Purchases and Sales Made in Q1 2022 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2022
Q1 2022
|
Assetmark, Inc
|
SELL
|
- |
-522- 3.2% |
$24.3K - $25.1K
|
15.8K
$733K
|
|
May 13, 2022
Q1 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-550- 3.05% |
$25.6K - $26.4K
|
17.5K
$810K
|
|
Apr 22, 2022
Q1 2022
|
Purus Wealth Management, LLC
|
SELL
|
- |
-552- 3.24% |
$25.7K - $26.5K
|
16.5K
$764K
|
|
May 05, 2022
Q1 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-600- 75.38% |
$27.9K - $28.8K
|
196
$9.09K
|
|
May 13, 2022
Q1 2022
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-614- 1.98% |
$28.6K - $29.5K
|
30.4K
$1.41M
|
|
May 12, 2022
Q1 2022
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-641- 3.65% |
$29.8K - $30.8K
|
16.9K
$784K
|
|
Apr 15, 2022
Q1 2022
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-678- 0.64% |
$31.5K - $32.6K
|
105K
$4.85M
|
|
Apr 27, 2022
Q1 2022
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-731- 4.09% |
$34K - $35.1K
|
17.2K
$795K
|
|
Apr 29, 2022
Q1 2022
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-773- 11.24% |
$36K - $37.2K
|
6.11K
$283K
|
|
May 11, 2022
Q1 2022
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-890- 12.36% |
$41.4K - $42.8K
|
6.31K
$293K
|
|
May 12, 2022
Q1 2022
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-928- 0.67% |
$43.2K - $44.6K
|
137K
$6.36M
|
|
May 04, 2022
Q1 2022
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-968- 98.17% |
$45K - $46.5K
|
18
$835
|
|
Nov 14, 2024
Q1 2022
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-1.07K- 8.41% |
$49.8K - $51.5K
|
11.7K
$541K
|
|
May 10, 2022
Q1 2022
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-1.08KClosed |
$50.3K - $52K
|
0
$0
|
|
Apr 12, 2022
Q1 2022
|
Private Trust CO Na
|
SELL
|
- |
-1.18K- 10.33% |
$54.9K - $56.7K
|
10.2K
$475K
|
|
Apr 22, 2022
Q1 2022
|
Concorde Asset Management, LLC
|
SELL
|
- |
-1.29K- 18.93% |
$59.8K - $61.8K
|
5.51K
$255K
|
|
Apr 26, 2022
Q1 2022
|
Center For Asset Management LLC
|
SELL
|
- |
-1.31K- 23.18% |
$61K - $63.1K
|
4.35K
$202K
|
|
May 06, 2022
Q1 2022
|
Retirement Group, LLC
|
SELL
|
- |
-1.32K- 6.17% |
$61.2K - $63.2K
|
20K
$927K
|
|
May 10, 2022
Q1 2022
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-1.4K- 25.93% |
$65.1K - $67.3K
|
4K
$185K
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.53K- 1.07% |
$71.2K - $73.6K
|
141K
$6.55M
|
|
Apr 27, 2022
Q1 2022
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-1.54K- 36.27% |
$71.6K - $73.9K
|
2.7K
$125K
|
|
May 11, 2022
Q1 2022
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
SELL
|
- |
-1.71KClosed |
$79.4K - $82.1K
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-1.87K- 21.56% |
$86.8K - $89.7K
|
6.79K
$315K
|
|
May 04, 2022
Q1 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-2.19K- 5.32% |
$102K - $105K
|
38.9K
$1.8M
|
|
May 02, 2022
Q1 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-2.21KClosed |
$103K - $106K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Private Portfolio Partners LLC
|
SELL
|
- |
-2.23K- 5.92% |
$104K - $107K
|
35.4K
$1.64M
|
|
Mar 14, 2023
Q1 2022
|
Private Portfolio Partners LLC
|
SELL
|
- |
-2.23K- 5.92% |
$104K - $107K
|
35.4K
$1.64M
|
|
May 16, 2022
Q1 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.33K- 2.42% |
$108K - $112K
|
94K
$4.36M
|
|
Apr 20, 2022
Q1 2022
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-2.4K- 1.07% |
$111K - $115K
|
221K
$10.3M
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.4K- 11.31% |
$112K - $115K
|
18.8K
$873K
|
|
May 13, 2022
Q1 2022
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-2.59KClosed |
$120K - $124K
|
0
$0
|
|
May 19, 2022
Q1 2022
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.6K- 19.69% |
$121K - $125K
|
10.6K
$492K
|
|
Apr 27, 2022
Q1 2022
|
Wespac Advisors, LLC
|
SELL
|
- |
-2.74K- 9.04% |
$128K - $132K
|
27.6K
$1.28M
|
|
May 12, 2022
Q1 2022
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-2.77K- 21.73% |
$129K - $133K
|
9.97K
$462K
|
|
May 16, 2022
Q1 2022
|
Congress Wealth Management LLC
Boston, MA |
SELL
|
- |
-3.71K- 21.51% |
$173K - $178K
|
13.5K
$628K
|
|
Apr 18, 2022
Q1 2022
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-4.07K- 7.79% |
$189K - $196K
|
48.2K
$2.23M
|
|
May 10, 2022
Q1 2022
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-4.2K- 18.54% |
$195K - $202K
|
18.4K
$855K
|
|
Apr 20, 2022
Q1 2022
|
Advisor Resource Council
|
SELL
|
- |
-4.52KClosed |
$210K - $217K
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-4.53K- 37.83% |
$211K - $218K
|
7.44K
$345K
|
|
May 11, 2022
Q1 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-4.55K- 9.79% |
$212K - $219K
|
41.9K
$1.94M
|
|
May 16, 2022
Q1 2022
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-4.61KClosed |
$215K - $222K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-4.85K- 3.24% |
$226K - $233K
|
145K
$6.72M
|
|
May 11, 2022
Q1 2022
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-5.02KClosed |
$233K - $241K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-5.14KClosed |
$239K - $247K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-5.28KClosed |
$246K - $254K
|
0
$0
|
|
May 06, 2022
Q1 2022
|
Crabel Capital Management, LLC
Milwaukee, WI |
SELL
|
- |
-5.47KClosed |
$255K - $263K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-5.61K- 39.46% |
$261K - $270K
|
8.6K
$399K
|
|
Apr 25, 2022
Q1 2022
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-6.21KClosed |
$289K - $298K
|
0
$0
|
|
May 02, 2022
Q1 2022
|
Advisory Alpha, LLC
|
SELL
|
- |
-6.33KClosed |
$295K - $305K
|
0
$0
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
SELL
|
- |
-6.48K- 2.62% |
$301K - $311K
|
241K
$11.2M
|