Latest Institutional Transactions on First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information on the latest institutional transactions involving First Trust High Yield Opportunities 2027 Term Fund (FTHY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
70New |
$888 - $985
|
70
$1.02K
|
|
|
Jan 18, 2024
Q4 2023
|
Gradient Investments LLC
|
BUY
|
- |
400New |
$5.07K - $5.63K
|
400
$5.8K
|
|
|
Jan 16, 2024
Q4 2023
|
Nova Point Capital, LLC
|
BUY
|
- |
1.09K+ 7.66% |
$13.9K - $15.4K
|
15.4K
$223K
|
|
| Q3 2023 | |||||||
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
1New |
$13.3 - $14
|
1
$14.5
|
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
36.1KNew |
$481K - $506K
|
36.1K
$524K
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-35.1K- 15.88% |
$468K - $492K
|
186K
$2.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-82.5K- 51.36% |
$1.1M - $1.15M
|
78.1K
$1.13M
|
|
|
Nov 07, 2023
Q3 2023
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-15.5K- 37.21% |
$206K - $217K
|
26.2K
$379K
|
|
|
Oct 16, 2023
Q3 2023
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-175- 1.59% |
$2.33K - $2.45K
|
10.8K
$157K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-24- 1.14% |
$323 - $342
|
2.07K
$30.1K
|
|
|
Aug 11, 2023
Q2 2023
|
Advent Capital Management
New York, NY |
SELL
|
- |
-1.38K- 0.91% |
$18.6K - $19.7K
|
150K
$2.18M
|
|
|
Aug 10, 2023
Q2 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
370+ 3.12% |
$4.98K - $5.27K
|
12.2K
$177K
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
BUY
|
- |
500New |
$6.74K - $7.13K
|
500
$7.25K
|
|
|
Jul 31, 2023
Q2 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-964- 22.67% |
$13K - $13.7K
|
3.29K
$47.7K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-26.8K- 37.73% |
$357K - $399K
|
44.3K
$642K
|
|
|
May 10, 2023
Q1 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
18KNew |
$240K - $268K
|
18K
$261K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
19.2KNew |
$255K - $285K
|
19.2K
$278K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-38.4K- 77.31% |
$510K - $571K
|
11.3K
$163K
|
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
SELL
|
- |
-19.2K- 41.62% |
$255K - $285K
|
26.9K
$390K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-750- 50.0% |
$9.97K - $11.2K
|
750
$10.9K
|
|
|
Apr 11, 2023
Q1 2023
|
Catalyst Wealth Management, LLC
Atlanta, GA |
SELL
|
- |
-13.4K- 12.27% |
$178K - $200K
|
96K
$1.39M
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-22.1K- 20.86% |
$292K - $324K
|
83.8K
$1.21M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.1KNew |
$187K - $207K
|
14.1K
$205K
|
|
|
Feb 13, 2023
Q4 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
16.7KNew |
$221K - $246K
|
16.7K
$243K
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
868New |
$11.5K - $12.7K
|
868
$12.6K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
15New |
$199 - $220
|
15
$218
|
|
|
Feb 09, 2023
Q4 2022
|
True Capital Management
San Francisco, CA |
BUY
|
- |
12.9KNew |
$170K - $189K
|
12.9K
$187K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
43.1KNew |
$571K - $633K
|
43.1K
$626K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
2.5KNew |
$33.1K - $36.7K
|
2.5K
$36.3K
|
|
|
Feb 02, 2023
Q4 2022
|
Mgo Private Wealth, LLC
Irvine, CA |
SELL
|
- |
-82- 0.47% |
$1.09K - $1.2K
|
17.4K
$252K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.78KNew |
$36.8K - $40.8K
|
2.78K
$40.3K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
20.6KNew |
$278K - $332K
|
20.6K
$299K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13.5KNew |
$181K - $216K
|
13.5K
$195K
|
|
|
Nov 04, 2022
Q3 2022
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
11KNew |
$148K - $177K
|
11K
$160K
|
|
|
Oct 31, 2022
Q3 2022
|
Narwhal Capital Management
|
SELL
|
- |
-4.19K- 23.77% |
$56.5K - $67.4K
|
13.4K
$195K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-11KClosed |
$151K - $194K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-1.31K- 7.78% |
$18K - $23.1K
|
15.5K
$224K
|
|
|
Aug 15, 2022
Q2 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-17.1KClosed |
$236K - $302K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
146KNew |
$2.02M - $2.59M
|
146K
$2.12M
|
|
|
Aug 12, 2022
Q2 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
18.2KNew |
$251K - $323K
|
18.2K
$264K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-750Closed |
$10.4K - $13.3K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-163KClosed |
$2.25M - $2.89M
|
0
$0
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
1.05KNew |
$14.5K - $18.6K
|
1.05K
$15.2K
|
|
|
Jul 15, 2022
Q2 2022
|
Ignite Planners, LLC
|
SELL
|
- |
-20.3K- 58.61% |
$280K - $359K
|
14.3K
$207K
|
|
|
Jul 14, 2022
Q2 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-10KClosed |
$139K - $178K
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Acg Wealth
|
BUY
|
- |
515New |
$7.11K - $9.13K
|
515
$7.47K
|
|
| Q1 2022 | |||||||
|
Aug 15, 2022
Q1 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-3.5K- 77.78% |
$59.6K - $72.6K
|
1K
$14.5K
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
12.1K+ 1344.44% |
$206K - $251K
|
13K
$189K
|
|
|
Apr 29, 2022
Q1 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
100+ 50.0% |
$1.7K - $2.08K
|
300
$4.35K
|
|
|
Apr 20, 2022
Q1 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-25KClosed |
$426K - $519K
|
0
$0
|
|