Latest Institutional Transactions on First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information on the latest institutional transactions involving First Trust High Yield Opportunities 2027 Term Fund (FTHY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 07, 2026
Q4 2025
|
Winebrenner Capital Management LLC
Louisville, KY |
SELL
|
- |
-16.9K- 5.0% |
$236K - $243K
|
321K
$4.49M
|
|
|
Jan 05, 2026
Q4 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
89.7K+ 477.04% |
$1.25M - $1.29M
|
108K
$1.52M
|
|
| Q3 2025 | |||||||
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
20+ 1.12% |
$290 - $297
|
1.8K
$25.1K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
36+ 1.02% |
$522 - $535
|
3.55K
$49.6K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
48+ 0.17% |
$696 - $713
|
27.8K
$389K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1New |
$14.5 - $14.9
|
1
$14
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
12.4KNew |
$180K - $185K
|
12.4K
$174K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2KNew |
$29K - $29.7K
|
2K
$27.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-43.6K- 20.09% |
$631K - $648K
|
173K
$2.42M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.54K- 4.13% |
$65.7K - $67.4K
|
105K
$1.47M
|
|
|
Nov 14, 2025
Q3 2025
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-1.96K- 0.35% |
$28.4K - $29.2K
|
557K
$7.78M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5K- 82.33% |
$72.5K - $74.3K
|
1.07K
$15K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
163K+ 5.17% |
$2.37M - $2.43M
|
3.32M
$46.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
18.4KNew |
$266K - $273K
|
18.4K
$257K
|
|
|
Nov 14, 2025
Q3 2025
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-74K- 15.0% |
$1.07M - $1.1M
|
420K
$5.86M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
15.9K+ 77.67% |
$230K - $236K
|
36.3K
$507K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
71.9K+ 27.55% |
$1.04M - $1.07M
|
333K
$4.65M
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-4.57K- 8.49% |
$66.2K - $67.9K
|
49.2K
$688K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-10.1K- 22.97% |
$147K - $150K
|
33.9K
$474K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
16.6KNew |
$240K - $246K
|
16.6K
$232K
|
|
|
Nov 14, 2025
Q3 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-29.8K- 2.69% |
$432K - $443K
|
1.08M
$15M
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
56.6K+ 4.04% |
$821K - $842K
|
1.46M
$20.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
34.7K+ 630.52% |
$503K - $515K
|
40.2K
$561K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
1.37K+ 1.85% |
$19.9K - $20.4K
|
75.7K
$1.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-6- 0.04% |
$86.9 - $89.2
|
13.8K
$193K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-17.6K- 12.58% |
$255K - $262K
|
122K
$1.71M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.19K- 2.38% |
$17.3K - $17.7K
|
48.9K
$684K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-3.79K- 17.17% |
$55K - $56.4K
|
18.3K
$256K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-6.11K- 7.42% |
$88.5K - $90.8K
|
76.2K
$1.06M
|
|
|
Nov 12, 2025
Q3 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-8.94K- 2.63% |
$130K - $133K
|
331K
$4.63M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11.5K+ 6.99% |
$167K - $171K
|
176K
$2.46M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
34K+ 12.88% |
$493K - $505K
|
298K
$4.16M
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1+ 2.04% |
$14.5 - $14.9
|
50
$699
|
|
|
Nov 10, 2025
Q3 2025
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
4.41K+ 2.81% |
$63.9K - $65.5K
|
161K
$2.25M
|
|
|
Nov 10, 2025
Q3 2025
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-6- -0.0% |
$86.9 - $89.2
|
145K
$2.03M
|
|
|
Nov 10, 2025
Q3 2025
|
Colonial Trust Advisors
Spartanburg, SC |
BUY
|
- |
2.25K+ 300.0% |
$32.6K - $33.4K
|
3K
$41.9K
|
|
|
Nov 10, 2025
Q3 2025
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
132+ 0.21% |
$1.91K - $1.96K
|
63K
$880K
|
|
|
Nov 07, 2025
Q3 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
15.2KNew |
$220K - $225K
|
15.2K
$212K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.92K+ 14.76% |
$42.3K - $43.4K
|
22.7K
$317K
|
|
|
Nov 06, 2025
Q3 2025
|
Blue Chip Wealth Advisors LLC
Milton, GA |
SELL
|
- |
-14.4K- 29.25% |
$208K - $214K
|
34.8K
$486K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
888+ 4933.33% |
$12.9K - $13.2K
|
906
$12.7K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-1.53K- 1.21% |
$22.2K - $22.8K
|
125K
$1.75M
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
32+ 0.43% |
$464 - $476
|
7.42K
$104K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
227+ 0.29% |
$3.29K - $3.37K
|
79.8K
$1.12M
|
|
|
Nov 04, 2025
Q3 2025
|
Tfb Advisors LLC
Overland Park, KS |
BUY
|
- |
2.05K+ 1.85% |
$29.6K - $30.4K
|
113K
$1.57M
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
78.1K+ 21.52% |
$1.13M - $1.16M
|
441K
$6.16M
|
|
|
Oct 30, 2025
Q3 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
31.4KNew |
$455K - $467K
|
31.4K
$439K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
6+ 6.59% |
$86.9 - $89.2
|
97
$1.36K
|
|
|
Oct 29, 2025
Q3 2025
|
Huntleigh Advisors, Inc.
St. Louis, MO |
SELL
|
- |
-324K- 53.42% |
$4.69M - $4.81M
|
282K
$3.94M
|
|
|
Oct 29, 2025
Q3 2025
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
12+ 2.96% |
$174 - $178
|
417
$5.83K
|
|