Purchases and Sales Made in Q3 2023 in First Trust Intermediate Duration Preferred & Income Fund (FPF)
This table provides information about the institutional ownership of First Trust Intermediate Duration Preferred & Income Fund (FPF) during Q3 2023. The information is specifically focused on institutions that hold shares of First Trust Intermediate Duration Preferred & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
242KNew |
$3.56M - $3.81M
|
242K
$4.5M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
196KNew |
$2.89M - $3.09M
|
196K
$3.65M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
134K+ 1.94% |
$1.97M - $2.1M
|
7.03M
$131M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
116K+ 23.31% |
$1.71M - $1.83M
|
616K
$11.5M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
63.6KNew |
$936K - $1M
|
63.6K
$1.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
59.3K+ 20.25% |
$872K - $934K
|
352K
$6.55M
|
|
|
Nov 13, 2023
Q3 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
40.3K+ 35.47% |
$594K - $636K
|
154K
$2.87M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
39.6K+ 22.27% |
$582K - $624K
|
217K
$4.04M
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
39.4K+ 91.66% |
$580K - $621K
|
82.4K
$1.53M
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
37.8KNew |
$556K - $595K
|
37.8K
$702K
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
37KNew |
$544K - $582K
|
37K
$687K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
35.6KNew |
$524K - $561K
|
35.6K
$662K
|
|
|
Nov 14, 2023
Q3 2023
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
35KNew |
$515K - $552K
|
35K
$651K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
33.3KNew |
$490K - $525K
|
33.3K
$619K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
28KNew |
$412K - $442K
|
28K
$521K
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
25KNew |
$368K - $394K
|
25K
$465K
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
24.9K+ 25.05% |
$367K - $393K
|
125K
$2.32M
|
|
|
Nov 14, 2023
Q3 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
21.9KNew |
$322K - $345K
|
21.9K
$407K
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
18KNew |
$265K - $283K
|
18K
$334K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
16K+ 27.99% |
$235K - $252K
|
73.1K
$1.36M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
15.7K+ 117.61% |
$231K - $247K
|
29K
$539K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
13.6KNew |
$200K - $214K
|
13.6K
$253K
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
BUY
|
- |
10.7K+ 11.6% |
$158K - $169K
|
103K
$1.92M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
7.99K+ 6.1% |
$118K - $126K
|
139K
$2.59M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.95K+ 54.69% |
$117K - $125K
|
22.5K
$418K
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
7K+ 55.47% |
$103K - $110K
|
19.6K
$365K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
4.85K+ 4.73% |
$71.4K - $76.5K
|
107K
$2M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.93K+ 49.4% |
$57.8K - $61.9K
|
11.9K
$221K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.23K+ 0.83% |
$47.5K - $50.8K
|
392K
$7.29M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.49K+ 2.45% |
$36.6K - $39.2K
|
104K
$1.94M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.05K+ 10.91% |
$30.2K - $32.3K
|
20.8K
$388K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.05K+ 6.16% |
$30.1K - $32.3K
|
35.3K
$657K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.84K+ 10.01% |
$27.1K - $29K
|
20.2K
$376K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
1.49K+ 4.54% |
$21.9K - $23.4K
|
34.3K
$637K
|
|
|
Oct 16, 2023
Q3 2023
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
1.47K+ 2.46% |
$21.6K - $23.2K
|
61.2K
$1.14M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.4K+ 2.76% |
$20.5K - $22K
|
51.9K
$966K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.33KNew |
$19.6K - $21K
|
1.33K
$24.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1K+ 16.67% |
$14.7K - $15.8K
|
7K
$130K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
750+ 83.33% |
$11K - $11.8K
|
1.65K
$30.7K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
743+ 0.82% |
$10.9K - $11.7K
|
91.7K
$1.71M
|
|
|
Nov 08, 2023
Q3 2023
|
First Command Advisory Services, Inc.
|
BUY
|
- |
720New |
$10.6K - $11.3K
|
720
$13.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
516+ 0.4% |
$7.6K - $8.13K
|
128K
$2.39M
|
|
|
Nov 13, 2023
Q3 2023
|
Salomon & Ludwin, LLC
|
BUY
|
- |
450New |
$6.62K - $7.09K
|
450
$8.37K
|
|
|
Oct 25, 2023
Q3 2023
|
Intellectus Partners, LLC
San Francisco, CA |
BUY
|
- |
375+ 2.65% |
$5.52K - $5.91K
|
14.5K
$270K
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
375+ 3.44% |
$5.52K - $5.91K
|
11.3K
$210K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
348New |
$5.12K - $5.48K
|
348
$6.47K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
192New |
$2.83K - $3.03K
|
192
$3.57K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
96+ 2.01% |
$1.41K - $1.51K
|
4.87K
$90.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
43+ 0.47% |
$633 - $678
|
9.19K
$171K
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
28+ 0.21% |
$412 - $441
|
13.1K
$245K
|