Purchases and Sales Made in Q3 2023 in First Tr ETF Iii Instl Pfd Sec (FPEI)
This table provides information about the institutional ownership of First Tr ETF Iii Instl Pfd Sec (FPEI) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF III INSTL PFD SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2023
Q3 2023
|
Phocas Financial Corp.
Alameda, CA |
SELL
|
- |
-13.5K- 7.22% |
$228K - $233K
|
174K
$3.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-15.3K- 45.12% |
$257K - $263K
|
18.6K
$347K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-15.3K- 30.26% |
$258K - $264K
|
35.3K
$661K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-16.1K- 6.01% |
$271K - $278K
|
252K
$4.72M
|
|
|
Oct 27, 2023
Q3 2023
|
Walker Asset Management, LLC
|
SELL
|
- |
-18.5K- 17.32% |
$311K - $319K
|
88.3K
$1.65M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-20.6K- 21.04% |
$346K - $355K
|
77.2K
$1.45M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-21.3K- 7.85% |
$358K - $367K
|
250K
$4.68M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-23.5K- 19.76% |
$395K - $405K
|
95.3K
$1.78M
|
|
|
Nov 14, 2023
Q3 2023
|
Peterson Wealth Management
|
SELL
|
- |
-25.2K- 11.04% |
$424K - $435K
|
203K
$3.81M
|
|
|
Oct 16, 2023
Q3 2023
|
Essex LLC
|
SELL
|
- |
-28.6K- 3.2% |
$480K - $493K
|
863K
$16.2M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-28.9K- 12.56% |
$486K - $498K
|
201K
$3.76M
|
|
|
Nov 02, 2023
Q3 2023
|
Citizens Business Bank
Ontario, CA |
SELL
|
- |
-29.4K- 2.83% |
$495K - $507K
|
1.01M
$18.9M
|
|
|
Oct 31, 2023
Q3 2023
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-29.6K- 61.17% |
$497K - $510K
|
18.8K
$352K
|
|
|
Oct 13, 2023
Q3 2023
|
Cherry Creek Investment Advisors, Inc.
|
SELL
|
- |
-34.1K- 8.99% |
$574K - $589K
|
346K
$6.47M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-47.4K- 68.81% |
$797K - $817K
|
21.5K
$402K
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-118K- 56.85% |
$1.98M - $2.03M
|
89.5K
$1.68M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-122K- 16.56% |
$2.04M - $2.1M
|
612K
$11.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-144K- 4.11% |
$2.42M - $2.48M
|
3.35M
$62.7M
|
|
|
Oct 16, 2023
Q3 2023
|
Beacon Financial Group
|
SELL
|
- |
-366K- 64.47% |
$6.16M - $6.31M
|
202K
$3.78M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-1.54M- 97.6% |
$25.9M - $26.5M
|
37.8K
$708K
|