Latest Institutional Transactions on First Trust High Income Long/Short Fund (FSD)
This table provides information on the latest institutional transactions involving First Trust High Income Long/Short Fund (FSD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 17, 2021
Q1 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-27Closed |
$393 - $409
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-10.6KClosed |
$154K - $161K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
80New |
$1.17K - $1.21K
|
80
$0
|
|
May 14, 2021
Q1 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-34Closed |
$495 - $515
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-63.6KClosed |
$927K - $964K
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-13.7KClosed |
$200K - $208K
|
0
$0
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
SELL
|
- |
-432Closed |
$6.29K - $6.54K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-337Closed |
$4.52K - $4.98K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.5KClosed |
$20.1K - $22.2K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-11.6KClosed |
$156K - $172K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-739Closed |
$9.92K - $10.9K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-2.4KClosed |
$32.2K - $35.4K
|
0
$0
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-11.2KClosed |
$151K - $166K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-498Closed |
$6.56K - $7.12K
|
0
$0
|
|
Q2 2020 | |||||||
Sep 07, 2021
Q2 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-6- 0.15% |
$68.9 - $85
|
4.04K
$0
|
|
Aug 14, 2020
Q2 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-16KClosed |
$184K - $227K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-293Closed |
$3.36K - $4.15K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-1.54KClosed |
$17.7K - $21.8K
|
0
$0
|
|
Jul 28, 2020
Q2 2020
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-6.52KClosed |
$74.9K - $92.4K
|
0
$0
|
|
Jul 23, 2020
Q2 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-90Closed |
$1.03K - $1.27K
|
0
$0
|
|
Jul 22, 2020
Q2 2020
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-11.1KClosed |
$127K - $156K
|
0
$0
|
|
Jul 13, 2020
Q2 2020
|
Arlington Partners LLC
|
SELL
|
- |
-13.7KClosed |
$157K - $193K
|
0
$0
|
|
Q1 2020 | |||||||
May 15, 2020
Q1 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-18.2KClosed |
$176K - $291K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-658KClosed |
$6.37M - $10.5M
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-13.9KClosed |
$134K - $222K
|
0
$0
|
|
May 05, 2020
Q1 2020
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-268Closed |
$2.59K - $4.28K
|
0
$0
|
|
Apr 28, 2020
Q1 2020
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-9Closed |
$87.1 - $144
|
0
$0
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-80Closed |
$774 - $1.28K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-389Closed |
$5.8K - $6.13K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-75.7KClosed |
$1.13M - $1.19M
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-382KClosed |
$5.69M - $6.01M
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-397Closed |
$5.92K - $6.25K
|
0
$0
|
|
Feb 03, 2020
Q4 2019
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-11.4KClosed |
$170K - $180K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-5.28KClosed |
$77.1K - $80.3K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Fortis Advisors, LLC
King Of Prussia, PA |
SELL
|
- |
-3.34KClosed |
$48.8K - $50.8K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-472Closed |
$6.89K - $7.18K
|
0
$0
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-189Closed |
$2.76K - $2.88K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-254KClosed |
$3.6M - $3.81M
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-61.6KClosed |
$817K - $901K
|
0
$0
|
|
May 13, 2019
Q1 2019
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-1.85KClosed |
$24.5K - $27K
|
0
$0
|
|
May 06, 2019
Q1 2019
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-12.6KClosed |
$167K - $185K
|
0
$0
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-879Closed |
$11.6K - $12.9K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 14, 2019
Q4 2018
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-21KClosed |
$268K - $309K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-45.7KClosed |
$584K - $673K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-27KClosed |
$345K - $397K
|
0
$0
|
|
Feb 05, 2019
Q4 2018
|
Parallel Advisors, LLC
|
SELL
|
- |
-113Closed |
$1.44K - $1.66K
|
0
$0
|
|
Jan 31, 2019
Q4 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-14KClosed |
$179K - $206K
|
0
$0
|
|
Jan 25, 2019
Q4 2018
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-13.8KClosed |
$176K - $203K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
71.4KNew |
$1.03M - $1.07M
|
71.4K
$0
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-573Closed |
$8.29K - $8.58K
|
0
$0
|