Purchases and Sales Made in Q2 2021 in First Trust New Opportunities Mlp & Energy Fund (FPL)
This table provides information about the institutional ownership of First Trust New Opportunities Mlp & Energy Fund (FPL) during Q2 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2021
Q2 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
56K+ 300.71% |
$293K - $350K
|
74.6K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
50.1KNew |
$262K - $312K
|
50.1K
$0
|
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
37KNew |
$194K - $231K
|
37K
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
36.1KNew |
$189K - $225K
|
36.1K
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
18K+ 11.33% |
$94.2K - $112K
|
177K
$0
|
|
|
Sep 17, 2021
Q2 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
17.2KNew |
$90.2K - $107K
|
17.2K
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.4KNew |
$54.5K - $64.9K
|
10.4K
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Nottingham Advisors, Inc.
Amherst, NY |
BUY
|
- |
10K+ 90.91% |
$52.4K - $62.4K
|
21K
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
7.5KNew |
$39.3K - $46.8K
|
7.5K
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
6.56K+ 535.51% |
$34.4K - $40.9K
|
7.79K
$0
|
|
|
Jul 13, 2021
Q2 2021
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
3.7K+ 3.91% |
$19.4K - $23.1K
|
98.3K
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
3.52K+ 0.51% |
$18.4K - $22K
|
695K
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
1.7KNew |
$8.91K - $10.6K
|
1.7K
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
100+ 0.74% |
$524 - $624
|
13.6K
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
64+ 0.18% |
$335 - $399
|
34.9K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
50+ 11.11% |
$262 - $312
|
500
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
13+ 2.88% |
$68.1 - $81.1
|
464
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
BUY
|
- |
9+ 0.06% |
$47.2 - $56.2
|
15.1K
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Lake Point Wealth Management
|
BUY
|
- |
5New |
$26.2 - $31.2
|
5
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-271Closed |
$1.42K - $1.69K
|
0
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-407- 2.92% |
$2.13K - $2.54K
|
13.5K
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-675- 4.57% |
$3.54K - $4.21K
|
14.1K
$0
|
|
|
Aug 06, 2021
Q2 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-953- 3.93% |
$4.99K - $5.95K
|
23.3K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.34K- 4.89% |
$12.3K - $14.6K
|
45.6K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.39K- 2.61% |
$12.5K - $14.9K
|
89K
$0
|
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2.5KClosed |
$13.1K - $15.6K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-11.4K- 5.36% |
$60K - $71.4K
|
202K
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-13.7K- 13.33% |
$71.7K - $85.3K
|
88.9K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-19.8K- 7.97% |
$104K - $124K
|
229K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
SELL
|
- |
-20.1K- 24.61% |
$105K - $126K
|
61.7K
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-24K- 3.71% |
$126K - $150K
|
623K
$0
|
|
|
Aug 17, 2021
Q2 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-26.9K- 34.52% |
$141K - $168K
|
51K
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-28K- 28.4% |
$147K - $175K
|
70.6K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-70.3K- 42.42% |
$369K - $439K
|
95.5K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-112K- 58.02% |
$585K - $696K
|
80.7K
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-164K- 33.12% |
$858K - $1.02M
|
331K
$0
|