Purchases and Sales Made in Q4 2022 in First Tr ETF Iii Instl Pfd Sec (FPEI)
This table provides information about the institutional ownership of First Tr ETF Iii Instl Pfd Sec (FPEI) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TR ETF III INSTL PFD SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.37M+ 82.91% |
$75M - $78.8M
|
9.64M
$180M
|
|
|
Jan 12, 2023
Q4 2022
|
Smith Chas P & Associates Pa Cpas
|
BUY
|
- |
2.01MNew |
$34.5M - $36.3M
|
2.01M
$37.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.79M+ 188.44% |
$30.7M - $32.3M
|
2.74M
$51.2M
|
|
|
Jan 20, 2023
Q4 2022
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
1.13MNew |
$19.4M - $20.4M
|
1.13M
$21.2M
|
|
|
Feb 10, 2023
Q4 2022
|
Csenge Advisory Group
|
BUY
|
- |
715K+ 6279.72% |
$12.3M - $12.9M
|
726K
$13.6M
|
|
|
Jan 19, 2023
Q4 2022
|
Beacon Financial Group
|
BUY
|
- |
705KNew |
$12.1M - $12.7M
|
705K
$13.2M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
559K+ 293.38% |
$9.59M - $10.1M
|
749K
$14M
|
|
|
Feb 10, 2023
Q4 2022
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
526KNew |
$9.03M - $9.5M
|
526K
$9.84M
|
|
|
Feb 06, 2023
Q4 2022
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
335KNew |
$5.74M - $6.04M
|
335K
$6.26M
|
|
|
Feb 02, 2023
Q4 2022
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
261K+ 446.31% |
$4.48M - $4.72M
|
320K
$5.98M
|
|
|
Feb 06, 2023
Q4 2022
|
Milestone Asset Management, LLC
Pittsburgh, PA |
BUY
|
- |
261KNew |
$4.48M - $4.72M
|
261K
$4.89M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
252K+ 29.06% |
$4.32M - $4.55M
|
1.12M
$20.9M
|
|
|
Feb 13, 2023
Q4 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
239KNew |
$4.09M - $4.31M
|
239K
$4.46M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
222K+ 90.49% |
$3.81M - $4M
|
467K
$8.73M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
192K+ 6.92% |
$3.29M - $3.46M
|
2.96M
$55.3M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
178K+ 8.84% |
$3.05M - $3.21M
|
2.19M
$41M
|
|
|
Feb 15, 2023
Q4 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
175KNew |
$3M - $3.15M
|
175K
$3.27M
|
|
|
May 18, 2023
Q4 2022
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
150KNew |
$2.57M - $2.7M
|
150K
$2.8M
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
119KNew |
$2.04M - $2.15M
|
119K
$2.22M
|
|
|
Jan 27, 2023
Q4 2022
|
Clearwater Capital Advisors, LLC
|
BUY
|
- |
117K+ 26.35% |
$2.01M - $2.11M
|
561K
$10.5M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
115K+ 103.27% |
$1.97M - $2.08M
|
227K
$4.24M
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
110K+ 396.15% |
$1.89M - $1.98M
|
138K
$2.58M
|
|
|
Jan 19, 2023
Q4 2022
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
87.4KNew |
$1.5M - $1.58M
|
87.4K
$1.63M
|
|
|
Jan 27, 2023
Q4 2022
|
Adamsbrown Wealth Consultants LLC
|
BUY
|
- |
79K+ 17.22% |
$1.35M - $1.42M
|
538K
$10M
|
|
|
Feb 01, 2023
Q4 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
76.6KNew |
$1.31M - $1.38M
|
76.6K
$1.43M
|
|
|
Jan 11, 2023
Q4 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
64.8KNew |
$1.11M - $1.17M
|
64.8K
$1.21M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
59.5K+ 84.22% |
$1.02M - $1.07M
|
130K
$2.43M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
57.5KNew |
$986K - $1.04M
|
57.5K
$1.07M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
45.6K+ 376.23% |
$782K - $823K
|
57.7K
$1.08M
|
|
|
Jan 23, 2023
Q4 2022
|
Saxon Interests, Inc.
|
BUY
|
- |
43K+ 282.68% |
$737K - $775K
|
58.2K
$1.09M
|
|
|
Feb 14, 2023
Q4 2022
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
40.5KNew |
$695K - $731K
|
40.5K
$757K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
38.9K+ 95.87% |
$668K - $702K
|
79.5K
$1.49M
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
38.9K+ 85.85% |
$667K - $701K
|
84.2K
$1.57M
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
37.9K+ 128.87% |
$650K - $684K
|
67.3K
$1.26M
|
|
|
Apr 19, 2024
Q4 2022
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
36.3KNew |
$622K - $654K
|
36.3K
$678K
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
34.1KNew |
$585K - $616K
|
34.1K
$638K
|
|
|
Feb 07, 2023
Q4 2022
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
BUY
|
- |
30.5KNew |
$524K - $551K
|
30.5K
$571K
|
|
|
Feb 07, 2023
Q4 2022
|
Lincoln National Corp
|
BUY
|
- |
28.2KNew |
$483K - $508K
|
28.2K
$527K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
25.5K+ 34.04% |
$437K - $460K
|
100K
$1.88M
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
25.2KNew |
$432K - $454K
|
25.2K
$471K
|
|
|
Feb 07, 2023
Q4 2022
|
Citizens Business Bank
Ontario, CA |
BUY
|
- |
24.8KNew |
$426K - $448K
|
24.8K
$464K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
24.6K+ 237.29% |
$422K - $443K
|
34.9K
$653K
|
|
|
Jan 18, 2023
Q4 2022
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
24.5KNew |
$420K - $441K
|
24.5K
$457K
|
|
|
Jan 20, 2023
Q4 2022
|
Family Investment Center, Inc.
Saint Joseph, MO |
BUY
|
- |
23.6KNew |
$405K - $426K
|
23.6K
$442K
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
BUY
|
- |
21.7KNew |
$371K - $391K
|
21.7K
$405K
|
|
|
Jan 19, 2023
Q4 2022
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
20.7KNew |
$355K - $374K
|
20.7K
$387K
|
|
|
Feb 07, 2023
Q4 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
19.6K+ 49.55% |
$335K - $353K
|
59K
$1.1M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
19KNew |
$326K - $343K
|
19K
$355K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
18.9K+ 99.63% |
$325K - $342K
|
37.9K
$709K
|
|
|
Feb 13, 2023
Q4 2022
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
17.9K+ 24.1% |
$306K - $322K
|
92K
$1.72M
|