Purchases and Sales Made in Q1 2023 in First Trust Intermediate Duration Preferred & Income Fund (FPF)
This table provides information about the institutional ownership of First Trust Intermediate Duration Preferred & Income Fund (FPF) during Q1 2023. The information is specifically focused on institutions that hold shares of First Trust Intermediate Duration Preferred & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
688K+ 11.72% |
$10.1M - $13.4M
|
6.56M
$119M
|
|
|
May 11, 2023
Q1 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
421K+ 159.47% |
$6.17M - $8.2M
|
686K
$12.4M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
93.7KNew |
$1.37M - $1.82M
|
93.7K
$1.69M
|
|
|
May 11, 2023
Q1 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
88.1KNew |
$1.29M - $1.71M
|
88.1K
$1.59M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
81KNew |
$1.19M - $1.57M
|
81K
$1.46M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
53.8K+ 59.99% |
$789K - $1.05M
|
144K
$2.59M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
37.1K+ 7.53% |
$543K - $721K
|
530K
$9.57M
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
32.4K+ 19.22% |
$475K - $630K
|
201K
$3.63M
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
28.2KNew |
$413K - $548K
|
28.2K
$509K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
26.6K+ 43.44% |
$390K - $517K
|
87.8K
$1.59M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
24.3KNew |
$356K - $472K
|
24.3K
$438K
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
21.1KNew |
$309K - $410K
|
21.1K
$381K
|
|
|
Apr 11, 2023
Q1 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
12.7KNew |
$186K - $247K
|
12.7K
$229K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
9.81K+ 32.51% |
$144K - $191K
|
40K
$722K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
8.3K+ 22.11% |
$122K - $161K
|
45.8K
$828K
|
|
|
May 04, 2023
Q1 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
8.26K+ 14.34% |
$121K - $161K
|
65.9K
$1.19M
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
4.93K+ 10.37% |
$72.2K - $95.8K
|
52.4K
$947K
|
|
|
Apr 18, 2023
Q1 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
4.38K+ 42.35% |
$64.1K - $85.1K
|
14.7K
$266K
|
|
|
Apr 10, 2023
Q1 2023
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
4.01K+ 8.99% |
$58.7K - $77.9K
|
48.6K
$878K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.73K+ 7.26% |
$54.6K - $72.5K
|
55.1K
$995K
|
|
|
May 10, 2023
Q1 2023
|
Cooper Financial Group
|
BUY
|
- |
3.36K+ 12.58% |
$49.3K - $65.4K
|
30.1K
$543K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.75K+ 26.12% |
$40.3K - $53.4K
|
13.3K
$240K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.22K+ 2.29% |
$32.5K - $43.2K
|
99.3K
$1.79M
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
1.91K+ 7.57% |
$28K - $37.1K
|
27.1K
$490K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.51KNew |
$22.1K - $29.4K
|
1.51K
$27.3K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.38K+ 3.99% |
$20.2K - $26.8K
|
36K
$650K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.19K+ 1.85% |
$17.4K - $23.1K
|
65.4K
$1.18M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.08K+ 2.46% |
$15.8K - $20.9K
|
44.7K
$808K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
1K+ 251.89% |
$14.7K - $19.5K
|
1.4K
$25.2K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
920+ 4.83% |
$13.5K - $17.9K
|
20K
$360K
|
|
|
Apr 27, 2023
Q1 2023
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
750New |
$11K - $14.6K
|
750
$13.5K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
727New |
$10.7K - $14.1K
|
727
$13.1K
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
605+ 1.88% |
$8.86K - $11.8K
|
32.8K
$592K
|
|
|
Apr 25, 2023
Q1 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
600New |
$8.79K - $11.7K
|
600
$10.8K
|
|
|
Apr 19, 2023
Q1 2023
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
510New |
$7.47K - $9.92K
|
510
$9.21K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
500New |
$7.33K - $9.73K
|
500
$9.03K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
482+ 1.36% |
$7.06K - $9.37K
|
36K
$650K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
230+ 2.22% |
$3.37K - $4.47K
|
10.6K
$191K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
112+ 2.43% |
$1.64K - $2.18K
|
4.71K
$85.1K
|
|
|
May 04, 2023
Q1 2023
|
Intellectus Partners, LLC
San Francisco, CA |
BUY
|
- |
108+ 0.82% |
$1.58K - $2.1K
|
13.3K
$240K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
108+ 1.01% |
$1.58K - $2.1K
|
10.8K
$195K
|
|
|
Apr 28, 2023
Q1 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
11+ 1.94% |
$161 - $214
|
577
$10.4K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q1 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-10Closed |
$147 - $195
|
0
$0
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-43- 82.69% |
$630 - $836
|
9
$163
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-84- 0.47% |
$1.23K - $1.63K
|
17.8K
$322K
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-275- 2.49% |
$4.03K - $5.35K
|
10.8K
$194K
|
|
|
May 09, 2023
Q1 2023
|
Armor Investment Advisors, LLC
|
SELL
|
- |
-360- 2.92% |
$5.27K - $7K
|
12K
$216K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-365- 1.66% |
$5.35K - $7.1K
|
21.6K
$389K
|
|
|
Apr 20, 2023
Q1 2023
|
Petra Financial Advisors Inc
Colorado Srpings, CO |
SELL
|
- |
-450- 0.43% |
$6.59K - $8.75K
|
104K
$1.87M
|