Purchases and Sales Made in Q3 2021 in First Trust New Opportunities Mlp & Energy Fund (FPL)
This table provides information about the institutional ownership of First Trust New Opportunities Mlp & Energy Fund (FPL) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.39MNew |
$7.55M - $8.3M
|
1.39M
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
416K+ 59.82% |
$2.25M - $2.48M
|
1.11M
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
116K+ 155.64% |
$630K - $692K
|
191K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
29.8K+ 33.46% |
$161K - $177K
|
119K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
23KNew |
$125K - $137K
|
23K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
19.2KNew |
$104K - $114K
|
19.2K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
12.1KNew |
$65.5K - $72K
|
12.1K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.38K+ 2.17% |
$23.8K - $26.1K
|
206K
$0
|
|
|
May 20, 2022
Q3 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
3.54K+ 0.32% |
$19.2K - $21.1K
|
1.11M
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.5K+ 833.33% |
$13.6K - $14.9K
|
2.8K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
400New |
$2.17K - $2.38K
|
400
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
338+ 0.74% |
$1.83K - $2.01K
|
45.9K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
105+ 0.77% |
$569 - $626
|
13.7K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
33+ 1.94% |
$179 - $197
|
1.73K
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
9+ 0.06% |
$48.8 - $53.6
|
15.1K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1+ 0.22% |
$5.42 - $5.96
|
465
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-50- 10.0% |
$271 - $298
|
450
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-74- 0.12% |
$401 - $441
|
61.6K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-260- 0.29% |
$1.41K - $1.55K
|
88.8K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-650- 1.3% |
$3.52K - $3.87K
|
49.4K
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.12K- 7.97% |
$6.09K - $6.7K
|
13K
$0
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-1.4K- 6.01% |
$7.59K - $8.34K
|
21.9K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.79K- 2.22% |
$9.69K - $10.7K
|
78.9K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.71K- 7.34% |
$14.7K - $16.2K
|
34.3K
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-3.2K- 8.85% |
$17.3K - $19K
|
32.9K
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-3.29K- 9.42% |
$17.8K - $19.6K
|
31.6K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.83K- 1.68% |
$20.8K - $22.8K
|
225K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-5.97K- 0.96% |
$32.3K - $35.6K
|
617K
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-7.79KClosed |
$42.2K - $46.4K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10.4KClosed |
$56.4K - $62K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-10.4K- 20.44% |
$56.5K - $62.1K
|
40.6K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-10.9K- 16.24% |
$59K - $64.9K
|
56.2K
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-13.5KClosed |
$73.3K - $80.6K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-15.9K- 8.99% |
$86.1K - $94.6K
|
161K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-17.2KClosed |
$93.3K - $103K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-19.5K- 5.9% |
$106K - $116K
|
311K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-28K- 29.31% |
$152K - $167K
|
67.5K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-39.7K- 56.28% |
$215K - $237K
|
30.9K
$0
|