Purchases and Sales Made in Q3 2022 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
275K+ 79.43% |
$3.71M - $4.43M
|
622K
$9.15M
|
|
|
Nov 14, 2022
Q3 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
268K+ 72.8% |
$3.61M - $4.31M
|
636K
$9.35M
|
|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
251K+ 196.93% |
$3.38M - $4.04M
|
378K
$5.57M
|
|
|
Nov 14, 2022
Q3 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
83.8K+ 15.51% |
$1.13M - $1.35M
|
624K
$9.18M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
73.3K+ 12.61% |
$987K - $1.18M
|
655K
$9.63M
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
40.9K+ 114.69% |
$551K - $657K
|
76.5K
$1.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
39.6K+ 24.28% |
$533K - $637K
|
203K
$2.98M
|
|
|
Sep 06, 2024
Q3 2022
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
25.6K+ 19.73% |
$345K - $412K
|
156K
$2.29M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
20.6KNew |
$278K - $332K
|
20.6K
$304K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
20.3K+ 25.39% |
$274K - $327K
|
100K
$1.48M
|
|
|
Nov 14, 2022
Q3 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
20K+ 15.58% |
$269K - $322K
|
148K
$2.18M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
18.9KNew |
$255K - $304K
|
18.9K
$278K
|
|
|
Nov 14, 2022
Q3 2022
|
Mgo Private Wealth, LLC
Irvine, CA |
BUY
|
- |
17.4KNew |
$235K - $280K
|
17.4K
$257K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13.5KNew |
$181K - $216K
|
13.5K
$198K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
13K+ 73.23% |
$175K - $209K
|
30.7K
$452K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
12.1K+ 48.63% |
$163K - $195K
|
37K
$545K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
11.3K+ 147.3% |
$152K - $182K
|
19K
$279K
|
|
|
Nov 04, 2022
Q3 2022
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
11KNew |
$148K - $177K
|
11K
$162K
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
10.5K+ 23.75% |
$142K - $169K
|
54.8K
$807K
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
10.2K+ 31.73% |
$138K - $165K
|
42.5K
$625K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
9.12K+ 25.99% |
$123K - $147K
|
44.2K
$650K
|
|
|
Nov 10, 2022
Q3 2022
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
8.92K+ 10.22% |
$120K - $143K
|
96.2K
$1.42M
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
6.21K+ 32.37% |
$83.6K - $99.8K
|
25.4K
$373K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.5K+ 33.21% |
$60.6K - $72.4K
|
18.1K
$266K
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
3.94K+ 4.16% |
$53K - $63.3K
|
98.6K
$1.45M
|
|
|
Nov 14, 2022
Q3 2022
|
Nova Point Capital, LLC
|
BUY
|
- |
3.6K+ 29.18% |
$48.5K - $57.9K
|
15.9K
$234K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.96K+ 1.94% |
$39.9K - $47.6K
|
155K
$2.28M
|
|
|
Nov 07, 2022
Q3 2022
|
Columbia Advisory Partners LLC
|
BUY
|
- |
2.6K+ 14.69% |
$35K - $41.8K
|
20.3K
$299K
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
2.1K+ 6.66% |
$28.3K - $33.8K
|
33.7K
$496K
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.06K+ 24.91% |
$27.7K - $33K
|
10.3K
$152K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.48K+ 3.14% |
$19.9K - $23.8K
|
48.7K
$717K
|
|
|
Oct 11, 2022
Q3 2022
|
Rise Advisors, LLC
|
BUY
|
- |
1.01KNew |
$13.6K - $16.2K
|
1.01K
$14.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
697+ 0.02% |
$9.39K - $11.2K
|
3.36M
$49.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
579+ 53.96% |
$7.8K - $9.31K
|
1.65K
$24.3K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
500+ 2.24% |
$6.74K - $8.04K
|
22.9K
$336K
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
134+ 0.87% |
$1.8K - $2.15K
|
15.6K
$229K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-350- 1.53% |
$4.71K - $5.63K
|
22.5K
$331K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-500- 5.0% |
$6.74K - $8.04K
|
9.5K
$140K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-544- 3.25% |
$7.33K - $8.75K
|
16.2K
$239K
|
|
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-1.06K- 2.03% |
$14.3K - $17.1K
|
51.3K
$754K
|
|
|
Oct 31, 2022
Q3 2022
|
Camelot Portfolios, LLC
|
SELL
|
- |
-1.58K- 5.47% |
$21.3K - $25.4K
|
27.3K
$401K
|
|
|
Oct 31, 2022
Q3 2022
|
Narwhal Capital Management
|
SELL
|
- |
-4.19K- 23.77% |
$56.5K - $67.4K
|
13.4K
$198K
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.29K- 1.08% |
$71.2K - $85K
|
486K
$7.16M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-6.75K- 7.73% |
$90.9K - $109K
|
80.5K
$1.18M
|
|
|
Nov 14, 2022
Q3 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-9.59K- 8.31% |
$129K - $154K
|
106K
$1.56M
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-14.1K- 5.67% |
$190K - $226K
|
234K
$3.45M
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-17.2K- 18.09% |
$231K - $276K
|
77.8K
$1.14M
|
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-20.1K- 1.37% |
$270K - $323K
|
1.45M
$21.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-23K- 7.13% |
$310K - $370K
|
300K
$4.41M
|
|
|
Nov 10, 2022
Q3 2022
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-28.4K- 13.62% |
$382K - $456K
|
180K
$2.65M
|