23.6K
|
79.6K
$1.42M
|
|
|
Oct 20, 2023
Q3 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.6K- 4.97% |
$25.4K - $26K
|
30.6K
$545K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-1.73K- 0.64% |
$27.4K - $28.1K
|
269K
$4.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-1.78K- 1.51% |
$28.3K - $29K
|
116K
$2.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-1.83K- 7.66% |
$29K - $29.7K
|
22K
$393K
|
|
|
Oct 05, 2023
Q3 2023
|
Qp Wealth Management, LLC
|
SELL
|
- |
-1.9K- 2.72% |
$30.1K - $30.9K
|
67.7K
$1.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Insigneo Advisory Services, LLC
Miami, FL |
SELL
|
- |
-1.99K- 11.13% |
$31.6K - $32.4K
|
15.9K
$283K
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-2.04K- 10.39% |
$32.4K - $33.2K
|
17.6K
$313K
|
|
|
Nov 07, 2023
Q3 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-2.14K- 3.98% |
$34K - $34.9K
|
51.7K
$922K
|
|
|
Nov 01, 2023
Q3 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-2.16K- 0.98% |
$34.3K - $35.2K
|
218K
$3.88M
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-2.46K- 7.28% |
$39K - $40K
|
31.3K
$558K
|
|
|
Oct 31, 2023
Q3 2023
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-2.52K- 11.97% |
$40K - $41K
|
18.5K
$330K
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-2.63K- 12.79% |
$41.7K - $42.8K
|
17.9K
$319K
|
|
|
Oct 20, 2023
Q3 2023
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-2.7K- 17.78% |
$42.9K - $44K
|
12.5K
$223K
|
|
|
Nov 06, 2023
Q3 2023
|
Retirement Group, LLC
|
SELL
|
- |
-2.77K- 4.28% |
$44K - $45.1K
|
61.9K
$1.1M
|
|
|
Oct 13, 2023
Q3 2023
|
Cornell Pochily Investment Advisors, Inc.
|
SELL
|
- |
-2.99K- 4.13% |
$47.4K - $48.6K
|
69.4K
$1.24M
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-3.1K- 4.28% |
$49.3K - $50.5K
|
69.4K
$1.24M
|
|
|
Nov 14, 2023
Q3 2023
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-3.39K- 12.67% |
$53.9K - $55.2K
|
23.4K
$417K
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-3.46K- 10.71% |
$55K - $56.4K
|
28.9K
$515K
|
|
|
Nov 02, 2023
Q3 2023
|
Hazlett, Burt & Watson, Inc.
|
SELL
|
- |
-3.47K- 69.18% |
$55.1K - $56.5K
|
1.55K
$27.6K
|
|
|
Oct 26, 2023
Q3 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-3.53K- 19.27% |
$56K - $57.5K
|
14.8K
$264K
|
|
|
Oct 31, 2023
Q3 2023
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-3.64K- 9.74% |
$57.9K - $59.3K
|
33.8K
$602K
|
|
|
Oct 17, 2023
Q3 2023
|
New Potomac Partners, LLC
|
SELL
|
- |
-3.75K- 2.98% |
$59.6K - $61.1K
|
122K
$2.18M
|
|
|
Nov 09, 2023
Q3 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-3.75K- 13.08% |
$59.6K - $61.1K
|
24.9K
$445K
|
|
|
Oct 13, 2023
Q3 2023
|
Cooper Financial Group
|
SELL
|
- |
-3.8K- 5.86% |
$60.4K - $61.9K
|
61.1K
$1.09M
|
|
|
Nov 02, 2023
Q3 2023
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-3.83K- 17.18% |
$60.8K - $62.3K
|
18.5K
$329K
|
|
|
Oct 19, 2023
Q3 2023
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-3.87K- 5.05% |
$61.4K - $63K
|
72.7K
$1.3M
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-3.88K- 3.71% |
$61.6K - $63.2K
|
101K
$1.79M
|
|
|
Nov 07, 2023
Q3 2023
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-4K- 61.9% |
$63.5K - $65.1K
|
2.46K
$43.9K
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-4.09K- 14.1% |
$65K - $66.6K
|
24.9K
$444K
|
|
|
Nov 01, 2023
Q3 2023
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-4.21K- 5.12% |
$66.9K - $68.5K
|
78K
$1.39M
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-4.37K- 7.1% |
$69.5K - $71.2K
|
57.2K
$1.02M
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-4.49K- 30.97% |
$71.2K - $73K
|
10K
$178K
|
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-4.49K- 1.95% |
$71.3K - $73.1K
|
225K
$4.02M
|
|
|
Oct 16, 2023
Q3 2023
|
Advanced Asset Management Advisors Inc
Dublin, OH |
SELL
|
- |
-4.5K- 10.87% |
$71.5K - $73.3K
|
36.9K
$658K
|
|
|
Nov 07, 2023
Q3 2023
|
Aft, Forsyth & Company, Inc.
|
SELL
|
- |
-4.5K- 24.3% |
$71.5K - $73.3K
|
14K
$250K
|
|
|
Nov 14, 2023
Q3 2023
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-4.55K- 23.79% |
$72.3K - $74.1K
|
14.6K
$260K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.68K- 0.35% |
$74.4K - $76.2K
|
1.33M
$23.7M
|
|
|
Nov 02, 2023
Q3 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-5K- 6.54% |
$79.4K - $81.4K
|
71.4K
$1.27M
|
|
|
Oct 25, 2023
Q3 2023
|
Shufro Rose & CO LLC
|
SELL
|
- |
-5K- 10.37% |
$79.4K - $81.4K
|
43.2K
$770K
|