Purchases and Sales Made in Q1 2022 in First Trust High Income Long/Short Fund (FSD)
This table provides information about the institutional ownership of First Trust High Income Long/Short Fund (FSD) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH INCOME LONG/SHORT FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
408KNew |
$5.24M - $6.34M
|
408K
$0
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
141KNew |
$1.81M - $2.19M
|
141K
$0
|
|
May 16, 2022
Q1 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
113KNew |
$1.45M - $1.75M
|
113K
$0
|
|
May 16, 2022
Q1 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
95K+ 70.37% |
$1.22M - $1.47M
|
230K
$0
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
66.8K+ 45.21% |
$857K - $1.04M
|
215K
$0
|
|
May 13, 2022
Q1 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
63.8K+ 55.42% |
$819K - $990K
|
179K
$0
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
50.4K+ 68.35% |
$646K - $782K
|
124K
$0
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
44.2K+ 29.37% |
$567K - $686K
|
195K
$0
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
42.8KNew |
$549K - $664K
|
42.8K
$0
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
33.1K+ 52.01% |
$424K - $513K
|
96.6K
$0
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
27.7K+ 6.44% |
$355K - $429K
|
457K
$0
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
24.5K+ 0.55% |
$315K - $381K
|
4.52M
$0
|
|
Apr 20, 2022
Q1 2022
|
Camelot Portfolios, LLC
|
BUY
|
- |
22.2K+ 27.23% |
$284K - $344K
|
104K
$0
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
11.4KNew |
$146K - $177K
|
11.4K
$0
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
10.8K+ 166.91% |
$138K - $167K
|
17.2K
$0
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.3K+ 4.65% |
$132K - $160K
|
232K
$0
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
9.07K+ 3.28% |
$116K - $141K
|
286K
$0
|
|
May 09, 2022
Q1 2022
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
8.4K+ 31.76% |
$108K - $130K
|
34.8K
$0
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.81K+ 32.32% |
$87.4K - $106K
|
27.9K
$0
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
5.88KNew |
$75.4K - $91.2K
|
5.88K
$0
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5.5K+ 13.74% |
$70.6K - $85.4K
|
45.5K
$0
|
|
May 16, 2022
Q1 2022
|
Greytown Advisors Inc.
Miami, FL |
BUY
|
- |
5K+ 42.46% |
$64.2K - $77.6K
|
16.8K
$0
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
4.09K+ 35.01% |
$52.4K - $63.4K
|
15.8K
$0
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
BUY
|
- |
3.91K+ 8.14% |
$50.2K - $60.7K
|
52K
$0
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.66K+ 8.31% |
$46.9K - $56.7K
|
47.6K
$0
|
|
Jul 18, 2022
Q1 2022
|
Retirement Guys Formula LLC
|
BUY
|
- |
1.36K+ 6.67% |
$17.4K - $21.1K
|
21.7K
$0
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1.21KNew |
$15.5K - $18.7K
|
1.21K
$0
|
|
May 12, 2022
Q1 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
1.2K+ 8.36% |
$15.4K - $18.7K
|
15.6K
$0
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
1.04KNew |
$13.3K - $16.1K
|
1.04K
$0
|
|
Apr 20, 2022
Q1 2022
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
1KNew |
$12.8K - $15.5K
|
1K
$0
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
689New |
$8.84K - $10.7K
|
689
$0
|
|
May 11, 2022
Q1 2022
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
430+ 3.04% |
$5.52K - $6.67K
|
14.6K
$0
|
|
May 26, 2022
Q1 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
371+ 1.09% |
$4.76K - $5.76K
|
34.3K
$0
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
283+ 47.17% |
$3.63K - $4.39K
|
883
$0
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
BUY
|
- |
280+ 8.81% |
$3.59K - $4.35K
|
3.46K
$0
|
|
May 10, 2022
Q1 2022
|
Tcwp LLC
Tampa, FL |
BUY
|
- |
175New |
$2.25K - $2.72K
|
175
$0
|
|
Apr 20, 2022
Q1 2022
|
Uncommon Cents Investing LLC
|
BUY
|
- |
110+ 1.05% |
$1.41K - $1.71K
|
10.6K
$0
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
BUY
|
- |
2+ 0.32% |
$25.7 - $31
|
633
$0
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-93- 0.34% |
$1.19K - $1.44K
|
27.3K
$0
|
|
Apr 27, 2022
Q1 2022
|
Centerpoint Advisors, LLC
|
SELL
|
- |
-170Closed |
$2.18K - $2.64K
|
0
$0
|
|
Apr 13, 2022
Q1 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-209- 0.9% |
$2.68K - $3.24K
|
23.1K
$0
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-230- 0.29% |
$2.95K - $3.57K
|
79.9K
$0
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-400- 3.71% |
$5.13K - $6.21K
|
10.4K
$0
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-420Closed |
$5.39K - $6.52K
|
0
$0
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-900Closed |
$11.5K - $14K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.97K- 8.75% |
$25.2K - $30.5K
|
20.5K
$0
|
|
May 13, 2022
Q1 2022
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-2K- 5.74% |
$25.7K - $31K
|
32.8K
$0
|
|
May 12, 2022
Q1 2022
|
Royal Capital Wealth Management, LLC
Carmel, IN |
SELL
|
- |
-2.5K- 11.38% |
$32K - $38.7K
|
19.4K
$0
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3.24K- 6.87% |
$41.5K - $50.2K
|
43.9K
$0
|