Purchases and Sales Made in Q3 2021 in First Tr ETF Iii Instl Pfd Sec (FPEI)
This table provides information about the institutional ownership of First Tr ETF Iii Instl Pfd Sec (FPEI) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR ETF III INSTL PFD SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
1.19K+ 6.87% |
$24.6K - $24.8K
|
18.5K
$355K
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1.16K+ 37.66% |
$24K - $24.3K
|
4.26K
$81.5K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
823+ 11.02% |
$17K - $17.2K
|
8.29K
$159K
|
|
|
Oct 20, 2021
Q3 2021
|
Toth Financial Advisory Corp
|
BUY
|
- |
800New |
$16.5K - $16.7K
|
800
$15.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
708+ 4.53% |
$14.6K - $14.8K
|
16.3K
$313K
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
469+ 2.39% |
$9.68K - $9.78K
|
20.1K
$384K
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
248+ 2.42% |
$5.12K - $5.17K
|
10.5K
$201K
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
109New |
$2.25K - $2.27K
|
109
$2.09K
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
71+ 0.59% |
$1.47K - $1.48K
|
12.1K
$232K
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
17+ 1.08% |
$351 - $354
|
1.59K
$30.4K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
9+ 0.45% |
$186 - $188
|
2K
$38.3K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-47- 0.28% |
$971 - $980
|
16.9K
$323K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-107- 15.55% |
$2.21K - $2.23K
|
581
$11.1K
|
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-250- 0.69% |
$5.16K - $5.21K
|
36K
$689K
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-592- 5.35% |
$12.2K - $12.3K
|
10.5K
$201K
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
SELL
|
- |
-678- 2.5% |
$14K - $14.1K
|
26.5K
$507K
|
|
|
Nov 05, 2021
Q3 2021
|
Qp Wealth Management, LLC
|
SELL
|
- |
-778- 0.32% |
$16.1K - $16.2K
|
241K
$4.61M
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-1.3K- 5.91% |
$26.8K - $27K
|
20.6K
$395K
|
|
|
Oct 06, 2021
Q3 2021
|
Richard P Slaughter Associates Inc
|
SELL
|
- |
-2.1K- 3.43% |
$43.3K - $43.7K
|
59.1K
$1.13M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.27K- 3.87% |
$46.9K - $47.3K
|
56.4K
$1.08M
|
|
|
Nov 16, 2021
Q3 2021
|
Phocas Financial Corp.
Alameda, CA |
SELL
|
- |
-2.55K- 0.88% |
$52.6K - $53.1K
|
287K
$5.5M
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-2.92K- 9.91% |
$60.3K - $60.8K
|
26.5K
$508K
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-3.14K- 12.74% |
$64.8K - $65.4K
|
21.5K
$412K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.61K- 7.88% |
$95.2K - $96.1K
|
53.9K
$1.03M
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-14.6K- 94.66% |
$301K - $304K
|
823
$15.8K
|
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-17.5KClosed |
$361K - $364K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-29K- 17.65% |
$599K - $604K
|
135K
$2.59M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-32.5KClosed |
$672K - $678K
|
0
$0
|