Purchases and Sales Made in Q1 2023 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Advent Capital Management
New York, NY |
BUY
|
- |
151KNew |
$2.01M - $2.25M
|
151K
$2.19M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
119K+ 370.09% |
$1.58M - $1.77M
|
151K
$2.19M
|
|
|
Apr 25, 2023
Q1 2023
|
Bullseye Investment Management, LLC
|
BUY
|
- |
111K+ 129.13% |
$1.47M - $1.64M
|
196K
$2.84M
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
104K+ 25.36% |
$1.39M - $1.55M
|
515K
$7.46M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
102K+ 3.06% |
$1.35M - $1.52M
|
3.43M
$49.7M
|
|
|
May 31, 2023
Q1 2023
|
Kennedy Investment Group
West Depford, NJ |
BUY
|
- |
80K+ 9.51% |
$1.06M - $1.19M
|
920K
$13.3M
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
32.9K+ 14.14% |
$438K - $490K
|
266K
$3.85M
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
28KNew |
$372K - $417K
|
28K
$405K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
25.6K+ 4.2% |
$340K - $380K
|
634K
$9.17M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
24.4K+ 86.56% |
$324K - $362K
|
52.5K
$760K
|
|
|
May 09, 2023
Q1 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
23.2KNew |
$308K - $345K
|
23.2K
$336K
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
19.2KNew |
$255K - $285K
|
19.2K
$278K
|
|
|
May 10, 2023
Q1 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
18KNew |
$240K - $268K
|
18K
$261K
|
|
|
May 03, 2023
Q1 2023
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
18K+ 113.52% |
$239K - $267K
|
33.8K
$489K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
17.7K+ 10.01% |
$235K - $263K
|
194K
$2.81M
|
|
|
Apr 20, 2023
Q1 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
17.1K+ 57.71% |
$227K - $254K
|
46.7K
$676K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
14.8K+ 89.5% |
$196K - $220K
|
31.3K
$453K
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
13.7K+ 5.6% |
$182K - $204K
|
259K
$3.74M
|
|
|
May 09, 2023
Q1 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
11.9KNew |
$157K - $176K
|
11.9K
$171K
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
11.4KNew |
$152K - $170K
|
11.4K
$165K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.98K+ 3.23% |
$133K - $148K
|
319K
$4.61M
|
|
|
May 11, 2023
Q1 2023
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
8.89K+ 8.5% |
$118K - $132K
|
114K
$1.64M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
8.28K+ 22.65% |
$110K - $123K
|
44.9K
$649K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.98K+ 36.23% |
$92.7K - $104K
|
26.2K
$379K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
6.06K+ 13.9% |
$80.5K - $90.1K
|
49.7K
$719K
|
|
|
Apr 10, 2023
Q1 2023
|
Tfb Advisors LLC
Overland Park, KS |
BUY
|
- |
5.34K+ 4.37% |
$71K - $79.4K
|
127K
$1.84M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
4.99K+ 23.55% |
$66.3K - $74.1K
|
26.2K
$378K
|
|
|
May 08, 2023
Q1 2023
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
4.69K+ 12.69% |
$62.3K - $69.7K
|
41.7K
$603K
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
4.25KNew |
$56.5K - $63.2K
|
4.25K
$61.5K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.35K+ 9.02% |
$31.2K - $34.9K
|
28.4K
$411K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.01K+ 10.72% |
$26.7K - $29.9K
|
20.8K
$301K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.82K+ 9.17% |
$24.1K - $27K
|
21.6K
$313K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.63K+ 8.16% |
$21.7K - $24.3K
|
21.6K
$313K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.5KNew |
$19.9K - $22.3K
|
1.5K
$21.7K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.26K+ 2.56% |
$16.7K - $18.7K
|
50.4K
$730K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.02K+ 95.43% |
$13.6K - $15.2K
|
2.1K
$30.3K
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
500+ 2.54% |
$6.65K - $7.44K
|
20.2K
$292K
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
306+ 0.35% |
$4.07K - $4.55K
|
88.9K
$1.29M
|
|
|
May 10, 2023
Q1 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
257New |
$3.42K - $3.82K
|
257
$3.72K
|
|
|
Apr 05, 2023
Q1 2023
|
Rise Advisors, LLC
|
BUY
|
- |
28+ 2.7% |
$372 - $416
|
1.07K
$15.4K
|
|
|
May 11, 2023
Q1 2023
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
15+ 0.91% |
$199 - $223
|
1.66K
$23.9K
|
|
|
Apr 24, 2023
Q1 2023
|
Nova Point Capital, LLC
|
SELL
|
- |
-155- 0.97% |
$2.06K - $2.3K
|
15.8K
$228K
|
|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-473- 0.03% |
$6.29K - $7.03K
|
1.41M
$20.4M
|
|
|
May 12, 2023
Q1 2023
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-600- 0.35% |
$7.97K - $8.92K
|
173K
$2.51M
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-750- 50.0% |
$9.97K - $11.2K
|
750
$10.9K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.18K- 8.37% |
$15.7K - $17.6K
|
13K
$187K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.35K- 0.95% |
$17.9K - $20.1K
|
141K
$2.04M
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.63K- 7.54% |
$21.7K - $24.3K
|
20K
$289K
|
|
|
May 09, 2023
Q1 2023
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-4.56K- 29.28% |
$60.6K - $67.8K
|
11K
$159K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11.7K- 8.55% |
$156K - $175K
|
126K
$1.82M
|