Purchases and Sales Made in Q3 2022 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2022
Q3 2022
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-2.02K- 17.92% |
$134K - $155K
|
9.25K
$831K
|
|
|
Nov 01, 2022
Q3 2022
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-2.04K- 21.72% |
$136K - $156K
|
7.36K
$661K
|
|
|
Nov 02, 2022
Q3 2022
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-2.13K- 0.76% |
$142K - $163K
|
277K
$24.9M
|
|
|
Nov 03, 2022
Q3 2022
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-2.18K- 11.12% |
$145K - $167K
|
17.4K
$1.57M
|
|
|
Oct 19, 2022
Q3 2022
|
Saxon Interests, Inc.
|
SELL
|
- |
-2.19K- 1.88% |
$145K - $167K
|
114K
$10.2M
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-2.19K- 2.52% |
$146K - $168K
|
84.7K
$7.61M
|
|
|
Nov 14, 2022
Q3 2022
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-2.27K- 0.82% |
$151K - $174K
|
276K
$24.8M
|
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-2.39K- 13.95% |
$159K - $183K
|
14.7K
$1.32M
|
|
|
Nov 14, 2024
Q3 2022
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-2.55K- 3.0% |
$170K - $195K
|
82.5K
$7.41M
|
|
|
Oct 21, 2022
Q3 2022
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-2.67K- 6.65% |
$178K - $204K
|
37.5K
$3.37M
|
|
|
Oct 13, 2022
Q3 2022
|
River Tree Advisors, LLC
Winter Park, FL |
SELL
|
- |
-2.76K- 2.44% |
$183K - $211K
|
110K
$9.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-2.81K- 11.49% |
$187K - $215K
|
21.7K
$1.95M
|
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-3.24K- 4.77% |
$215K - $248K
|
64.7K
$5.82M
|
|
|
Nov 04, 2022
Q3 2022
|
Cypress Capital Group
|
SELL
|
- |
-3.26K- 11.14% |
$216K - $249K
|
26K
$2.33M
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
SELL
|
- |
-3.52K- 53.27% |
$234K - $270K
|
3.09K
$278K
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-3.54K- 2.22% |
$235K - $271K
|
156K
$14M
|
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-3.7K- 4.76% |
$245K - $283K
|
74K
$6.65M
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-3.93K- 12.29% |
$261K - $300K
|
28K
$2.52M
|
|
|
Oct 26, 2022
Q3 2022
|
Quaker Wealth Management, LLC
|
SELL
|
- |
-3.97K- 4.58% |
$264K - $304K
|
82.8K
$7.44M
|
|
|
Dec 12, 2022
Q3 2022
|
Wealth Plan Investment Management, LLC
Omaha, NE |
SELL
|
- |
-4.83KClosed |
$321K - $370K
|
0
$0
|
|
|
Nov 08, 2022
Q3 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-5.17K- 17.92% |
$344K - $396K
|
23.7K
$2.13M
|
|
|
Nov 03, 2022
Q3 2022
|
Integrity Financial Corp
|
SELL
|
- |
-5.19K- 4.29% |
$345K - $397K
|
116K
$10.4M
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-5.2K- 14.11% |
$346K - $398K
|
31.7K
$2.85M
|
|
|
Feb 24, 2023
Q3 2022
|
Kaydan Wealth Management, Inc.
Fenton, MI |
SELL
|
- |
-5.21K- 12.15% |
$346K - $399K
|
37.7K
$3.39M
|
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-5.41K- 11.91% |
$360K - $414K
|
40K
$3.6M
|
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-5.41K- 11.91% |
$360K - $414K
|
40K
$3.6M
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-5.44K- 4.93% |
$361K - $416K
|
105K
$9.42M
|
|
|
Oct 26, 2022
Q3 2022
|
Sargent Investment Group, LLC
|
SELL
|
- |
-5.54K- 3.66% |
$368K - $424K
|
146K
$13.1M
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-5.71K- 2.91% |
$379K - $437K
|
190K
$17.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-6.31K- 23.32% |
$419K - $483K
|
20.8K
$1.86M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-6.95K- 6.12% |
$461K - $532K
|
107K
$9.58M
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-7.68K- 1.87% |
$510K - $588K
|
402K
$36.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-8.2K- 18.23% |
$545K - $627K
|
36.8K
$3.31M
|
|
|
Nov 07, 2022
Q3 2022
|
Essex Financial Services, Inc.
|
SELL
|
- |
-9.21K- 20.68% |
$611K - $704K
|
35.3K
$3.17M
|
|
|
Oct 17, 2022
Q3 2022
|
Forth Right Wealth Management, LLC
|
SELL
|
- |
-10.6K- 5.94% |
$704K - $811K
|
168K
$15.1M
|
|
|
Oct 20, 2022
Q3 2022
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-13K- 3.79% |
$865K - $996K
|
330K
$29.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-14K- 64.27% |
$932K - $1.07M
|
7.8K
$700K
|
|
|
Nov 14, 2022
Q3 2022
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-14.1K- 15.76% |
$935K - $1.08M
|
75.2K
$6.76M
|
|
|
Nov 09, 2022
Q3 2022
|
Peterson Wealth Services
|
SELL
|
- |
-15.1K- 22.06% |
$1M - $1.16M
|
53.4K
$4.79M
|
|
|
Nov 07, 2022
Q3 2022
|
Jnba Financial Advisors
|
SELL
|
- |
-15.9K- 13.69% |
$1.06M - $1.22M
|
100K
$9M
|
|
|
Nov 08, 2022
Q3 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-17.6KClosed |
$1.17M - $1.35M
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-21.8K- 57.03% |
$1.45M - $1.67M
|
16.5K
$1.48M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-23.3K- 79.32% |
$1.54M - $1.78M
|
6.06K
$545K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-26.4K- 7.08% |
$1.75M - $2.02M
|
346K
$31.1M
|
|
|
Oct 18, 2022
Q3 2022
|
Darwin Advisors, LLC
|
SELL
|
- |
-28.8K- 34.24% |
$1.91M - $2.2M
|
55.2K
$4.96M
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-31.2K- 6.81% |
$2.07M - $2.39M
|
427K
$38.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-31.9K- 72.79% |
$2.12M - $2.44M
|
11.9K
$1.07M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-35.8K- 1.21% |
$2.37M - $2.74M
|
2.91M
$262M
|
|
|
Oct 06, 2022
Q3 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-37.7K- 25.58% |
$2.5M - $2.88M
|
110K
$9.85M
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-37.9K- 8.22% |
$2.52M - $2.9M
|
423K
$38M
|