Purchases and Sales Made in Q3 2022 in First Trust High Income Long/Short Fund (FSD)
This table provides information about the institutional ownership of First Trust High Income Long/Short Fund (FSD) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH INCOME LONG/SHORT FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
171KNew |
$1.83M - $2.16M
|
171K
$0
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
161K+ 59.03% |
$1.73M - $2.04M
|
435K
$0
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
90K+ 1.42% |
$964K - $1.14M
|
6.4M
$0
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
49KNew |
$524K - $619K
|
49K
$0
|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
45.7K+ 6.03% |
$490K - $578K
|
805K
$0
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
37.7K+ 12.96% |
$404K - $477K
|
329K
$0
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
18.6KNew |
$199K - $235K
|
18.6K
$0
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
17.8KNew |
$191K - $225K
|
17.8K
$0
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
16.9K+ 12.09% |
$181K - $214K
|
157K
$0
|
|
Nov 08, 2022
Q3 2022
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
16.5KNew |
$177K - $208K
|
16.5K
$0
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
13KNew |
$139K - $164K
|
13K
$0
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
12.2K+ 91.23% |
$131K - $155K
|
25.7K
$0
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
11.6K+ 22.84% |
$124K - $146K
|
62.2K
$0
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
7.35K+ 2.66% |
$78.7K - $92.9K
|
284K
$0
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.93K+ 1.3% |
$63.5K - $75K
|
462K
$0
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.58K+ 1.61% |
$59.8K - $70.6K
|
352K
$0
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.33K+ 2.63% |
$46.3K - $54.7K
|
169K
$0
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.97K+ 27.03% |
$42.6K - $50.2K
|
18.7K
$0
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.36K+ 1.55% |
$36K - $42.5K
|
220K
$0
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.09K+ 5.05% |
$22.4K - $26.5K
|
43.5K
$0
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.71K+ 6.9% |
$18.3K - $21.6K
|
26.5K
$0
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.7K+ 3.61% |
$18.2K - $21.5K
|
48.7K
$0
|
|
Nov 14, 2022
Q3 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
1.44K+ 13.44% |
$15.4K - $18.2K
|
12.1K
$0
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1.36K+ 3.9% |
$14.5K - $17.1K
|
36.1K
$0
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
721New |
$7.72K - $9.11K
|
721
$0
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
600New |
$6.43K - $7.58K
|
600
$0
|
|
Nov 14, 2022
Q3 2022
|
Royal Capital Wealth Management, LLC
Carmel, IN |
BUY
|
- |
190+ 0.97% |
$2.03K - $2.4K
|
19.8K
$0
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
157+ 2.65% |
$1.68K - $1.98K
|
6.07K
$0
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
123New |
$1.32K - $1.55K
|
123
$0
|
|
Oct 18, 2022
Q3 2022
|
Uncommon Cents Investing LLC
|
BUY
|
- |
25+ 0.23% |
$268 - $316
|
10.7K
$0
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
18+ 2.42% |
$193 - $228
|
762
$0
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
12+ 0.99% |
$129 - $152
|
1.22K
$0
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 03, 2022
Q3 2022
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-101- 0.24% |
$1.08K - $1.28K
|
42.8K
$0
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-109- 3.09% |
$1.17K - $1.38K
|
3.41K
$0
|
|
Nov 14, 2022
Q3 2022
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-125- 0.38% |
$1.34K - $1.58K
|
32.7K
$0
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-232- 0.86% |
$2.48K - $2.93K
|
26.9K
$0
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-328- 0.55% |
$3.51K - $4.15K
|
58.8K
$0
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-758- 3.37% |
$8.12K - $9.58K
|
21.8K
$0
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-934- 3.96% |
$10K - $11.8K
|
22.6K
$0
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-1.4K- 0.76% |
$15K - $17.7K
|
182K
$0
|
|
Nov 02, 2022
Q3 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.14K- 9.91% |
$22.9K - $27.1K
|
19.5K
$0
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-2.91K- 10.83% |
$31.1K - $36.8K
|
23.9K
$0
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.4K- 3.62% |
$36.4K - $43K
|
90.5K
$0
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-4.01K- 11.53% |
$43K - $50.7K
|
30.8K
$0
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.99K- 3.07% |
$53.4K - $63K
|
158K
$0
|
|
Nov 02, 2022
Q3 2022
|
Retirement Guys Formula LLC
|
SELL
|
- |
-5.63K- 19.63% |
$60.3K - $71.2K
|
23.1K
$0
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-11.7K- 5.93% |
$125K - $148K
|
186K
$0
|
|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-40.8K- 21.35% |
$437K - $516K
|
150K
$0
|
|
Oct 31, 2022
Q3 2022
|
Camelot Portfolios, LLC
|
SELL
|
- |
-42.1K- 27.53% |
$451K - $533K
|
111K
$0
|