Purchases and Sales Made in Q3 2023 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
319K+ 84.48% |
$4.25M - $4.47M
|
697K
$10.1M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
161K+ 4.84% |
$2.14M - $2.25M
|
3.48M
$50.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Meteora Capital, LLC
Boca Raton, FL |
BUY
|
- |
111KNew |
$1.48M - $1.55M
|
111K
$1.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
83.5KNew |
$1.11M - $1.17M
|
83.5K
$1.21M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
70.7K+ 331.64% |
$941K - $989K
|
92K
$1.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
56.9K+ 98.36% |
$758K - $797K
|
115K
$1.66M
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
51K+ 51.47% |
$679K - $714K
|
150K
$2.17M
|
|
|
Oct 25, 2023
Q3 2023
|
Kennedy Investment Group
West Depford, NJ |
BUY
|
- |
47.3K+ 4.61% |
$630K - $662K
|
1.07M
$15.5M
|
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
36.1KNew |
$481K - $506K
|
36.1K
$523K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
34.8K+ 10.34% |
$464K - $487K
|
371K
$5.38M
|
|
|
Nov 13, 2023
Q3 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
27.7K+ 90.88% |
$369K - $388K
|
58.2K
$842K
|
|
|
Oct 26, 2023
Q3 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
19K+ 2.18% |
$253K - $266K
|
891K
$12.9M
|
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
15.6K+ 2.97% |
$207K - $218K
|
539K
$7.8M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
14.5KNew |
$194K - $203K
|
14.5K
$210K
|
|
|
Jul 22, 2024
Q3 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
14K+ 10.8% |
$187K - $197K
|
144K
$2.08M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
13.8K+ 3.75% |
$183K - $193K
|
381K
$5.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.5K+ 8.26% |
$140K - $147K
|
138K
$1.99M
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
9.97K+ 88.29% |
$133K - $140K
|
21.3K
$308K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
7K+ 10.07% |
$93.3K - $98K
|
76.6K
$1.11M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
6.57K+ 13.46% |
$87.5K - $92K
|
55.4K
$802K
|
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
5.2K+ 0.76% |
$69.3K - $72.8K
|
692K
$10M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
5K+ 24.47% |
$66.5K - $69.9K
|
25.4K
$368K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.52K+ 28.55% |
$60.2K - $63.3K
|
20.3K
$294K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.5K+ 14.45% |
$59.9K - $62.9K
|
35.6K
$515K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.91K+ 5.58% |
$52.1K - $54.8K
|
74K
$1.07M
|
|
|
Nov 14, 2023
Q3 2023
|
Bullseye Investment Management, LLC
|
BUY
|
- |
3.35K+ 1.55% |
$44.6K - $46.9K
|
219K
$3.17M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.06KNew |
$27.4K - $28.8K
|
2.06K
$29.8K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
2K+ 21.05% |
$26.6K - $28K
|
11.5K
$166K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
2K+ 14.81% |
$26.6K - $28K
|
15.5K
$224K
|
|
|
Nov 08, 2023
Q3 2023
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
1.5K+ 3.0% |
$20K - $21K
|
51.5K
$745K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.14K+ 5.88% |
$15.2K - $16K
|
20.6K
$298K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
766+ 4.14% |
$10.2K - $10.7K
|
19.3K
$279K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
741+ 1.35% |
$9.87K - $10.4K
|
55.7K
$805K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
296+ 1.49% |
$3.94K - $4.14K
|
20.1K
$291K
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
205+ 1.73% |
$2.73K - $2.87K
|
12K
$174K
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
163+ 1.02% |
$2.17K - $2.28K
|
16.1K
$233K
|
|
|
Nov 03, 2023
Q3 2023
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
49+ 2.88% |
$653 - $686
|
1.75K
$25.3K
|
|
|
Oct 10, 2023
Q3 2023
|
Rise Advisors, LLC
|
BUY
|
- |
31+ 2.83% |
$413 - $434
|
1.13K
$16.3K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
22+ 0.63% |
$293 - $308
|
3.54K
$51.2K
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
1New |
$13.3 - $14
|
1
$14.5
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-50- 1.89% |
$666 - $700
|
2.6K
$37.6K
|
|
|
Oct 16, 2023
Q3 2023
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-175- 1.59% |
$2.33K - $2.45K
|
10.8K
$157K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-472- 1.3% |
$6.29K - $6.61K
|
35.7K
$517K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-649- 3.27% |
$8.64K - $9.09K
|
19.2K
$278K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-721- 4.34% |
$9.6K - $10.1K
|
15.9K
$230K
|
|
|
Oct 18, 2023
Q3 2023
|
Nova Point Capital, LLC
|
SELL
|
- |
-1.5K- 9.51% |
$20K - $21K
|
14.3K
$207K
|
|
|
Nov 07, 2023
Q3 2023
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-1.54K- 4.54% |
$20.5K - $21.6K
|
32.4K
$468K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-2.5K- 4.93% |
$33.3K - $35K
|
48.2K
$698K
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-2.76K- 12.89% |
$36.8K - $38.6K
|
18.6K
$270K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.1K- 12.71% |
$41.3K - $43.4K
|
21.3K
$308K
|