Latest Institutional Transactions on First Trust New Opportunities Mlp & Energy Fund (FPL)
This table provides information on the latest institutional transactions involving First Trust New Opportunities Mlp & Energy Fund (FPL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-56.2KClosed |
$294K - $336K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-12.1KClosed |
$63.2K - $72.2K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-400Closed |
$2.09K - $2.39K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-52.6KClosed |
$275K - $315K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-98.3KClosed |
$514K - $588K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-342Closed |
$1.79K - $2.05K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-1.73KClosed |
$9.06K - $10.4K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-50- 10.0% |
$271 - $298
|
450
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
23KNew |
$125K - $137K
|
23K
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-7.79KClosed |
$42.2K - $46.4K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-271Closed |
$1.42K - $1.69K
|
0
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2.5KClosed |
$13.1K - $15.6K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-145KClosed |
$617K - $777K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-37.9KClosed |
$161K - $203K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-10.2KClosed |
$43.2K - $54.4K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.69KClosed |
$7.2K - $9.06K
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Ota Financial Group L.P.
|
SELL
|
- |
-120KClosed |
$509K - $641K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-588Closed |
$2.05K - $2.75K
|
0
$0
|
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-13KClosed |
$45.3K - $60.7K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-32.5KClosed |
$114K - $152K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-56.1KClosed |
$196K - $263K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-2.3KClosed |
$8.03K - $10.8K
|
0
$0
|
|
|
Jan 20, 2021
Q4 2020
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
7.2KNew |
$25.1K - $33.7K
|
7.2K
$0
|
|
| Q3 2020 | |||||||
|
Oct 13, 2022
Q3 2020
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
10.7KNew |
$38.1K - $45.6K
|
10.7K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-650Closed |
$2.31K - $2.77K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
8.3KNew |
$29.5K - $35.3K
|
8.3K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-13.6KClosed |
$48.3K - $57.8K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-17.4KClosed |
$61.9K - $74.1K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Manchester Capital Management LLC
Manchester, VT |
SELL
|
- |
-2.07KClosed |
$7.36K - $8.81K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Hya Advisors, Inc
|
SELL
|
- |
-10.3KClosed |
$36.8K - $44.1K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 13, 2020
Q2 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-41.9KClosed |
$140K - $233K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-15.5KClosed |
$51.9K - $86K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-35.1KClosed |
$118K - $195K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-5.98KClosed |
$20K - $33.2K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 18, 2020
Q1 2020
|
Townsquare Capital LLC
|
BUY
|
- |
15.8KNew |
$47.5K - $152K
|
15.8K
$0
|
|
|
May 15, 2020
Q1 2020
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-29.5KClosed |
$88.5K - $283K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Cedar Mountain Advisors, LLC
|
BUY
|
- |
1.69KNew |
$5.07K - $16.2K
|
1.69K
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Cambridge Advisors Inc.
|
SELL
|
- |
-62.6KClosed |
$188K - $599K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Bailard, Inc.
|
SELL
|
- |
-11KClosed |
$33.1K - $106K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Hite Hedge Asset Management LLC
Quincy, MA |
SELL
|
- |
-204KClosed |
$1.68M - $1.93M
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-1.09KClosed |
$8.99K - $10.3K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Gradient Investments LLC
|
SELL
|
- |
-394Closed |
$3.24K - $3.72K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 30, 2019
Q3 2019
|
Acg Wealth
|
SELL
|
- |
-10.2KClosed |
$90.5K - $101K
|
0
$0
|
|
|
Oct 02, 2019
Q3 2019
|
Thomasville National Bank
|
BUY
|
- |
10KNew |
$88.6K - $99.2K
|
10K
$0
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-16.7KClosed |
$149K - $157K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-17.2KClosed |
$154K - $163K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Hbk Investments L P
Dallas, TX |
SELL
|
- |
-20.8K- 40.69% |
$186K - $196K
|
30.3K
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-41.7KClosed |
$372K - $394K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-700Closed |
$5.31K - $6.48K
|
0
$0
|
|