Purchases and Sales Made in Q4 2023 in First Tr ETF Iii Instl Pfd Sec (FPEI)
This table provides information about the institutional ownership of First Tr ETF Iii Instl Pfd Sec (FPEI) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF III INSTL PFD SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-2.19K- 3.72% |
$36K - $39.2K
|
56.6K
$1.06M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.43K- 5.95% |
$39.9K - $43.4K
|
38.3K
$717K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.64K- 12.29% |
$43.4K - $47.2K
|
18.8K
$352K
|
|
|
Feb 06, 2024
Q4 2023
|
Welch & Forbes LLC
|
SELL
|
- |
-4.2K- 2.33% |
$69.1K - $75.2K
|
176K
$3.3M
|
|
|
Jan 24, 2024
Q4 2023
|
Stonebridge Advisors LLC
Wilton, CT |
SELL
|
- |
-4.32K- 30.04% |
$71.1K - $77.3K
|
10.1K
$188K
|
|
|
Feb 13, 2024
Q4 2023
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-4.39K- 11.75% |
$72.3K - $78.6K
|
33K
$617K
|
|
|
Feb 09, 2024
Q4 2023
|
Aft, Forsyth & Company, Inc.
|
SELL
|
- |
-4.73K- 17.79% |
$77.9K - $84.7K
|
21.9K
$409K
|
|
|
Jan 23, 2024
Q4 2023
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-4.87K- 25.93% |
$80.1K - $87.1K
|
13.9K
$260K
|
|
|
Feb 14, 2024
Q4 2023
|
Jacobi Capital Management LLC
|
SELL
|
- |
-5.2K- 32.05% |
$85.5K - $93K
|
11K
$206K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-5.67K- 12.86% |
$93.2K - $101K
|
38.4K
$718K
|
|
|
Jan 22, 2024
Q4 2023
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-5.75K- 6.39% |
$94.6K - $103K
|
84.2K
$1.58M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5.88K- 1.05% |
$96.8K - $105K
|
553K
$10.3M
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-10.3K- 4.13% |
$170K - $185K
|
240K
$4.48M
|
|
|
Feb 14, 2024
Q4 2023
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-11.3K- 8.37% |
$185K - $202K
|
123K
$2.31M
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-11.6K- 37.33% |
$190K - $207K
|
19.4K
$363K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-12.2K- 25.52% |
$201K - $218K
|
35.6K
$665K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-14.8K- 28.35% |
$244K - $265K
|
37.5K
$701K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-15.7K- 19.84% |
$259K - $281K
|
63.5K
$1.19M
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-16.1K- 21.97% |
$266K - $289K
|
57.3K
$1.07M
|
|
|
Jan 25, 2024
Q4 2023
|
United Capital Management Of Ks, Inc.
|
SELL
|
- |
-19.2K- 20.92% |
$316K - $343K
|
72.5K
$1.36M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-20.6K- 7.38% |
$340K - $369K
|
259K
$4.84M
|
|
|
Feb 13, 2024
Q4 2023
|
Platform Technology Partners
|
SELL
|
- |
-22.8K- 17.42% |
$375K - $408K
|
108K
$2.02M
|
|
|
Feb 12, 2024
Q4 2023
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-24.5K- 59.87% |
$404K - $439K
|
16.4K
$308K
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-27.7K- 32.36% |
$457K - $496K
|
58K
$1.08M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-30.8K- 5.84% |
$506K - $551K
|
496K
$9.28M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-38.4K- 49.73% |
$632K - $687K
|
38.8K
$726K
|
|
|
Feb 05, 2024
Q4 2023
|
Citizens Business Bank
Ontario, CA |
SELL
|
- |
-38.7K- 3.83% |
$638K - $694K
|
973K
$18.2M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-39.1K- 30.88% |
$644K - $701K
|
87.6K
$1.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-62.3K- 64.67% |
$1.02M - $1.11M
|
34K
$636K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-63K- 28.13% |
$1.04M - $1.13M
|
161K
$3.01M
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-64.8K- 60.04% |
$1.07M - $1.16M
|
43.1K
$807K
|
|
|
Feb 14, 2024
Q4 2023
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-107K- 38.44% |
$1.76M - $1.92M
|
171K
$3.21M
|
|
|
Feb 22, 2024
Q4 2023
|
Peterson Wealth Management
|
SELL
|
- |
-111K- 54.75% |
$1.83M - $1.99M
|
92K
$1.72M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-112K- 55.67% |
$1.84M - $2M
|
89.1K
$1.67M
|
|
|
Jan 29, 2024
Q4 2023
|
Phocas Financial Corp.
Alameda, CA |
SELL
|
- |
-152K- 87.32% |
$2.5M - $2.72M
|
22.1K
$413K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-179K- 27.32% |
$2.95M - $3.21M
|
477K
$8.92M
|
|
|
Jan 10, 2024
Q4 2023
|
Marshall Financial Group LLC
|
SELL
|
- |
-213K- 94.42% |
$3.5M - $3.81M
|
12.6K
$235K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-226K- 59.67% |
$3.72M - $4.05M
|
153K
$2.86M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-276K- 94.39% |
$4.55M - $4.95M
|
16.4K
$307K
|
|
|
Feb 05, 2024
Q4 2023
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-330K- 87.06% |
$5.43M - $5.91M
|
49.1K
$918K
|
|
|
Jan 22, 2024
Q4 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-599K- 37.69% |
$9.87M - $10.7M
|
991K
$18.5M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-622K- 66.58% |
$10.2M - $11.1M
|
312K
$5.84M
|