Purchases and Sales Made in Q4 2021 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
9.82K+ 26.79% |
$466K - $472K
|
46.5K
$2.15M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
9.82K+ 3.35% |
$466K - $472K
|
303K
$14.1M
|
|
|
Jan 20, 2022
Q4 2021
|
Pinnacle Wealth Management Advisory Group, LLC
|
BUY
|
- |
9.76KNew |
$464K - $469K
|
9.76K
$453K
|
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
9.56KNew |
$454K - $460K
|
9.56K
$443K
|
|
|
Jan 26, 2022
Q4 2021
|
S.C. Financial Services, Inc.
|
BUY
|
- |
9.47KNew |
$450K - $455K
|
9.47K
$439K
|
|
|
Feb 11, 2022
Q4 2021
|
Endowment Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
9.23KNew |
$438K - $443K
|
9.23K
$428K
|
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
8.89KNew |
$422K - $427K
|
8.89K
$412K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
8.69K+ 9.73% |
$412K - $417K
|
97.9K
$4.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
BUY
|
- |
8.62K+ 114.26% |
$409K - $414K
|
16.2K
$750K
|
|
|
Feb 08, 2022
Q4 2021
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
8.59KNew |
$408K - $413K
|
8.59K
$398K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.45K+ 1.87% |
$401K - $406K
|
461K
$21.4M
|
|
|
Jan 13, 2022
Q4 2021
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
7.98K+ 4.47% |
$379K - $383K
|
186K
$8.65M
|
|
|
Feb 02, 2022
Q4 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
7.82K+ 150.41% |
$371K - $376K
|
13K
$604K
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
7.64K+ 91.94% |
$363K - $367K
|
16K
$740K
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
7.48K+ 17.4% |
$355K - $359K
|
50.5K
$2.34M
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
7.44K+ 7.04% |
$353K - $358K
|
113K
$5.25M
|
|
|
Jan 18, 2022
Q4 2021
|
Mjp Associates Inc
|
BUY
|
- |
7.38K+ 2.14% |
$350K - $354K
|
352K
$16.3M
|
|
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
BUY
|
- |
7.36KNew |
$350K - $354K
|
7.36K
$341K
|
|
|
Feb 02, 2022
Q4 2021
|
Pinnacle Associates LTD
|
BUY
|
- |
7.14K+ 22.88% |
$339K - $343K
|
38.4K
$1.78M
|
|
|
Jan 20, 2022
Q4 2021
|
Astor Investment Management LLC
|
BUY
|
- |
6.92K+ 1.85% |
$328K - $332K
|
381K
$17.7M
|
|
|
Jan 25, 2022
Q4 2021
|
Columbia Advisory Partners LLC
|
BUY
|
- |
6.88KNew |
$327K - $331K
|
6.88K
$319K
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
BUY
|
- |
6.78KNew |
$322K - $326K
|
6.78K
$314K
|
|
|
Jan 13, 2022
Q4 2021
|
Centennial Wealth Advisory LLC
|
BUY
|
- |
6.78K+ 9.15% |
$322K - $326K
|
80.9K
$3.75M
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
6.61K+ 24.09% |
$314K - $318K
|
34K
$1.58M
|
|
|
Feb 02, 2022
Q4 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
BUY
|
- |
6.5K+ 46.57% |
$308K - $312K
|
20.4K
$948K
|
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
6.4K+ 1.92% |
$304K - $308K
|
340K
$15.8M
|
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
6.38K+ 42.37% |
$303K - $307K
|
21.4K
$994K
|
|
|
Feb 04, 2022
Q4 2021
|
Advisory Alpha, LLC
|
BUY
|
- |
6.33KNew |
$301K - $304K
|
6.33K
$294K
|
|
|
Feb 14, 2022
Q4 2021
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
6.21KNew |
$295K - $298K
|
6.21K
$288K
|
|
|
Feb 11, 2022
Q4 2021
|
Maripau Wealth Management LLC
Fort Wayne, IN |
BUY
|
- |
6.05KNew |
$287K - $291K
|
6.05K
$280K
|
|
|
Aug 22, 2024
Q4 2021
|
Peterson Financial Group, Inc.
|
BUY
|
- |
6KNew |
$285K - $288K
|
6K
$278K
|
|
|
Jan 13, 2022
Q4 2021
|
Ivc Wealth Advisors LLC
|
BUY
|
- |
5.95K+ 8.78% |
$283K - $286K
|
73.8K
$3.42M
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
5.84K+ 27.44% |
$277K - $281K
|
27.1K
$1.26M
|
|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
5.57K+ 13.99% |
$265K - $268K
|
45.4K
$2.11M
|
|
|
Feb 11, 2022
Q4 2021
|
Crabel Capital Management, LLC
Milwaukee, WI |
BUY
|
- |
5.47KNew |
$260K - $263K
|
5.47K
$254K
|
|
|
Feb 10, 2022
Q4 2021
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
5.36K+ 55.44% |
$255K - $258K
|
15K
$697K
|
|
|
Feb 14, 2022
Q4 2021
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
5.36K+ 4.49% |
$254K - $257K
|
125K
$5.78M
|
|
|
Dec 13, 2023
Q4 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
5.35K+ 79.84% |
$254K - $257K
|
12K
$559K
|
|
|
Jan 31, 2022
Q4 2021
|
Nottingham Advisors, Inc.
Amherst, NY |
BUY
|
- |
5.2KNew |
$247K - $250K
|
5.2K
$241K
|
|
|
Feb 14, 2022
Q4 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
5.08K+ 13.99% |
$241K - $244K
|
41.4K
$1.92M
|
|
|
Feb 04, 2022
Q4 2021
|
Auxano Advisors, LLC
|
BUY
|
- |
5.03KNew |
$239K - $242K
|
5.03K
$233K
|
|
|
Jan 19, 2022
Q4 2021
|
Tru Wealth Advisors, LLC
|
BUY
|
- |
4.88K+ 3.03% |
$232K - $234K
|
166K
$7.68M
|
|
|
Apr 20, 2022
Q4 2021
|
Objective Capital Management, LLC
|
BUY
|
- |
4.79KNew |
$227K - $230K
|
4.79K
$222K
|
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
4.73K+ 85.26% |
$225K - $227K
|
10.3K
$477K
|
|
|
Feb 10, 2022
Q4 2021
|
Stone X Group Inc.
|
BUY
|
- |
4.73K+ 15.25% |
$224K - $227K
|
35.7K
$1.66M
|
|
|
Feb 08, 2022
Q4 2021
|
Stegent Equity Advisors, Inc.
Houston, TX |
BUY
|
- |
4.71KNew |
$223K - $226K
|
4.71K
$218K
|
|
|
Feb 04, 2022
Q4 2021
|
Crumly & Associates Inc.
|
BUY
|
- |
4.65K+ 15.99% |
$221K - $224K
|
33.8K
$1.57M
|
|
|
Feb 14, 2022
Q4 2021
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
4.61KNew |
$219K - $222K
|
4.61K
$214K
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
4.52K+ 64500.0% |
$214K - $217K
|
4.52K
$210K
|
|
|
Feb 10, 2022
Q4 2021
|
Spectrum Wealth Advisory Group, LLC
|
BUY
|
- |
4.44K+ 36.79% |
$211K - $213K
|
16.5K
$766K
|