Purchases and Sales Made in Q4 2021 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
285KNew |
$5.61M - $6M
|
285K
$4.19M
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
105K+ 22069.46% |
$2.08M - $2.22M
|
106K
$1.56M
|
|
|
Aug 11, 2022
Q4 2021
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
101KNew |
$2M - $2.13M
|
101K
$1.49M
|
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
68.5K+ 16.31% |
$1.35M - $1.44M
|
489K
$7.19M
|
|
|
Feb 02, 2022
Q4 2021
|
Ignite Planners, LLC
|
BUY
|
- |
68.4KNew |
$1.35M - $1.44M
|
68.4K
$1.01M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
62.7K+ 1.92% |
$1.24M - $1.32M
|
3.33M
$48.9M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
56.7KNew |
$1.12M - $1.19M
|
56.7K
$834K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
51.7K+ 14.75% |
$1.02M - $1.09M
|
402K
$5.91M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
27K+ 201.26% |
$533K - $569K
|
40.5K
$596K
|
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
25KNew |
$493K - $526K
|
25K
$368K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
16.4K+ 37.31% |
$323K - $345K
|
60.3K
$887K
|
|
|
Feb 15, 2022
Q4 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
13K+ 3.18% |
$255K - $273K
|
420K
$6.17M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
12.3K+ 3.37% |
$242K - $259K
|
378K
$5.56M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12KNew |
$236K - $252K
|
12K
$176K
|
|
|
Feb 08, 2022
Q4 2021
|
Nova Point Capital, LLC
|
BUY
|
- |
11.3KNew |
$223K - $238K
|
11.3K
$166K
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
9.9KNew |
$195K - $208K
|
9.9K
$146K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
9.5KNew |
$187K - $200K
|
9.5K
$140K
|
|
|
Feb 15, 2022
Q4 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
8.73K+ 1.41% |
$172K - $184K
|
630K
$9.27M
|
|
|
Jan 27, 2022
Q4 2021
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
6.1K+ 1.19% |
$120K - $128K
|
521K
$7.66M
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
6.03K+ 12.33% |
$119K - $127K
|
55K
$809K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.81K+ 56.92% |
$114K - $122K
|
16K
$235K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.83K+ 1.77% |
$95.1K - $102K
|
278K
$4.08M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.47K+ 1.75% |
$68.4K - $73.1K
|
202K
$2.97M
|
|
|
Feb 07, 2022
Q4 2021
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1.64KNew |
$32.3K - $34.5K
|
1.64K
$24.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1K+ 11.43% |
$19.7K - $21K
|
9.75K
$143K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
975+ 2.91% |
$19.2K - $20.5K
|
34.4K
$507K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
900New |
$17.7K - $18.9K
|
900
$13.2K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
600+ 3.19% |
$11.8K - $12.6K
|
19.4K
$285K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
BUY
|
- |
505New |
$9.95K - $10.6K
|
505
$7.43K
|
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
200New |
$3.94K - $4.21K
|
200
$2.94K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
155+ 4.42% |
$3.05K - $3.26K
|
3.66K
$53.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
40+ 0.36% |
$788 - $842
|
11.2K
$164K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-32Closed |
$630 - $673
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-217- 0.12% |
$4.27K - $4.57K
|
179K
$2.63M
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.25K- 7.51% |
$24.6K - $26.3K
|
15.4K
$226K
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-1.75K- 8.16% |
$34.5K - $36.8K
|
19.7K
$290K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.08K- 6.31% |
$40.9K - $43.7K
|
30.8K
$453K
|
|
|
Jan 26, 2022
Q4 2021
|
Narwhal Capital Management
|
SELL
|
- |
-9.75K- 22.95% |
$192K - $205K
|
32.7K
$482K
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-24.3K- 24.04% |
$479K - $512K
|
76.9K
$1.13M
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-30.7KClosed |
$605K - $647K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-31K- 10.55% |
$610K - $652K
|
263K
$3.86M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-31.1K- 59.79% |
$612K - $654K
|
20.9K
$307K
|