Latest Institutional Transactions on First Trust High Income Long/Short Fund (FSD)
This table provides information on the latest institutional transactions involving First Trust High Income Long/Short Fund (FSD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-143KClosed |
$2.07M - $2.14M
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-65.2KClosed |
$943K - $977K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-373Closed |
$5.39K - $5.59K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-3.51KClosed |
$50.8K - $52.6K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
American Asset Management Inc.
|
SELL
|
- |
-15.5KClosed |
$225K - $233K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-469Closed |
$6.88K - $7.13K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-4.28KClosed |
$62.7K - $65K
|
0
$0
|
|
|
Jul 16, 2018
Q2 2018
|
Ota Financial Group L.P.
|
SELL
|
- |
-26.7KClosed |
$392K - $406K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 16, 2018
Q1 2018
|
Quattro Financial Advisors LLC
|
SELL
|
- |
-24.2KClosed |
$363K - $407K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-3.59KClosed |
$53.8K - $60.4K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 08, 2018
Q4 2017
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-250Closed |
$4.02K - $4.28K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Valley National Advisers Inc
|
BUY
|
- |
1.33KNew |
$22.3K - $22.9K
|
1.33K
$0
|
|
|
Nov 13, 2017
Q3 2017
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
29.4KNew |
$492K - $505K
|
29.4K
$0
|
|
|
Nov 09, 2017
Q3 2017
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-11.8KClosed |
$198K - $203K
|
0
$0
|
|
|
Nov 07, 2017
Q3 2017
|
Acg Wealth
|
SELL
|
- |
-2.11KClosed |
$35.3K - $36.2K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 07, 2017
Q2 2017
|
Mufg Americas Holdings Corp
|
BUY
|
- |
17New |
N/A
|
17
$0
|
|