Purchases and Sales Made in Q4 2022 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2023
Q4 2022
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
12.2KNew |
$542K - $556K
|
12.2K
$567K
|
|
|
Feb 10, 2023
Q4 2022
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
12KNew |
$531K - $545K
|
12K
$556K
|
|
|
Feb 14, 2023
Q4 2022
|
Shorepoint Capital Partners LLC
Norwood, MA |
BUY
|
- |
11.9KNew |
$526K - $540K
|
11.9K
$551K
|
|
|
Feb 14, 2023
Q4 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
11.8K+ 17.3% |
$524K - $538K
|
80.3K
$3.72M
|
|
|
Jan 25, 2023
Q4 2022
|
Grimes & Company, Inc.
|
BUY
|
- |
11.7KNew |
$517K - $530K
|
11.7K
$541K
|
|
|
Feb 14, 2023
Q4 2022
|
Flaharty Asset Management, LLC
|
BUY
|
- |
11.4K+ 1.6% |
$506K - $519K
|
724K
$33.6M
|
|
|
Jan 31, 2023
Q4 2022
|
Dhk Financial Advisors, Inc.
Portsmouth, NH |
BUY
|
- |
11.4K+ 55.72% |
$505K - $518K
|
31.9K
$1.48M
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
9.59K+ 47.19% |
$425K - $436K
|
29.9K
$1.39M
|
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
8.94K+ 69.11% |
$396K - $406K
|
21.9K
$1.01M
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
8.6KNew |
$381K - $391K
|
8.6K
$399K
|
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
8.6KNew |
$381K - $391K
|
8.6K
$399K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
8.55K+ 31.03% |
$379K - $389K
|
36.1K
$1.67M
|
|
|
Jan 18, 2023
Q4 2022
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
8.42KNew |
$373K - $383K
|
8.42K
$390K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
7.39K+ 15.73% |
$327K - $336K
|
54.3K
$2.52M
|
|
|
Feb 03, 2023
Q4 2022
|
Aveo Capital Partners, LLC
|
BUY
|
- |
6.83K+ 108.53% |
$302K - $310K
|
13.1K
$608K
|
|
|
Jan 19, 2024
Q4 2022
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
6.45KNew |
$286K - $293K
|
6.45K
$299K
|
|
|
Feb 10, 2023
Q4 2022
|
Comerica Securities,Inc.
|
BUY
|
- |
6.24KNew |
$276K - $284K
|
6.24K
$289K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
6.18K+ 11.38% |
$273K - $281K
|
60.5K
$2.8M
|
|
|
Feb 13, 2023
Q4 2022
|
Vista Investment Management
Pittsburgh, PA |
BUY
|
- |
6.07K+ 128.68% |
$269K - $276K
|
10.8K
$500K
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
5.98K+ 76.43% |
$265K - $272K
|
13.8K
$640K
|
|
|
Feb 13, 2023
Q4 2022
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
5.58KNew |
$247K - $254K
|
5.58K
$259K
|
|
|
Jan 26, 2023
Q4 2022
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
5.41KNew |
$240K - $246K
|
5.41K
$251K
|
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
5.1K+ 32.27% |
$226K - $232K
|
20.9K
$969K
|
|
|
Jan 11, 2023
Q4 2022
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
5.05K+ 18.45% |
$224K - $229K
|
32.4K
$1.5M
|
|
|
Aug 27, 2024
Q4 2022
|
Peterson Financial Group, Inc.
|
BUY
|
- |
4.96KNew |
$220K - $226K
|
4.96K
$230K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.89K+ 2.26% |
$216K - $222K
|
221K
$10.3M
|
|
|
Feb 07, 2023
Q4 2022
|
Fortress Wealth Group, LLC
Orlando, FL |
BUY
|
- |
4.86K+ 63.45% |
$215K - $221K
|
12.5K
$581K
|
|
|
Jan 13, 2023
Q4 2022
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
4.62K+ 10.32% |
$205K - $210K
|
49.4K
$2.29M
|
|
|
Feb 13, 2023
Q4 2022
|
Lokken Investment Group LLC
|
BUY
|
- |
4.48K+ 5.47% |
$198K - $203K
|
86.3K
$4M
|
|
|
Jan 19, 2023
Q4 2022
|
Delta Investment Management, LLC
|
BUY
|
- |
4.33K+ 13.85% |
$192K - $197K
|
35.6K
$1.65M
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
4.31K+ 3.36% |
$191K - $196K
|
133K
$6.15M
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.77K+ 8.37% |
$167K - $171K
|
48.8K
$2.26M
|
|
|
Feb 06, 2023
Q4 2022
|
Valmark Advisers, Inc.
|
BUY
|
- |
3.69K+ 28.04% |
$163K - $167K
|
16.8K
$780K
|
|
|
Jan 23, 2023
Q4 2022
|
Saxon Interests, Inc.
|
BUY
|
- |
3.6K+ 6.89% |
$159K - $164K
|
55.9K
$2.59M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
3.31K+ 19.89% |
$147K - $150K
|
20K
$926K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
BUY
|
- |
3.12K+ 35.71% |
$138K - $142K
|
11.8K
$549K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.1K+ 6.37% |
$137K - $141K
|
51.7K
$2.4M
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
3.06K+ 2.83% |
$135K - $139K
|
111K
$5.16M
|
|
|
Feb 14, 2023
Q4 2022
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
3.05K+ 13.89% |
$135K - $139K
|
25K
$1.16M
|
|
|
Jan 19, 2023
Q4 2022
|
Midwest Heritage Bank, Fsb
|
BUY
|
- |
2.99K+ 4.38% |
$133K - $136K
|
71.3K
$3.31M
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
2.95K+ 10.1% |
$131K - $134K
|
32.2K
$1.49M
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
2.76K+ 460.33% |
$122K - $126K
|
3.36K
$156K
|
|
|
Feb 13, 2023
Q4 2022
|
Endowment Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
2.74K+ 18.55% |
$121K - $124K
|
17.5K
$811K
|
|
|
Jan 10, 2023
Q4 2022
|
Ewg Elevate Inc.
|
BUY
|
- |
2.58K+ 4.18% |
$114K - $117K
|
64.3K
$2.98M
|
|
|
Jan 17, 2023
Q4 2022
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
BUY
|
- |
2.45K+ 6.11% |
$109K - $111K
|
42.5K
$1.97M
|
|
|
Feb 01, 2023
Q4 2022
|
Private Portfolio Partners LLC
|
BUY
|
- |
2.38K+ 5.88% |
$105K - $108K
|
42.8K
$1.99M
|
|
|
Feb 09, 2023
Q4 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
2.35K+ 2.9% |
$104K - $107K
|
83.5K
$3.87M
|
|
|
Feb 13, 2023
Q4 2022
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
2.28K+ 131.01% |
$101K - $103K
|
4.02K
$186K
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.95K+ 9.19% |
$86.4K - $88.7K
|
23.2K
$1.08M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.79K+ 6.53% |
$79.1K - $81.2K
|
29.1K
$1.35M
|