Latest Institutional Transactions on First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information on the latest institutional transactions involving First Trust High Yield Opportunities 2027 Term Fund (FTHY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.41K+ 3.54% |
$97.9K - $110K
|
217K
$3.19M
|
|
|
Aug 19, 2025
Q2 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-6.8K- 19.66% |
$89.8K - $101K
|
27.8K
$408K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-7- 1.29% |
$92.5 - $104
|
537
$7.89K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
203K+ 6.88% |
$2.69M - $3.02M
|
3.16M
$46.4M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12.4K- 13.12% |
$164K - $185K
|
82.3K
$1.21M
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.5KNew |
$72.7K - $81.7K
|
5.5K
$80.9K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-76.4K- 22.65% |
$1.01M - $1.13M
|
261K
$3.84M
|
|
|
Aug 14, 2025
Q2 2025
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
2.81K+ 0.5% |
$37.1K - $41.7K
|
559K
$8.21M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-2.63K- 3.42% |
$34.7K - $39K
|
74.3K
$1.09M
|
|
|
Aug 14, 2025
Q2 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
94.2K+ 7.21% |
$1.24M - $1.4M
|
1.4M
$20.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.62K- 4.04% |
$61.1K - $68.7K
|
110K
$1.62M
|
|
|
Aug 14, 2025
Q2 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-178K- 34.4% |
$2.36M - $2.65M
|
340K
$5M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
1.23K+ 2.86% |
$16.2K - $18.2K
|
44K
$647K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-12.7K- 1.71% |
$168K - $188K
|
729K
$10.7M
|
|
|
Aug 14, 2025
Q2 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
94.5K+ 162.42% |
$1.25M - $1.4M
|
153K
$2.24M
|
|
|
Aug 14, 2025
Q2 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
19.6K+ 1.8% |
$258K - $290K
|
1.11M
$16.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-12- 0.34% |
$159 - $178
|
3.52K
$51.7K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.23K- 3.6% |
$69K - $77.6K
|
140K
$2.06M
|
|
|
Aug 14, 2025
Q2 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-1.36K- 3.08% |
$17.9K - $20.2K
|
42.7K
$628K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
5K+ 465.98% |
$66.1K - $74.3K
|
6.07K
$89.3K
|
|
|
Aug 13, 2025
Q2 2025
|
Colonial Trust Advisors
Spartanburg, SC |
BUY
|
- |
750New |
$9.91K - $11.1K
|
750
$11K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-952- 6.44% |
$12.6K - $14.1K
|
13.8K
$203K
|
|
|
Aug 13, 2025
Q2 2025
|
Stablepoint Partners, LLC
Braintree, MA |
SELL
|
- |
-1.14K- 8.84% |
$15K - $16.9K
|
11.8K
$173K
|
|
|
Aug 13, 2025
Q2 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1+ 2.08% |
$13.2 - $14.9
|
49
$720
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
55+ 0.11% |
$727 - $817
|
50.1K
$737K
|
|
|
Aug 12, 2025
Q2 2025
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-1.95K- 8.12% |
$25.8K - $29K
|
22.1K
$325K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
25K+ 10.45% |
$330K - $371K
|
264K
$3.88M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-29- 24.17% |
$383 - $431
|
91
$1.34K
|
|
|
Aug 11, 2025
Q2 2025
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
4.96K+ 3.27% |
$65.6K - $73.7K
|
157K
$2.3M
|
|
|
Aug 08, 2025
Q2 2025
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
129K+ 35.42% |
$1.71M - $1.92M
|
494K
$7.26M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.88K+ 23.43% |
$51.3K - $57.6K
|
20.4K
$300K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
SELL
|
- |
-480- 21.26% |
$6.34K - $7.13K
|
1.78K
$26.1K
|
|
|
Aug 07, 2025
Q2 2025
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-525- 0.36% |
$6.94K - $7.8K
|
145K
$2.13M
|
|
|
Aug 07, 2025
Q2 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-7.57K- 12.34% |
$100K - $112K
|
53.8K
$791K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-16.6K- 2.49% |
$220K - $247K
|
651K
$9.58M
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
3.94K+ 3.2% |
$52K - $58.5K
|
127K
$1.87M
|
|
|
Aug 06, 2025
Q2 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
10.7K+ 3.04% |
$141K - $159K
|
363K
$5.33M
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-26.8K- 22.34% |
$354K - $397K
|
93K
$1.37M
|
|
|
Aug 04, 2025
Q2 2025
|
Assetmark, Inc
|
SELL
|
- |
-23- 56.1% |
$304 - $342
|
18
$265
|
|
|
Aug 04, 2025
Q2 2025
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
10.8KNew |
$143K - $160K
|
10.8K
$159K
|
|
|
Aug 01, 2025
Q2 2025
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
20.2K+ 30.98% |
$267K - $300K
|
85.3K
$1.25M
|
|
|
Aug 01, 2025
Q2 2025
|
Winebrenner Capital Management LLC
Louisville, KY |
BUY
|
- |
1.61K+ 0.47% |
$21.3K - $23.9K
|
341K
$5.01M
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.82K- 12.16% |
$24K - $27K
|
13.1K
$193K
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-84- 0.11% |
$1.11K - $1.25K
|
79.6K
$1.17M
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
9.66K+ 6.24% |
$128K - $143K
|
164K
$2.42M
|
|
|
Jul 30, 2025
Q2 2025
|
Tfb Advisors LLC
Overland Park, KS |
SELL
|
- |
-8- 0.01% |
$106 - $119
|
111K
$1.63M
|
|
|
Jul 30, 2025
Q2 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-37.9K- 8.4% |
$501K - $563K
|
414K
$6.08M
|
|
|
Jul 30, 2025
Q2 2025
|
Blue Chip Wealth Advisors LLC
Milton, GA |
SELL
|
- |
-3K- 5.75% |
$39.6K - $44.6K
|
49.2K
$723K
|
|
|
Jul 30, 2025
Q2 2025
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
3.58K+ 6.04% |
$47.3K - $53.1K
|
62.8K
$924K
|