Latest Institutional Transactions on First Tr ETF Iii Instl Pfd Sec (FPEI)
This table provides information on the latest institutional transactions involving First Tr ETF Iii Instl Pfd Sec (FPEI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
2.39K+ 2.09% |
$45.3K - $46.6K
|
117K
$2.27M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
48.2K+ 135.05% |
$913K - $939K
|
83.9K
$1.63M
|
|
|
Nov 13, 2025
Q3 2025
|
Maia Wealth LLC
Denver, CO |
SELL
|
- |
-2.19K- 7.91% |
$41.4K - $42.5K
|
25.4K
$493K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Investment Management, LLC
Littleton, CO |
BUY
|
- |
127K+ 1013.37% |
$2.41M - $2.48M
|
140K
$2.71M
|
|
|
Nov 12, 2025
Q3 2025
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-88.6K- 33.82% |
$1.68M - $1.73M
|
173K
$3.36M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.81K- 3.43% |
$53.1K - $54.6K
|
79K
$1.53M
|
|
|
Nov 12, 2025
Q3 2025
|
Brand Asset Management Group, Inc.
|
BUY
|
- |
27KNew |
$510K - $525K
|
27K
$522K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
30.1K+ 72.98% |
$570K - $586K
|
71.4K
$1.38M
|
|
|
Nov 12, 2025
Q3 2025
|
Veridan Wealth LLC
West Linn, OR |
SELL
|
- |
-1.21K- 0.98% |
$22.9K - $23.6K
|
122K
$2.36M
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
BUY
|
- |
40New |
$757 - $779
|
40
$775
|
|
|
Nov 12, 2025
Q3 2025
|
Fukoku Mutual Life Insurance CO
|
BUY
|
- |
639K+ 103.06% |
$12.1M - $12.4M
|
1.26M
$24.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Pinnacle Financial Group, LLC
|
BUY
|
- |
8.49K+ 61.09% |
$161K - $165K
|
22.4K
$434K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-913- 3.61% |
$17.3K - $17.8K
|
24.4K
$472K
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
23.1K+ 7.7% |
$438K - $450K
|
324K
$6.27M
|
|
|
Nov 12, 2025
Q3 2025
|
Flavin Financial Services, Inc.
Melbourne, FL |
SELL
|
- |
-6.11K- 31.8% |
$116K - $119K
|
13.1K
$254K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
17.7K+ 10.26% |
$335K - $345K
|
190K
$3.69M
|
|
|
Nov 12, 2025
Q3 2025
|
United Capital Management Of Ks, Inc.
|
BUY
|
- |
1.97K+ 4.02% |
$37.2K - $38.3K
|
50.9K
$986K
|
|
|
Nov 12, 2025
Q3 2025
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-5.02K- 7.7% |
$95.1K - $97.8K
|
60.2K
$1.17M
|
|
|
Nov 12, 2025
Q3 2025
|
Viawealth, LLC
Overland Park, KS |
BUY
|
- |
232+ 1.41% |
$4.39K - $4.52K
|
16.7K
$323K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-13.5K- 3.65% |
$256K - $263K
|
358K
$6.93M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
542K+ 14.54% |
$10.3M - $10.6M
|
4.27M
$82.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Smith Chas P & Associates Pa Cpas
|
SELL
|
- |
-901K- 39.33% |
$17.1M - $17.6M
|
1.39M
$27M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-51K- 40.0% |
$965K - $992K
|
76.5K
$1.48M
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
SELL
|
- |
-107- 0.58% |
$2.03K - $2.08K
|
18.4K
$357K
|
|
|
Nov 10, 2025
Q3 2025
|
Signature Securities Group Corporation
|
SELL
|
- |
-142K- 71.2% |
$2.7M - $2.77M
|
57.6K
$1.12M
|
|
|
Nov 10, 2025
Q3 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-116- 0.18% |
$2.2K - $2.26K
|
65.6K
$1.27M
|
|
|
Nov 10, 2025
Q3 2025
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2.01K- 15.05% |
$38K - $39.1K
|
11.3K
$219K
|
|
|
Nov 10, 2025
Q3 2025
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-31.3K- 46.54% |
$592K - $609K
|
35.9K
$696K
|
|
|
Nov 10, 2025
Q3 2025
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
800New |
$15.1K - $15.6K
|
800
$15.5K
|
|
|
Nov 10, 2025
Q3 2025
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
22.3K+ 63.98% |
$423K - $435K
|
57.3K
$1.11M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.09M- 74.84% |
$20.7M - $21.3M
|
368K
$7.13M
|
|
|
Nov 07, 2025
Q3 2025
|
Calton & Associates, Inc.
|
BUY
|
- |
10.6KNew |
$200K - $206K
|
10.6K
$205K
|
|
|
Nov 07, 2025
Q3 2025
|
Aft, Forsyth & Company, Inc.
|
SELL
|
- |
-917- 7.74% |
$17.4K - $17.9K
|
10.9K
$212K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
742+ 1.85% |
$14K - $14.4K
|
40.8K
$790K
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
BUY
|
- |
80+ 0.73% |
$1.51K - $1.56K
|
11K
$213K
|
|
|
Nov 07, 2025
Q3 2025
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
2.03K+ 0.76% |
$38.5K - $39.6K
|
268K
$5.19M
|
|
|
Nov 07, 2025
Q3 2025
|
Synergy Investment Management, LLC
Altamonte Springs, FL |
BUY
|
- |
196KNew |
$3.7M - $3.81M
|
196K
$3.79M
|
|
|
Nov 07, 2025
Q3 2025
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
BUY
|
- |
49.3K+ 122.15% |
$932K - $959K
|
89.6K
$1.74M
|
|
|
Nov 07, 2025
Q3 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-2.57K- 3.79% |
$48.7K - $50.1K
|
65.3K
$1.27M
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-19.6K- 13.13% |
$370K - $381K
|
129K
$2.51M
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
16.4K+ 6.23% |
$311K - $320K
|
281K
$5.44M
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-24.9K- 44.49% |
$471K - $485K
|
31.1K
$602K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
1.88K+ 5.56% |
$35.5K - $36.5K
|
35.6K
$690K
|
|
|
Nov 06, 2025
Q3 2025
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
16.7KNew |
$316K - $325K
|
16.7K
$324K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
94.7K+ 68.47% |
$1.79M - $1.84M
|
233K
$4.51M
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
12.2K+ 300.89% |
$230K - $237K
|
16.2K
$314K
|
|
|
Nov 06, 2025
Q3 2025
|
1776 Wealth LLC
|
SELL
|
- |
-7.81K- 5.9% |
$148K - $152K
|
125K
$2.41M
|
|
|
Nov 06, 2025
Q3 2025
|
Abich Financial Wealth Management LLC
Ashburn, VA |
BUY
|
- |
285New |
$5.4K - $5.55K
|
285
$5.52K
|
|
|
Nov 05, 2025
Q3 2025
|
Forum Private Client Group LLC
|
BUY
|
- |
288+ 0.87% |
$5.45K - $5.61K
|
33.3K
$645K
|
|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-75- 25.0% |
$1.42K - $1.46K
|
225
$4.36K
|
|