Purchases and Sales Made in Q2 2023 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2023
Q2 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
161K+ 180.83% |
$2.17M - $2.29M
|
250K
$3.67M
|
|
|
Aug 10, 2023
Q2 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
119K+ 46.02% |
$1.6M - $1.7M
|
378K
$5.56M
|
|
|
Jul 19, 2023
Q2 2023
|
Kennedy Investment Group
West Depford, NJ |
BUY
|
- |
104K+ 11.31% |
$1.4M - $1.48M
|
1.02M
$15.1M
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
101K+ 37.99% |
$1.36M - $1.44M
|
367K
$5.4M
|
|
|
Aug 04, 2023
Q2 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
94.9KNew |
$1.28M - $1.35M
|
94.9K
$1.4M
|
|
|
Aug 26, 2024
Q2 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
84.5K+ 146.9% |
$1.14M - $1.2M
|
142K
$2.09M
|
|
|
Aug 08, 2023
Q2 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
75.8K+ 326.65% |
$1.02M - $1.08M
|
99K
$1.46M
|
|
|
Aug 11, 2023
Q2 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
33.1K+ 6.65% |
$445K - $471K
|
530K
$7.8M
|
|
|
Aug 14, 2023
Q2 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
30.5KNew |
$410K - $434K
|
30.5K
$448K
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
29.8K+ 106.45% |
$402K - $425K
|
57.8K
$851K
|
|
|
Aug 11, 2023
Q2 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
25.9K+ 3.93% |
$350K - $370K
|
687K
$10.1M
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
24.7K+ 55.07% |
$333K - $352K
|
69.5K
$1.02M
|
|
|
Aug 08, 2023
Q2 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
21.4KNew |
$288K - $305K
|
21.4K
$315K
|
|
|
Jul 25, 2023
Q2 2023
|
Bullseye Investment Management, LLC
|
BUY
|
- |
19.8K+ 10.11% |
$267K - $282K
|
216K
$3.18M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
19.6K+ 38.95% |
$265K - $280K
|
70.1K
$1.03M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
17.9K+ 5.63% |
$242K - $256K
|
337K
$4.95M
|
|
|
Aug 10, 2023
Q2 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
13.5KNew |
$182K - $192K
|
13.5K
$199K
|
|
|
Jul 18, 2023
Q2 2023
|
Tfb Advisors LLC
Overland Park, KS |
BUY
|
- |
11.9K+ 9.37% |
$161K - $170K
|
139K
$2.05M
|
|
|
Aug 14, 2023
Q2 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
11.8KNew |
$159K - $169K
|
11.8K
$174K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11K+ 1.74% |
$149K - $157K
|
645K
$9.49M
|
|
|
Aug 09, 2023
Q2 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
8.08K+ 1.57% |
$109K - $115K
|
523K
$7.7M
|
|
|
Jan 12, 2024
Q2 2023
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
7.13K+ 4.33% |
$96.1K - $102K
|
172K
$2.53M
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
BUY
|
- |
5.25K+ 10.57% |
$70.7K - $74.8K
|
54.9K
$808K
|
|
|
Aug 09, 2023
Q2 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
5.09K+ 82.08% |
$68.5K - $72.5K
|
11.3K
$166K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.87K+ 22.17% |
$38.7K - $40.9K
|
15.8K
$233K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.09K+ 1.08% |
$28.2K - $29.8K
|
196K
$2.89M
|
|
|
Aug 15, 2023
Q2 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2.01K+ 134.27% |
$27.1K - $28.7K
|
3.51K
$51.7K
|
|
|
Aug 09, 2023
Q2 2023
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
725+ 0.64% |
$9.77K - $10.3K
|
114K
$1.68M
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
BUY
|
- |
500New |
$6.74K - $7.13K
|
500
$7.36K
|
|
|
Aug 14, 2023
Q2 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
435+ 19.67% |
$5.86K - $6.2K
|
2.65K
$38.9K
|
|
|
Aug 10, 2023
Q2 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
370+ 3.12% |
$4.98K - $5.27K
|
12.2K
$180K
|
|
|
Aug 07, 2023
Q2 2023
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
112+ 0.33% |
$1.51K - $1.6K
|
33.9K
$499K
|
|
|
Aug 04, 2023
Q2 2023
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
47+ 2.84% |
$633 - $670
|
1.7K
$25K
|
|
|
Jul 10, 2023
Q2 2023
|
Rise Advisors, LLC
|
BUY
|
- |
31+ 2.91% |
$418 - $442
|
1.1K
$16.1K
|
|
|
Jul 25, 2023
Q2 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
5+ 1.33% |
$67.4 - $71.3
|
380
$5.59K
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-24- 1.14% |
$323 - $342
|
2.07K
$30.5K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-183- 0.58% |
$2.47K - $2.61K
|
31.1K
$458K
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-186- 0.93% |
$2.51K - $2.65K
|
19.8K
$291K
|
|
|
Jul 25, 2023
Q2 2023
|
Camelot Portfolios, LLC
|
SELL
|
- |
-254- 0.54% |
$3.42K - $3.62K
|
46.5K
$684K
|
|
|
Jul 20, 2023
Q2 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-334- 2.05% |
$4.5K - $4.76K
|
16K
$235K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-767- 4.42% |
$10.3K - $10.9K
|
16.6K
$244K
|
|
|
Jul 31, 2023
Q2 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-964- 22.67% |
$13K - $13.7K
|
3.29K
$48.4K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.05K- 10.07% |
$14.2K - $15K
|
9.4K
$138K
|
|
|
Aug 11, 2023
Q2 2023
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-1.17K- 0.68% |
$15.7K - $16.7K
|
172K
$2.53M
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.31K- 6.28% |
$17.6K - $18.6K
|
19.5K
$286K
|
|
|
Aug 11, 2023
Q2 2023
|
Advent Capital Management
New York, NY |
SELL
|
- |
-1.38K- 0.91% |
$18.6K - $19.7K
|
150K
$2.21M
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.78K- 3.39% |
$24K - $25.4K
|
50.7K
$746K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4K- 14.08% |
$53.9K - $57K
|
24.4K
$359K
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-4.84K- 47.02% |
$65.1K - $68.9K
|
5.45K
$80.2K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-5.74K- 21.95% |
$77.3K - $81.8K
|
20.4K
$300K
|