Purchases and Sales Made in Q3 2021 in First Trust Intermediate Duration Preferred & Income Fund (FPF)
This table provides information about the institutional ownership of First Trust Intermediate Duration Preferred & Income Fund (FPF) during Q3 2021. The information is specifically focused on institutions that hold shares of First Trust Intermediate Duration Preferred & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.48MNew |
$111M - $117M
|
4.48M
$81M
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
773K+ 8428.04% |
$19.2M - $20.2M
|
782K
$14.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
226K+ 150.19% |
$5.61M - $5.91M
|
376K
$6.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
130KNew |
$3.22M - $3.39M
|
130K
$2.34M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
128K+ 38.83% |
$3.18M - $3.35M
|
457K
$8.25M
|
|
|
Nov 15, 2021
Q3 2021
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
48.4K+ 10.0% |
$1.2M - $1.27M
|
533K
$9.62M
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
32.4K+ 12.26% |
$805K - $848K
|
296K
$5.35M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
25.2K+ 10.3% |
$627K - $660K
|
270K
$4.87M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
17.7K+ 31.86% |
$441K - $464K
|
73.3K
$1.32M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14.1KNew |
$350K - $368K
|
14.1K
$254K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
13.5K+ 15.78% |
$335K - $353K
|
98.8K
$1.78M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
12.3KNew |
$307K - $323K
|
12.3K
$223K
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
11KNew |
$274K - $288K
|
11K
$199K
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
10K+ 3.02% |
$249K - $262K
|
341K
$6.16M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.42K+ 15.68% |
$185K - $194K
|
54.8K
$989K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
7.35K+ 8.45% |
$183K - $193K
|
94.4K
$1.7M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
5.75K+ 40.68% |
$143K - $151K
|
19.9K
$359K
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
5.44K+ 15.74% |
$135K - $142K
|
40K
$722K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
5.13KNew |
$128K - $134K
|
5.13K
$92.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.78K+ 7.02% |
$94.1K - $99.1K
|
57.6K
$1.04M
|
|
|
Oct 18, 2021
Q3 2021
|
First Financial Corp
|
BUY
|
- |
3.72K+ 18.22% |
$92.5K - $97.5K
|
24.1K
$436K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
3.57K+ 12.16% |
$88.8K - $93.5K
|
32.9K
$595K
|
|
|
Nov 12, 2021
Q3 2021
|
Massmutual Trust CO Fsb
|
BUY
|
- |
3.5KNew |
$87K - $91.7K
|
3.5K
$63.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
3K+ 21.85% |
$74.6K - $78.6K
|
16.7K
$302K
|
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
2.34KNew |
$58.2K - $61.3K
|
2.34K
$42.3K
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
2.08K+ 8.04% |
$51.7K - $54.4K
|
27.9K
$504K
|
|
|
Nov 08, 2021
Q3 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
950+ 3.21% |
$23.6K - $24.9K
|
30.6K
$552K
|
|
|
Nov 15, 2021
Q3 2021
|
Menlo Advisors LLC
|
BUY
|
- |
750+ 1.63% |
$18.7K - $19.7K
|
46.8K
$844K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
671+ 5.28% |
$16.7K - $17.6K
|
13.4K
$242K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
538+ 3.26% |
$13.4K - $14.1K
|
17K
$308K
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
507+ 2.27% |
$12.6K - $13.3K
|
22.8K
$412K
|
|
|
Nov 08, 2021
Q3 2021
|
Tower View Investment Management & Research LLC
|
BUY
|
- |
500New |
$12.4K - $13.1K
|
500
$9.03K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
450+ 5.24% |
$11.2K - $11.8K
|
9.03K
$163K
|
|
|
Oct 13, 2022
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
433+ 2.76% |
$10.8K - $11.3K
|
16.1K
$291K
|
|
|
Nov 15, 2021
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
433+ 2.76% |
$10.8K - $11.3K
|
16.1K
$291K
|
|
|
Nov 12, 2021
Q3 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
388+ 4.29% |
$9.65K - $10.2K
|
9.43K
$170K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
226+ 2.35% |
$5.62K - $5.92K
|
9.84K
$178K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
67+ 0.66% |
$1.67K - $1.76K
|
10.3K
$185K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
58+ 1.39% |
$1.44K - $1.52K
|
4.22K
$76.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
31+ 0.07% |
$771 - $812
|
41.9K
$757K
|
|
|
Oct 07, 2021
Q3 2021
|
Global Trust Asset Management, LLC
|
BUY
|
- |
27+ 1.35% |
$671 - $707
|
2.03K
$36.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Icon Wealth Partners, LLC
|
BUY
|
- |
15+ 0.02% |
$373 - $393
|
61.9K
$1.12M
|
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
8+ 0.07% |
$199 - $210
|
10.9K
$197K
|
|
|
Oct 20, 2021
Q3 2021
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
8+ 0.02% |
$199 - $210
|
34.5K
$623K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
7+ 1.38% |
$174 - $183
|
516
$9.32K
|
|
|
Oct 20, 2021
Q3 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
6+ 1.57% |
$149 - $157
|
388
$7.01K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-80- 0.24% |
$1.99K - $2.1K
|
33.9K
$613K
|
|
|
Nov 10, 2021
Q3 2021
|
Comerica Securities,Inc.
|
SELL
|
- |
-122- 1.24% |
$3.03K - $3.2K
|
9.74K
$176K
|