Purchases and Sales Made in Q3 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-5.07K- 3.09% |
$80.4K - $82.5K
|
159K
$2.83M
|
|
|
Jan 24, 2024
Q3 2023
|
Cedrus LLC
Littleton, CO |
SELL
|
- |
-5.29K- 4.99% |
$84K - $86.1K
|
101K
$1.79M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-5.31K- 3.37% |
$84.3K - $86.4K
|
152K
$2.71M
|
|
|
Nov 06, 2023
Q3 2023
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-5.41K- 1.36% |
$85.9K - $88.1K
|
394K
$7.02M
|
|
|
Oct 24, 2023
Q3 2023
|
Bangor Savings Bank
Bangor, ME |
SELL
|
- |
-5.45K- 8.18% |
$86.5K - $88.7K
|
61.2K
$1.09M
|
|
|
Nov 13, 2023
Q3 2023
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-5.51K- 6.74% |
$87.5K - $89.7K
|
76.2K
$1.36M
|
|
|
Oct 31, 2023
Q3 2023
|
River & Mercantile LLC
Waltham, MA |
SELL
|
- |
-5.59K- 2.77% |
$88.8K - $91K
|
196K
$3.5M
|
|
|
Nov 01, 2023
Q3 2023
|
Prw Wealth Management LLC
|
SELL
|
- |
-5.67K- 18.55% |
$90K - $92.3K
|
24.9K
$444K
|
|
|
Nov 14, 2023
Q3 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-5.76K- 32.85% |
$91.4K - $93.7K
|
11.8K
$210K
|
|
|
Oct 27, 2023
Q3 2023
|
Walker Asset Management, LLC
|
SELL
|
- |
-6.04K- 4.11% |
$95.9K - $98.3K
|
141K
$2.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Burns J W & CO Inc
|
SELL
|
- |
-6.08K- 18.59% |
$96.5K - $98.9K
|
26.6K
$474K
|
|
|
Nov 14, 2023
Q3 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-6.31K- 18.38% |
$100K - $103K
|
28K
$499K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-6.34K- 5.27% |
$101K - $103K
|
114K
$2.03M
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-6.34K- 5.27% |
$101K - $103K
|
114K
$2.03M
|
|
|
Oct 12, 2023
Q3 2023
|
Mendota Financial Group, LLC
Madison, WI |
SELL
|
- |
-6.65K- 4.59% |
$106K - $108K
|
138K
$2.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-7.37K- 5.27% |
$117K - $120K
|
132K
$2.36M
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
SELL
|
- |
-7.58K- 1.04% |
$120K - $123K
|
723K
$12.9M
|
|
|
Oct 10, 2023
Q3 2023
|
Country Trust Bank
|
SELL
|
- |
-7.7K- 0.41% |
$122K - $125K
|
1.85M
$33M
|
|
|
Oct 25, 2023
Q3 2023
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-7.76K- 3.08% |
$123K - $126K
|
244K
$4.35M
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-8.04K- 33.02% |
$128K - $131K
|
16.3K
$291K
|
|
|
Nov 15, 2023
Q3 2023
|
Owen La Rue, LLC
Elizabethtown, KY |
SELL
|
- |
-8.12K- 21.64% |
$129K - $132K
|
29.4K
$525K
|
|
|
Nov 13, 2023
Q3 2023
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-8.39K- 11.08% |
$133K - $137K
|
67.3K
$1.2M
|
|
|
Nov 16, 2023
Q3 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-8.68K- 10.87% |
$138K - $141K
|
71.1K
$1.27M
|
|
|
Nov 14, 2023
Q3 2023
|
Old Mission Capital LLC
|
SELL
|
- |
-9.14K- 46.35% |
$145K - $149K
|
10.6K
$189K
|
|
|
Nov 09, 2023
Q3 2023
|
Spc Financial, Inc.
|
SELL
|
- |
-9.47K- 10.47% |
$150K - $154K
|
80.9K
$1.44M
|
|
|
Oct 18, 2023
Q3 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-10.4K- 34.25% |
$165K - $169K
|
19.9K
$355K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-10.6K- 14.36% |
$168K - $172K
|
63.1K
$1.12M
|
|
|
Oct 31, 2023
Q3 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-10.7K- 37.86% |
$170K - $174K
|
17.6K
$313K
|
|
|
Nov 08, 2023
Q3 2023
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-10.8K- 14.85% |
$172K - $176K
|
62.1K
$1.11M
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-11.4K- 13.21% |
$181K - $185K
|
74.7K
$1.33M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-11.9K- 13.14% |
$189K - $193K
|
78.5K
$1.4M
|
|
|
Oct 19, 2023
Q3 2023
|
Baron Financial Group, LLC
Fair Lawn, NJ |
SELL
|
- |
-11.9K- 11.37% |
$189K - $194K
|
92.7K
$1.65M
|
|
|
Oct 10, 2023
Q3 2023
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-12.4K- 1.05% |
$197K - $202K
|
1.17M
$20.9M
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-12.6K- 31.65% |
$200K - $205K
|
27.2K
$485K
|
|
|
Nov 09, 2023
Q3 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-12.6K- 5.21% |
$201K - $206K
|
230K
$4.11M
|
|
|
Nov 06, 2023
Q3 2023
|
Savant Capital, LLC
|
SELL
|
- |
-13.1K- 16.0% |
$208K - $213K
|
68.8K
$1.23M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-14.5K- 4.43% |
$230K - $236K
|
313K
$5.58M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-15K- 2.07% |
$239K - $245K
|
711K
$12.7M
|
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
SELL
|
- |
-15.9K- 46.15% |
$253K - $259K
|
18.6K
$331K
|
|
|
Oct 10, 2023
Q3 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-16.2K- 30.56% |
$257K - $264K
|
36.8K
$656K
|
|
|
Nov 07, 2023
Q3 2023
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-17.1K- 28.23% |
$271K - $278K
|
43.4K
$774K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-19.3K- 10.51% |
$307K - $314K
|
164K
$2.93M
|
|
|
Nov 02, 2023
Q3 2023
|
Cypress Capital Group
|
SELL
|
- |
-19.8K- 27.32% |
$314K - $322K
|
52.6K
$939K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-21.6K- 47.95% |
$343K - $352K
|
23.4K
$418K
|
|
|
Oct 05, 2023
Q3 2023
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-21.8K- 54.63% |
$347K - $355K
|
18.1K
$323K
|
|
|
Nov 02, 2023
Q3 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-22.6K- 2.2% |
$360K - $369K
|
1.01M
$17.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-22.9K- 21.32% |
$364K - $373K
|
84.6K
$1.51M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-24.5K- 22.45% |
$389K - $398K
|
84.5K
$1.51M
|
|
|
Nov 07, 2023
Q3 2023
|
Newman Dignan & Sheerar, Inc.
|
SELL
|
- |
-30.1K- 8.22% |
$478K - $490K
|
336K
$5.99M
|
|
|
Sep 11, 2024
Q3 2023
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-30.8K- 17.47% |
$489K - $501K
|
145K
$2.59M
|