Purchases and Sales Made in Q1 2022 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
723KNew |
$12.3M - $15M
|
723K
$10.5M
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
115KNew |
$1.96M - $2.38M
|
115K
$1.66M
|
|
|
May 16, 2022
Q1 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
114K+ 27.06% |
$1.94M - $2.36M
|
533K
$7.72M
|
|
|
May 10, 2022
Q1 2022
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
83.4KNew |
$1.42M - $1.73M
|
83.4K
$1.21M
|
|
|
May 06, 2022
Q1 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
75.3K+ 15.4% |
$1.28M - $1.56M
|
564K
$8.16M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
52.2K+ 18.79% |
$889K - $1.08M
|
330K
$4.77M
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
51.3K+ 12.76% |
$874K - $1.06M
|
453K
$6.56M
|
|
|
Sep 06, 2024
Q1 2022
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
21.1K+ 16.24% |
$360K - $438K
|
151K
$2.19M
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
20KNew |
$341K - $415K
|
20K
$290K
|
|
|
Apr 29, 2022
Q1 2022
|
Columbia Advisory Partners LLC
|
BUY
|
- |
19.5KNew |
$333K - $405K
|
19.5K
$283K
|
|
|
May 16, 2022
Q1 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
17.4KNew |
$296K - $361K
|
17.4K
$252K
|
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
17.1KNew |
$291K - $354K
|
17.1K
$247K
|
|
|
May 10, 2022
Q1 2022
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
16.8KNew |
$286K - $348K
|
16.8K
$243K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
16.5K+ 449.81% |
$281K - $342K
|
20.1K
$291K
|
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
16.2K+ 29.48% |
$276K - $336K
|
71.2K
$1.03M
|
|
|
May 04, 2022
Q1 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
15.1K+ 5.31% |
$258K - $314K
|
300K
$4.34M
|
|
|
Apr 29, 2022
Q1 2022
|
Whittier Trust CO
|
BUY
|
- |
15KNew |
$256K - $311K
|
15K
$217K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12.3KNew |
$210K - $255K
|
12.3K
$178K
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
12.1K+ 1344.44% |
$206K - $251K
|
13K
$188K
|
|
|
May 24, 2022
Q1 2022
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
11KNew |
$187K - $228K
|
11K
$159K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
10.5K+ 175.0% |
$179K - $218K
|
16.5K
$239K
|
|
|
May 12, 2022
Q1 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
10.5KNew |
$179K - $218K
|
10.5K
$152K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
7.87K+ 65.65% |
$134K - $163K
|
19.9K
$287K
|
|
|
Apr 26, 2022
Q1 2022
|
Narwhal Capital Management
|
BUY
|
- |
6.46K+ 19.74% |
$110K - $134K
|
39.2K
$567K
|
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.84K+ 17.76% |
$48.4K - $59K
|
18.8K
$273K
|
|
|
May 04, 2022
Q1 2022
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
2.5K+ 4.0% |
$42.6K - $51.9K
|
65K
$941K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1.5KNew |
$25.6K - $31.1K
|
1.5K
$21.7K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
916+ 2.26% |
$15.6K - $19K
|
41.4K
$599K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
750New |
$12.8K - $15.6K
|
750
$10.9K
|
|
|
Apr 29, 2022
Q1 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
100+ 50.0% |
$1.7K - $2.08K
|
300
$4.34K
|
|
|
Apr 29, 2022
Q1 2022
|
Nova Point Capital, LLC
|
BUY
|
- |
32+ 0.28% |
$545 - $664
|
11.3K
$164K
|
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-154- 0.74% |
$2.62K - $3.2K
|
20.7K
$300K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-500- 2.58% |
$8.52K - $10.4K
|
18.9K
$273K
|
|
|
May 11, 2022
Q1 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.25K- 13.16% |
$21.3K - $25.9K
|
8.25K
$119K
|
|
|
May 26, 2022
Q1 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-1.48K- 1.54% |
$25.2K - $30.7K
|
94.4K
$1.37M
|
|
|
Aug 11, 2022
Q1 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-1.81K- 1.78% |
$30.8K - $37.5K
|
99.6K
$1.44M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.62K- 1.49% |
$44.6K - $54.3K
|
173K
$2.51M
|
|
|
Aug 15, 2022
Q1 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-3.5K- 77.78% |
$59.6K - $72.6K
|
1K
$14.5K
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-4.35K- 7.68% |
$74.2K - $90.3K
|
52.3K
$757K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5K- 51.29% |
$85.2K - $104K
|
4.75K
$68.7K
|
|
|
May 02, 2022
Q1 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-5.34K- 34.71% |
$90.9K - $111K
|
10K
$145K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.06K- 1.87% |
$120K - $147K
|
371K
$5.37M
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
SELL
|
- |
-11.2KClosed |
$190K - $231K
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-15.3K- 8.59% |
$261K - $318K
|
163K
$2.36M
|
|
|
Apr 20, 2022
Q1 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-25KClosed |
$426K - $519K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-29.3K- 48.6% |
$500K - $608K
|
31K
$449K
|
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-30.8KClosed |
$525K - $639K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Ignite Planners, LLC
|
SELL
|
- |
-33.8K- 49.47% |
$576K - $702K
|
34.6K
$500K
|
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-41K- 15.62% |
$699K - $851K
|
222K
$3.21M
|
|
|
May 03, 2022
Q1 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-42.7K- 55.58% |
$728K - $886K
|
34.1K
$494K
|