Latest Institutional Transactions on First Tr ETF Iii Instl Pfd Sec (FPEI)
This table provides information on the latest institutional transactions involving First Tr ETF Iii Instl Pfd Sec (FPEI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
12.9K+ 126.61% |
$245K - $251K
|
23.1K
$448K
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
BUY
|
- |
5.54KNew |
$105K - $108K
|
5.54K
$107K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
79New |
$1.5K - $1.54K
|
79
$1.53K
|
|
|
Nov 17, 2025
Q3 2025
|
Fwl Investment Management, LLC
|
BUY
|
- |
665+ 0.92% |
$12.6K - $12.9K
|
73.2K
$1.42M
|
|
|
Nov 17, 2025
Q3 2025
|
Harvest Investment Services, LLC
|
BUY
|
- |
16.4KNew |
$310K - $319K
|
16.4K
$317K
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
34.9KNew |
$661K - $680K
|
34.9K
$677K
|
|
|
Nov 14, 2025
Q3 2025
|
Balanced Rock Investment Advisor
Roslindale, MA |
BUY
|
- |
3.18K+ 13.98% |
$60.2K - $61.9K
|
25.9K
$503K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
10.1KNew |
$192K - $198K
|
10.1K
$197K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
201K+ 4.62% |
$3.8M - $3.91M
|
4.54M
$88.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.12M+ 7.23% |
$21.1M - $21.7M
|
16.6M
$321M
|
|
|
Nov 14, 2025
Q3 2025
|
Stone X Group Inc.
|
SELL
|
- |
-712- 1.43% |
$13.5K - $13.9K
|
49K
$950K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15.2K+ 8.29% |
$287K - $295K
|
198K
$3.84M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.05K- 2.7% |
$19.8K - $20.3K
|
37.6K
$729K
|
|
|
Nov 14, 2025
Q3 2025
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
16KNew |
$303K - $312K
|
16K
$311K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-74.5K- 10.31% |
$1.41M - $1.45M
|
648K
$12.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
SELL
|
- |
-130K- 48.54% |
$2.46M - $2.53M
|
138K
$2.67M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
24.1K+ 36.28% |
$457K - $470K
|
90.6K
$1.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-6.24K- 17.71% |
$118K - $121K
|
29K
$562K
|
|
|
Nov 14, 2025
Q3 2025
|
Victory Financial Group, LLC
Austin, TX |
BUY
|
- |
17.7K+ 11.97% |
$334K - $344K
|
165K
$3.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-23.5K- 68.17% |
$444K - $457K
|
11K
$212K
|
|
|
Nov 14, 2025
Q3 2025
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-2.53K- 4.33% |
$47.9K - $49.3K
|
56K
$1.09M
|
|
|
Nov 14, 2025
Q3 2025
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
9.75K+ 68.63% |
$185K - $190K
|
24K
$464K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
118K+ 4.99% |
$2.23M - $2.3M
|
2.48M
$48M
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
500New |
$9.47K - $9.74K
|
500
$9.69K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
557+ 1.06% |
$10.5K - $10.8K
|
53.2K
$1.03M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrity Alliance, Llc.
Urbandale, IA |
SELL
|
- |
-34.9K- 34.19% |
$661K - $680K
|
67.2K
$1.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Leigh Baldwin & Co., LLC
Cazenovia, NY |
SELL
|
- |
-41.8K- 76.63% |
$791K - $813K
|
12.7K
$247K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-360K- 17.91% |
$6.81M - $7M
|
1.65M
$31.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
8.24K+ 28.29% |
$156K - $160K
|
37.4K
$724K
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
7.76K+ 10.81% |
$147K - $151K
|
79.5K
$1.54M
|
|
|
Nov 14, 2025
Q3 2025
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-4.15K- 25.8% |
$78.5K - $80.8K
|
11.9K
$231K
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
41.9KNew |
$793K - $815K
|
41.9K
$812K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
13.3K+ 84.48% |
$251K - $258K
|
29K
$562K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.85K+ 10.09% |
$54K - $55.5K
|
31.1K
$603K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.32K- 3.19% |
$25.1K - $25.8K
|
40.2K
$778K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-23.7K- 3.37% |
$449K - $462K
|
680K
$13.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Von Borstel & Associates, Inc.
The Dalles, OR |
BUY
|
- |
137KNew |
$2.59M - $2.66M
|
137K
$2.65M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-8.56K- 1.08% |
$162K - $167K
|
787K
$15.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
686+ 1.07% |
$13K - $13.4K
|
64.9K
$1.26M
|
|
|
Nov 13, 2025
Q3 2025
|
Hobbs Group Advisors, LLC
Columbia, SC |
BUY
|
- |
5.43K+ 20.02% |
$103K - $106K
|
32.6K
$631K
|
|
|
Nov 13, 2025
Q3 2025
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-15.9K- 4.26% |
$302K - $310K
|
358K
$6.95M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
205K+ 2.38% |
$3.88M - $3.99M
|
8.83M
$171M
|
|
|
Nov 13, 2025
Q3 2025
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
12.8K+ 3139.07% |
$242K - $249K
|
13.2K
$255K
|
|
|
Nov 13, 2025
Q3 2025
|
Maia Wealth LLC
Denver, CO |
SELL
|
- |
-2.19K- 7.91% |
$41.4K - $42.5K
|
25.4K
$493K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.41K- 94.83% |
$45.5K - $46.8K
|
131
$2.54K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Investment Management, LLC
Littleton, CO |
BUY
|
- |
127K+ 1013.37% |
$2.41M - $2.48M
|
140K
$2.71M
|
|
|
Nov 13, 2025
Q3 2025
|
Wayfinding Financial, LLC
Lynnwood, WA |
BUY
|
- |
860+ 0.55% |
$16.3K - $16.7K
|
158K
$3.07M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
2.39K+ 2.09% |
$45.3K - $46.6K
|
117K
$2.27M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
48.2K+ 135.05% |
$913K - $939K
|
83.9K
$1.63M
|
|
|
Nov 13, 2025
Q3 2025
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-72.8K- 41.34% |
$1.38M - $1.42M
|
103K
$2M
|
|